Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2019?limit=200&registers=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom 2025-04-20T02:35:57-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/12/31/2019-27895.html Proposed Rule - Post-Trade Name Give-Up on Swap Execution Facilities 2019-12-31T00:00:00-08:00 2019-12-31T00:00:00-08:00 2019-27895 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-12-31/pdf/2019-27895.pdf https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27931.html Notice - Sunshine Act Meetings 2019-12-26T00:00:00-08:00 2019-12-26T00:00:00-08:00 2019-27931 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27931.pdf https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27704.html Notice - Agency Information Collection Activities Under OMB Review 2019-12-26T00:00:00-08:00 2019-12-26T00:00:00-08:00 2019-27704 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27704.pdf https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-26635.html Proposed Rule - Regulatory Flexibility Agenda 2019-12-26T00:00:00-08:00 2019-12-26T00:00:00-08:00 2019-26635 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-26635.pdf https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27207.html Proposed Rule - Exemption From the Swap Clearing Requirement for Certain Affiliated Entities-Alternative Compliance Frameworks for Anti-Evasionary Measures 2019-12-23T00:00:00-08:00 2019-12-23T00:00:00-08:00 2019-27207 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27207.pdf https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27116.html Proposed Rule - Capital Requirements of Swap Dealers and Major Swap Participants 2019-12-19T00:00:00-08:00 2019-12-19T00:00:00-08:00 2019-27116 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27116.pdf https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27103.html Rule - Public Rulemaking Procedures 2019-12-17T00:00:00-08:00 2019-12-17T00:00:00-08:00 2019-27103 Rule https://www.govinfo.gov/content/pkg/FR-2019-12-17/pdf/2019-27103.pdf https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-27077.html Notice - Sunshine Act Meetings 2019-12-13T00:00:00-08:00 2019-12-13T00:00:00-08:00 2019-27077 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-27077.pdf https://regulations.justia.com/regulations/fedreg/2019/12/11/2019-26637.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0055, Privacy of Consumer Financial Information 2019-12-11T00:00:00-08:00 2019-12-11T00:00:00-08:00 2019-26637 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-11/pdf/2019-26637.pdf https://regulations.justia.com/regulations/fedreg/2019/12/10/2019-26162.html Rule - Registration and Compliance Requirements for Commodity Pool Operators (CPOs) and Commodity Trading Advisors: Family Offices and Exempt CPOs 2019-12-10T00:00:00-08:00 2019-12-10T00:00:00-08:00 2019-26162 Rule https://www.govinfo.gov/content/pkg/FR-2019-12-10/pdf/2019-26162.pdf https://regulations.justia.com/regulations/fedreg/2019/12/10/2019-26161.html Rule - Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Registered Investment Companies, Business Development Companies, and Definition of Reporting Person 2019-12-10T00:00:00-08:00 2019-12-10T00:00:00-08:00 2019-26161 Rule https://www.govinfo.gov/content/pkg/FR-2019-12-10/pdf/2019-26161.pdf https://regulations.justia.com/regulations/fedreg/2019/12/06/2019-26427.html Notice - Sunshine Act Meetings 2019-12-06T00:00:00-08:00 2019-12-06T00:00:00-08:00 2019-26427 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-06/pdf/2019-26427.pdf https://regulations.justia.com/regulations/fedreg/2019/11/26/2019-25613.html Notice - Market Risk Advisory Committee 2019-11-26T00:00:00-08:00 2019-11-26T00:00:00-08:00 2019-25613 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-26/pdf/2019-25613.pdf https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25236.html Notice - Sunshine Act Meetings 2019-11-20T00:00:00-08:00 2019-11-20T00:00:00-08:00 2019-25236 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25236.pdf https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25165.html Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0025, Practice by Former Members and Employees of the Commission 2019-11-20T00:00:00-08:00 2019-11-20T00:00:00-08:00 2019-25165 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25165.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-25158.html Notice - Sunshine Act Meetings 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-25158 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-25158.pdf https://regulations.justia.com/regulations/fedreg/2019/11/19/2019-24948.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0013, Exemptions From Speculative Limits 2019-11-19T00:00:00-08:00 2019-11-19T00:00:00-08:00 2019-24948 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-19/pdf/2019-24948.pdf https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24808.html Notice - Sunshine Act Meetings 2019-11-14T00:00:00-08:00 2019-11-14T00:00:00-08:00 2019-24808 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24808.pdf https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-22695.html Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds 2019-11-14T00:00:00-08:00 2019-11-14T00:00:00-08:00 2019-22695 Rule https://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-22695.pdf https://regulations.justia.com/regulations/fedreg/2019/11/12/2019-24581.html Proposed Rule - Privacy of Consumer Financial Information 2019-11-12T00:00:00-08:00 2019-11-12T00:00:00-08:00 2019-24581 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-11-12/pdf/2019-24581.pdf https://regulations.justia.com/regulations/fedreg/2019/10/31/2019-23796.html Notice - Agency Information Collection Activities Under OMB Review 2019-10-31T00:00:00-07:00 2019-10-31T00:00:00-07:00 2019-23796 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-31/pdf/2019-23796.pdf https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23810.html Notice - Sunshine Act Meetings 2019-10-30T00:00:00-07:00 2019-10-30T00:00:00-07:00 2019-23810 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-30/pdf/2019-23810.pdf https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23688.html Notice - Sunshine Act Meetings 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23688 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23688.pdf https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23595.html Proposed Rule - Certain Swap Data Repository and Data Reporting Requirements 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23595 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23595.pdf https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23569.html Notice - Agency Information Collection Activities Under OMB Review 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23569 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23569.pdf https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23568.html Notice - Agency Information Collection Activities Under OMB Review 2019-10-29T00:00:00-07:00 2019-10-29T00:00:00-07:00 2019-23568 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23568.pdf https://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23496.html Notice - Request for Nominations for the Subcommittee on Margin Requirements for Non-Cleared Swaps Under the Global Markets Advisory Committee 2019-10-28T00:00:00-07:00 2019-10-28T00:00:00-07:00 2019-23496 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-28/pdf/2019-23496.pdf https://regulations.justia.com/regulations/fedreg/2019/10/24/2019-22954.html Proposed Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2019-10-24T00:00:00-07:00 2019-10-24T00:00:00-07:00 2019-22954 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-10-24/pdf/2019-22954.pdf https://regulations.justia.com/regulations/fedreg/2019/10/22/2019-22955.html Proposed Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2019-10-22T00:00:00-07:00 2019-10-22T00:00:00-07:00 2019-22955 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-10-22/pdf/2019-22955.pdf https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22476.html Notice - Sunshine Act Meetings 2019-10-15T00:00:00-07:00 2019-10-15T00:00:00-07:00 2019-22476 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22476.pdf https://regulations.justia.com/regulations/fedreg/2019/09/30/2019-21077.html Notice - Agency Information Collection Activities Under OMB Review 2019-09-30T00:00:00-07:00 2019-09-30T00:00:00-07:00 2019-21077 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-30/pdf/2019-21077.pdf https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20957.html Notice - Agency Information Collection Activities Under OMB Review 2019-09-27T00:00:00-07:00 2019-09-27T00:00:00-07:00 2019-20957 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20957.pdf https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20956.html Notice - Agency Information Collection Activities Under OMB Review 2019-09-27T00:00:00-07:00 2019-09-27T00:00:00-07:00 2019-20956 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20956.pdf https://regulations.justia.com/regulations/fedreg/2019/09/27/2019-20476.html Rule - Position Limits and Position Accountability for Security Futures Products 2019-09-27T00:00:00-07:00 2019-09-27T00:00:00-07:00 2019-20476 Rule https://www.govinfo.gov/content/pkg/FR-2019-09-27/pdf/2019-20476.pdf https://regulations.justia.com/regulations/fedreg/2019/09/26/2019-20888.html Notice - Agency Information Collection Activities Under OMB Review 2019-09-26T00:00:00-07:00 2019-09-26T00:00:00-07:00 2019-20888 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-26/pdf/2019-20888.pdf https://regulations.justia.com/regulations/fedreg/2019/09/25/2019-20749.html Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0096, Swap Data Recordkeeping and Reporting Requirements 2019-09-25T00:00:00-07:00 2019-09-25T00:00:00-07:00 2019-20749 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-25/pdf/2019-20749.pdf https://regulations.justia.com/regulations/fedreg/2019/09/20/2019-20509.html Notice - Sunshine Act Meetings 2019-09-20T00:00:00-07:00 2019-09-20T00:00:00-07:00 2019-20509 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-20/pdf/2019-20509.pdf https://regulations.justia.com/regulations/fedreg/2019/09/20/2019-20361.html Proposed Rule - Public Rulemaking Procedures 2019-09-20T00:00:00-07:00 2019-09-20T00:00:00-07:00 2019-20361 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-09-20/pdf/2019-20361.pdf https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20189.html Proposed Rule - Exemption From Derivatives Clearing Organization Registration 2019-09-18T00:00:00-07:00 2019-09-18T00:00:00-07:00 2019-20189 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-09-18/pdf/2019-20189.pdf https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20188.html Proposed Rule - Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations 2019-09-18T00:00:00-07:00 2019-09-18T00:00:00-07:00 2019-20188 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-09-18/pdf/2019-20188.pdf https://regulations.justia.com/regulations/fedreg/2019/09/18/2019-20177.html Notice - Technology Advisory Committee 2019-09-18T00:00:00-07:00 2019-09-18T00:00:00-07:00 2019-20177 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-18/pdf/2019-20177.pdf https://regulations.justia.com/regulations/fedreg/2019/09/11/2019-19714.html Notice - Sunshine Act Meetings 2019-09-11T00:00:00-07:00 2019-09-11T00:00:00-07:00 2019-19714 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-11/pdf/2019-19714.pdf https://regulations.justia.com/regulations/fedreg/2019/09/09/2019-19438.html Notice - Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations 2019-09-09T00:00:00-07:00 2019-09-09T00:00:00-07:00 2019-19438 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-09/pdf/2019-19438.pdf https://regulations.justia.com/regulations/fedreg/2019/09/09/2019-19388.html Notice - Global Markets Advisory Committee; Meeting 2019-09-09T00:00:00-07:00 2019-09-09T00:00:00-07:00 2019-19388 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-09/pdf/2019-19388.pdf https://regulations.justia.com/regulations/fedreg/2019/09/04/2019-19155.html Notice - Sunshine Act Meetings 2019-09-04T00:00:00-07:00 2019-09-04T00:00:00-07:00 2019-19155 Notice https://www.govinfo.gov/content/pkg/FR-2019-09-04/pdf/2019-19155.pdf https://regulations.justia.com/regulations/fedreg/2019/08/26/2019-18412.html Notice - Sunshine Act Meetings 2019-08-26T00:00:00-07:00 2019-08-26T00:00:00-07:00 2019-18412 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-26/pdf/2019-18412.pdf https://regulations.justia.com/regulations/fedreg/2019/08/26/2019-18313.html Notice - Energy and Environmental Markets Advisory Committee 2019-08-26T00:00:00-07:00 2019-08-26T00:00:00-07:00 2019-18313 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-26/pdf/2019-18313.pdf https://regulations.justia.com/regulations/fedreg/2019/08/23/2019-18250.html Notice - Market Risk Advisory Committee; Meeting 2019-08-23T00:00:00-07:00 2019-08-23T00:00:00-07:00 2019-18250 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-23/pdf/2019-18250.pdf https://regulations.justia.com/regulations/fedreg/2019/08/23/2019-18225.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0031, Procurement Contracts 2019-08-23T00:00:00-07:00 2019-08-23T00:00:00-07:00 2019-18225 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-23/pdf/2019-18225.pdf https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18112.html Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0102: Clearing Exemption for Certain Swaps Entered Into by Cooperatives 2019-08-22T00:00:00-07:00 2019-08-22T00:00:00-07:00 2019-18112 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-22/pdf/2019-18112.pdf https://regulations.justia.com/regulations/fedreg/2019/08/22/2019-18111.html Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0085: Rule 50.50 End-User Notification of Non-Cleared Swap 2019-08-22T00:00:00-07:00 2019-08-22T00:00:00-07:00 2019-18111 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-22/pdf/2019-18111.pdf https://regulations.justia.com/regulations/fedreg/2019/08/21/2019-18027.html Notice - Agency Information Collection Activities: Notice of Intent To Revise and Extend Collection 3038-0111: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants; Comparability Determinations With Margin Requirements 2019-08-21T00:00:00-07:00 2019-08-21T00:00:00-07:00 2019-18027 Notice https://www.govinfo.gov/content/pkg/FR-2019-08-21/pdf/2019-18027.pdf https://regulations.justia.com/regulations/fedreg/2019/08/06/2019-16634.html Rule - Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds 2019-08-06T00:00:00-07:00 2019-08-06T00:00:00-07:00 2019-16634 Rule https://www.govinfo.gov/content/pkg/FR-2019-08-06/pdf/2019-16634.pdf https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15933.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0067, Protection of Consumer Information Under the Fair Credit Reporting Act 2019-07-26T00:00:00-07:00 2019-07-26T00:00:00-07:00 2019-15933 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-26/pdf/2019-15933.pdf https://regulations.justia.com/regulations/fedreg/2019/07/26/2019-15400.html Proposed Rule - Customer Margin Rules Relating to Security Futures 2019-07-26T00:00:00-07:00 2019-07-26T00:00:00-07:00 2019-15400 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-07-26/pdf/2019-15400.pdf https://regulations.justia.com/regulations/fedreg/2019/07/25/2019-15810.html Proposed Rule - Certain Swap Data Repository and Data Reporting Requirements; Extension of Comment Period 2019-07-25T00:00:00-07:00 2019-07-25T00:00:00-07:00 2019-15810 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-07-25/pdf/2019-15810.pdf https://regulations.justia.com/regulations/fedreg/2019/07/24/2019-15688.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0107, Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery 2019-07-24T00:00:00-07:00 2019-07-24T00:00:00-07:00 2019-15688 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-24/pdf/2019-15688.pdf https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15615.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0017, Market Surveys 2019-07-23T00:00:00-07:00 2019-07-23T00:00:00-07:00 2019-15615 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-23/pdf/2019-15615.pdf https://regulations.justia.com/regulations/fedreg/2019/07/23/2019-15258.html Proposed Rule - Exemption From Derivatives Clearing Organization Registration 2019-07-23T00:00:00-07:00 2019-07-23T00:00:00-07:00 2019-15258 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-07-23/pdf/2019-15258.pdf https://regulations.justia.com/regulations/fedreg/2019/07/22/2019-15524.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0099, Process for a Swap Execution Facility or Designated Contract Market To Make a Swap Available To Trade 2019-07-22T00:00:00-07:00 2019-07-22T00:00:00-07:00 2019-15524 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-22/pdf/2019-15524.pdf https://regulations.justia.com/regulations/fedreg/2019/07/22/2019-15019.html Rule - Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds 2019-07-22T00:00:00-07:00 2019-07-22T00:00:00-07:00 2019-15019 Rule https://www.govinfo.gov/content/pkg/FR-2019-07-22/pdf/2019-15019.pdf https://regulations.justia.com/regulations/fedreg/2019/07/19/2019-15262.html Proposed Rule - Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations 2019-07-19T00:00:00-07:00 2019-07-19T00:00:00-07:00 2019-15262 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-07-19/pdf/2019-15262.pdf https://regulations.justia.com/regulations/fedreg/2019/07/10/2019-14638.html Notice - Request for Nominations for the Climate-Related Market Risk Subcommittee Under the Market Risk Advisory Committee 2019-07-10T00:00:00-07:00 2019-07-10T00:00:00-07:00 2019-14638 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-10/pdf/2019-14638.pdf https://regulations.justia.com/regulations/fedreg/2019/07/08/2019-14500.html Notice - Sunshine Act Meetings 2019-07-08T00:00:00-07:00 2019-07-08T00:00:00-07:00 2019-14500 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-08/pdf/2019-14500.pdf https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-14294.html Proposed Rule - Derivatives Clearing Organization General Provisions and Core Principles 2019-07-05T00:00:00-07:00 2019-07-05T00:00:00-07:00 2019-14294 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-14294.pdf https://regulations.justia.com/regulations/fedreg/2019/07/05/2019-13828.html Proposed Rule - Foreign Futures and Options Transactions 2019-07-05T00:00:00-07:00 2019-07-05T00:00:00-07:00 2019-13828 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-07-05/pdf/2019-13828.pdf https://regulations.justia.com/regulations/fedreg/2019/07/03/2019-14395.html Notice - Sunshine Act Meetings 2019-07-03T00:00:00-07:00 2019-07-03T00:00:00-07:00 2019-14395 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-03/pdf/2019-14395.pdf https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14052.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection Numbers 3038-0068 and 3038-0083: Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants 2019-07-02T00:00:00-07:00 2019-07-02T00:00:00-07:00 2019-14052 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-02/pdf/2019-14052.pdf https://regulations.justia.com/regulations/fedreg/2019/07/02/2019-14049.html Notice - Agency Information Collection Activities Under OMB Review 2019-07-02T00:00:00-07:00 2019-07-02T00:00:00-07:00 2019-14049 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-02/pdf/2019-14049.pdf https://regulations.justia.com/regulations/fedreg/2019/07/01/2019-13942.html Notice - Agency Information Collection Activities Under OMB Review 2019-07-01T00:00:00-07:00 2019-07-01T00:00:00-07:00 2019-13942 Notice https://www.govinfo.gov/content/pkg/FR-2019-07-01/pdf/2019-13942.pdf https://regulations.justia.com/regulations/fedreg/2019/06/27/2019-13697.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries and Purchases/Sales of Futures for Commodities or for Derivatives Positions 2019-06-27T00:00:00-07:00 2019-06-27T00:00:00-07:00 2019-13697 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-27/pdf/2019-13697.pdf https://regulations.justia.com/regulations/fedreg/2019/06/27/2019-13696.html Notice - Agency Information Collection Activities Under OMB Review 2019-06-27T00:00:00-07:00 2019-06-27T00:00:00-07:00 2019-13696 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-27/pdf/2019-13696.pdf https://regulations.justia.com/regulations/fedreg/2019/06/27/2019-13669.html Notice - Agency Information Collection Activities Under OMB Review 2019-06-27T00:00:00-07:00 2019-06-27T00:00:00-07:00 2019-13669 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-27/pdf/2019-13669.pdf https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13620.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0084, Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants 2019-06-26T00:00:00-07:00 2019-06-26T00:00:00-07:00 2019-13620 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-26/pdf/2019-13620.pdf https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13614.html Notice - Agency Information Collection Activities Under OMB Review 2019-06-26T00:00:00-07:00 2019-06-26T00:00:00-07:00 2019-13614 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-26/pdf/2019-13614.pdf https://regulations.justia.com/regulations/fedreg/2019/06/26/2019-13606.html Notice - Agency Information Collection Activities Under OMB Review 2019-06-26T00:00:00-07:00 2019-06-26T00:00:00-07:00 2019-13606 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-26/pdf/2019-13606.pdf https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13083.html Notice - Agency Information Collection Activities Under OMB Review 2019-06-20T00:00:00-07:00 2019-06-20T00:00:00-07:00 2019-13083 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13083.pdf https://regulations.justia.com/regulations/fedreg/2019/06/20/2019-13082.html Notice - Agency Information Collection Activities Under OMB Review 2019-06-20T00:00:00-07:00 2019-06-20T00:00:00-07:00 2019-13082 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-20/pdf/2019-13082.pdf https://regulations.justia.com/regulations/fedreg/2019/06/19/2019-12941.html Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection Numbers 3038-0087, Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants 2019-06-19T00:00:00-07:00 2019-06-19T00:00:00-07:00 2019-12941 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-19/pdf/2019-12941.pdf https://regulations.justia.com/regulations/fedreg/2019/06/19/2019-12923.html Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0089, Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps 2019-06-19T00:00:00-07:00 2019-06-19T00:00:00-07:00 2019-12923 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-19/pdf/2019-12923.pdf https://regulations.justia.com/regulations/fedreg/2019/06/14/2019-12531.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0031, Procurement Contracts 2019-06-14T00:00:00-07:00 2019-06-14T00:00:00-07:00 2019-12531 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-14/pdf/2019-12531.pdf https://regulations.justia.com/regulations/fedreg/2019/05/24/2019-10912.html Notice - Market Risk Advisory Committee; Meeting 2019-05-24T00:00:00-07:00 2019-05-24T00:00:00-07:00 2019-10912 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-24/pdf/2019-10912.pdf https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-09025.html Proposed Rule - Derivatives Clearing Organization General Provisions and Core Principles 2019-05-16T00:00:00-07:00 2019-05-16T00:00:00-07:00 2019-09025 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-09025.pdf https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-08788.html Proposed Rule - Certain Swap Data Repository and Data Reporting Requirements 2019-05-13T00:00:00-07:00 2019-05-13T00:00:00-07:00 2019-08788 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-08788.pdf https://regulations.justia.com/regulations/fedreg/2019/05/01/2019-08809.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection Numbers 3038-0068 and 3038-0083: Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants 2019-05-01T00:00:00-07:00 2019-05-01T00:00:00-07:00 2019-08809 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-01/pdf/2019-08809.pdf https://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08397.html Notice - Privacy Act of 1974; System of Records 2019-04-26T00:00:00-07:00 2019-04-26T00:00:00-07:00 2019-08397 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-26/pdf/2019-08397.pdf https://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08396.html Notice - Privacy Act of 1974; System of Records 2019-04-26T00:00:00-07:00 2019-04-26T00:00:00-07:00 2019-08396 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-26/pdf/2019-08396.pdf https://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08395.html Notice - Privacy Act of 1974; System of Records 2019-04-26T00:00:00-07:00 2019-04-26T00:00:00-07:00 2019-08395 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-26/pdf/2019-08395.pdf https://regulations.justia.com/regulations/fedreg/2019/04/25/2019-08253.html Rule - Privacy of Consumer Financial Information-Amendment To Conform Regulations to the Fixing America's Surface Transportation Act 2019-04-25T00:00:00-07:00 2019-04-25T00:00:00-07:00 2019-08253 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-25/pdf/2019-08253.pdf https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08321.html Notice - Sunshine Act Meetings 2019-04-23T00:00:00-07:00 2019-04-23T00:00:00-07:00 2019-08321 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08321.pdf https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08052.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries and Purchases/Sales of Futures for Commodities or for Derivatives Positions 2019-04-22T00:00:00-07:00 2019-04-22T00:00:00-07:00 2019-08052 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08052.pdf https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08050.html Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0104: Clearing Exemption for Swaps Between Certain Affiliated Entities 2019-04-22T00:00:00-07:00 2019-04-22T00:00:00-07:00 2019-08050 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08050.pdf https://regulations.justia.com/regulations/fedreg/2019/04/17/2019-07738.html Notice - Sunshine Act Meetings 2019-04-17T00:00:00-07:00 2019-04-17T00:00:00-07:00 2019-07738 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-17/pdf/2019-07738.pdf https://regulations.justia.com/regulations/fedreg/2019/04/15/2019-07381.html Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0080, Annual Report for Chief Compliance Officer of Registrants 2019-04-15T00:00:00-07:00 2019-04-15T00:00:00-07:00 2019-07381 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-15/pdf/2019-07381.pdf https://regulations.justia.com/regulations/fedreg/2019/04/15/2019-07380.html Notice - Agency Information Collection Activities Under OMB Review 2019-04-15T00:00:00-07:00 2019-04-15T00:00:00-07:00 2019-07380 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-15/pdf/2019-07380.pdf https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07307.html Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0089, Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps 2019-04-12T00:00:00-07:00 2019-04-12T00:00:00-07:00 2019-07307 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07307.pdf https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07306.html Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection Numbers 3038-0087, Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants 2019-04-12T00:00:00-07:00 2019-04-12T00:00:00-07:00 2019-07306 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07306.pdf https://regulations.justia.com/regulations/fedreg/2019/04/10/2019-07027.html Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection Number 3038-0084, Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants 2019-04-10T00:00:00-07:00 2019-04-10T00:00:00-07:00 2019-07027 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-10/pdf/2019-07027.pdf https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06940.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0078, Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers 2019-04-09T00:00:00-07:00 2019-04-09T00:00:00-07:00 2019-06940 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06940.pdf https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06939.html Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0024; Regulations and Forms Pertaining to the Financial Integrity of the Marketplace 2019-04-09T00:00:00-07:00 2019-04-09T00:00:00-07:00 2019-06939 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06939.pdf https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06938.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0009, Large Trader Reports 2019-04-09T00:00:00-07:00 2019-04-09T00:00:00-07:00 2019-06938 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06938.pdf https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06444.html Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0052; Core Principles and Other Requirements for Designated Contract Markets 2019-04-03T00:00:00-07:00 2019-04-03T00:00:00-07:00 2019-06444 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06444.pdf https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06443.html Rule - Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations 2019-04-03T00:00:00-07:00 2019-04-03T00:00:00-07:00 2019-06443 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06443.pdf https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06424.html Rule - Segregation of Assets Held as Collateral in Uncleared Swap Transactions 2019-04-03T00:00:00-07:00 2019-04-03T00:00:00-07:00 2019-06424 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06424.pdf https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06319.html Rule - Comparability Determination for Australia: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2019-04-03T00:00:00-07:00 2019-04-03T00:00:00-07:00 2019-06319 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06319.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06168.html Notice - Agency Information Collection Activities Under OMB Review 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06168 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06168.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06153.html Notice - Agency Information Collection Activities Notice of Intent to Renew Collection 3038-0061: Daily Trade and Supporting Data Reports 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06153 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06153.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06152.html Rule - Amendment to Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06152 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06152.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06109.html Rule - De Minimis Exception to the Swap Dealer Definition-Swaps Entered Into by Insured Depository Institutions in Connection With Loans to Customers 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06109 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06109.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06103.html Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06103 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06103.pdf https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05756.html Notice - Agricultural Advisory Committee 2019-03-26T00:00:00-07:00 2019-03-26T00:00:00-07:00 2019-05756 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05756.pdf https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05221.html Notice - Sunshine Act Meetings 2019-03-19T00:00:00-07:00 2019-03-19T00:00:00-07:00 2019-05221 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-19/pdf/2019-05221.pdf https://regulations.justia.com/regulations/fedreg/2019/03/14/2019-04741.html Notice - Global Markets Advisory Committee 2019-03-14T00:00:00-07:00 2019-03-14T00:00:00-07:00 2019-04741 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-14/pdf/2019-04741.pdf https://regulations.justia.com/regulations/fedreg/2019/03/11/2019-04297.html Notice - Revised Registration Form 7-R 2019-03-11T00:00:00-07:00 2019-03-11T00:00:00-07:00 2019-04297 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-11/pdf/2019-04297.pdf https://regulations.justia.com/regulations/fedreg/2019/03/11/2019-04296.html Notice - Agency Information Collection Activities: Notice of Intent To Extend and Revise Collections 3038-0023 and 3038-0072; Adoption of Revised Registration Form 7-R 2019-03-11T00:00:00-07:00 2019-03-11T00:00:00-07:00 2019-04296 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-11/pdf/2019-04296.pdf https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04272.html Notice - Sunshine Act Meetings 2019-03-07T00:00:00-08:00 2019-03-07T00:00:00-08:00 2019-04272 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-07/pdf/2019-04272.pdf https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03768.html Notice - Sunshine Act Meetings 2019-03-01T00:00:00-08:00 2019-03-01T00:00:00-08:00 2019-03768 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03768.pdf https://regulations.justia.com/regulations/fedreg/2019/02/27/2019-03371.html Notice - Agency Information Collection Activities Under OMB Review 2019-02-27T00:00:00-08:00 2019-02-27T00:00:00-08:00 2019-03371 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-27/pdf/2019-03371.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02506.html Notice - Agricultural Advisory Committee 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02506 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02506.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02494.html Notice - Technology Advisory Committee 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02494 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02494.pdf https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-01668.html Proposed Rule - Swap Execution Facilities and Trade Execution Requirement 2019-02-12T00:00:00-08:00 2019-02-12T00:00:00-08:00 2019-01668 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-02-12/pdf/2019-01668.pdf https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-01667.html Proposed Rule - Post-Trade Name Give-Up on Swap Execution Facilities 2019-02-12T00:00:00-08:00 2019-02-12T00:00:00-08:00 2019-01667 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-02-12/pdf/2019-01667.pdf https://regulations.justia.com/regulations/fedreg/2019/02/11/2019-01852.html Rule - Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-2019 2019-02-11T00:00:00-08:00 2019-02-11T00:00:00-08:00 2019-01852 Rule https://www.govinfo.gov/content/pkg/FR-2019-02-11/pdf/2019-01852.pdf https://regulations.justia.com/regulations/fedreg/2019/02/08/2019-00797.html Proposed Rule - Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds 2019-02-08T00:00:00-08:00 2019-02-08T00:00:00-08:00 2019-00797 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-02-08/pdf/2019-00797.pdf