<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2019/04?registers=between&min-day=1&max-day=30 Fri, 03 May 2024 00:42:09 -0700 Fri, 03 May 2024 00:42:09 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2019/04?registers=between&min-day=1&max-day=30 Notice - Privacy Act of 1974; System of Records https://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08397.html https://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08397.html Fri, 26 Apr 2019 00:00:00 -0700 2019-08397 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-26/pdf/2019-08397.pdf Notice - Privacy Act of 1974; System of Records https://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08396.html https://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08396.html Fri, 26 Apr 2019 00:00:00 -0700 2019-08396 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-26/pdf/2019-08396.pdf Notice - Privacy Act of 1974; System of Records https://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08395.html https://regulations.justia.com/regulations/fedreg/2019/04/26/2019-08395.html Fri, 26 Apr 2019 00:00:00 -0700 2019-08395 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-26/pdf/2019-08395.pdf Rule - Privacy of Consumer Financial Information-Amendment To Conform Regulations to the Fixing America's Surface Transportation Act https://regulations.justia.com/regulations/fedreg/2019/04/25/2019-08253.html https://regulations.justia.com/regulations/fedreg/2019/04/25/2019-08253.html Thu, 25 Apr 2019 00:00:00 -0700 2019-08253 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-25/pdf/2019-08253.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08321.html https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08321.html Tue, 23 Apr 2019 00:00:00 -0700 2019-08321 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08321.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries and Purchases/Sales of Futures for Commodities or for Derivatives Positions https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08052.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08052.html Mon, 22 Apr 2019 00:00:00 -0700 2019-08052 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08052.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0104: Clearing Exemption for Swaps Between Certain Affiliated Entities https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08050.html https://regulations.justia.com/regulations/fedreg/2019/04/22/2019-08050.html Mon, 22 Apr 2019 00:00:00 -0700 2019-08050 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-22/pdf/2019-08050.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/04/17/2019-07738.html https://regulations.justia.com/regulations/fedreg/2019/04/17/2019-07738.html Wed, 17 Apr 2019 00:00:00 -0700 2019-07738 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-17/pdf/2019-07738.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0080, Annual Report for Chief Compliance Officer of Registrants https://regulations.justia.com/regulations/fedreg/2019/04/15/2019-07381.html https://regulations.justia.com/regulations/fedreg/2019/04/15/2019-07381.html Mon, 15 Apr 2019 00:00:00 -0700 2019-07381 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-15/pdf/2019-07381.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/04/15/2019-07380.html https://regulations.justia.com/regulations/fedreg/2019/04/15/2019-07380.html Mon, 15 Apr 2019 00:00:00 -0700 2019-07380 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-15/pdf/2019-07380.pdf Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0089, Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07307.html https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07307.html Fri, 12 Apr 2019 00:00:00 -0700 2019-07307 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07307.pdf Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection Numbers 3038-0087, Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07306.html https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07306.html Fri, 12 Apr 2019 00:00:00 -0700 2019-07306 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07306.pdf Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection Number 3038-0084, Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2019/04/10/2019-07027.html https://regulations.justia.com/regulations/fedreg/2019/04/10/2019-07027.html Wed, 10 Apr 2019 00:00:00 -0700 2019-07027 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-10/pdf/2019-07027.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0078, Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06940.html https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06940.html Tue, 09 Apr 2019 00:00:00 -0700 2019-06940 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06940.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0024; Regulations and Forms Pertaining to the Financial Integrity of the Marketplace https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06939.html https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06939.html Tue, 09 Apr 2019 00:00:00 -0700 2019-06939 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06939.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0009, Large Trader Reports https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06938.html https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06938.html Tue, 09 Apr 2019 00:00:00 -0700 2019-06938 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06938.pdf Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0052; Core Principles and Other Requirements for Designated Contract Markets https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06444.html https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06444.html Wed, 03 Apr 2019 00:00:00 -0700 2019-06444 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06444.pdf Rule - Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06443.html https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06443.html Wed, 03 Apr 2019 00:00:00 -0700 2019-06443 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06443.pdf Rule - Segregation of Assets Held as Collateral in Uncleared Swap Transactions https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06424.html https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06424.html Wed, 03 Apr 2019 00:00:00 -0700 2019-06424 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06424.pdf Rule - Comparability Determination for Australia: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06319.html https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06319.html Wed, 03 Apr 2019 00:00:00 -0700 2019-06319 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06319.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06168.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06168.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06168 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06168.pdf Notice - Agency Information Collection Activities Notice of Intent to Renew Collection 3038-0061: Daily Trade and Supporting Data Reports https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06153.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06153.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06153 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06153.pdf Rule - Amendment to Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06152.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06152.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06152 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06152.pdf Rule - De Minimis Exception to the Swap Dealer Definition-Swaps Entered Into by Insured Depository Institutions in Connection With Loans to Customers https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06109.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06109.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06109 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06109.pdf Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06103.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06103.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06103 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06103.pdf