<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2018?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Thu, 23 May 2024 22:17:51 -0700 Thu, 23 May 2024 22:17:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2018?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Notice - Request for Input on Crypto-Asset Mechanics and Markets https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27167.html https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27167.html Mon, 17 Dec 2018 00:00:00 -0800 2018-27167 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-17/pdf/2018-27167.pdf Notice - Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations https://regulations.justia.com/regulations/fedreg/2018/12/13/2018-27042.html https://regulations.justia.com/regulations/fedreg/2018/12/13/2018-27042.html Thu, 13 Dec 2018 00:00:00 -0800 2018-27042 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-13/pdf/2018-27042.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26848.html https://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26848.html Wed, 12 Dec 2018 00:00:00 -0800 2018-26848 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26848.pdf Proposed Rule - Privacy of Consumer Financial Information-Amendment To Conform Regulations to the Fixing America's Surface Transportation Act https://regulations.justia.com/regulations/fedreg/2018/12/10/2018-26523.html https://regulations.justia.com/regulations/fedreg/2018/12/10/2018-26523.html Mon, 10 Dec 2018 00:00:00 -0800 2018-26523 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-12-10/pdf/2018-26523.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26553.html https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26553.html Thu, 06 Dec 2018 00:00:00 -0800 2018-26553 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-06/pdf/2018-26553.pdf Proposed Rule - Post-Trade Name Give-Up on Swap Execution Facilities https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-24643.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-24643.html Fri, 30 Nov 2018 00:00:00 -0800 2018-24643 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-24643.pdf Proposed Rule - Swap Execution Facilities and Trade Execution Requirement https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-24642.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-24642.html Fri, 30 Nov 2018 00:00:00 -0800 2018-24642 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-24642.pdf Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25602.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25602.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25602 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25602.pdf Notice - Market Risk Advisory Committee https://regulations.justia.com/regulations/fedreg/2018/11/19/2018-25159.html https://regulations.justia.com/regulations/fedreg/2018/11/19/2018-25159.html Mon, 19 Nov 2018 00:00:00 -0800 2018-25159 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-19/pdf/2018-25159.pdf Unknown - Regulatory Flexibility Agenda https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24166.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24166.html Fri, 16 Nov 2018 00:00:00 -0800 2018-24166 Unknown https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-24166.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0043, Rules Relating To Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration, and Member Responsibility Actions https://regulations.justia.com/regulations/fedreg/2018/11/14/2018-24770.html https://regulations.justia.com/regulations/fedreg/2018/11/14/2018-24770.html Wed, 14 Nov 2018 00:00:00 -0800 2018-24770 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-14/pdf/2018-24770.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0094; Clearing Member Risk Management https://regulations.justia.com/regulations/fedreg/2018/11/14/2018-24761.html https://regulations.justia.com/regulations/fedreg/2018/11/14/2018-24761.html Wed, 14 Nov 2018 00:00:00 -0800 2018-24761 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-14/pdf/2018-24761.pdf Rule - De Minimis Exception to the Swap Dealer Definition https://regulations.justia.com/regulations/fedreg/2018/11/13/2018-24579.html https://regulations.justia.com/regulations/fedreg/2018/11/13/2018-24579.html Tue, 13 Nov 2018 00:00:00 -0800 2018-24579 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-11-13/pdf/2018-24579.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2018/10/29/2018-23539.html https://regulations.justia.com/regulations/fedreg/2018/10/29/2018-23539.html Mon, 29 Oct 2018 00:00:00 -0700 2018-23539 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-29/pdf/2018-23539.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2018/10/29/2018-23538.html https://regulations.justia.com/regulations/fedreg/2018/10/29/2018-23538.html Mon, 29 Oct 2018 00:00:00 -0700 2018-23538 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-29/pdf/2018-23538.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/10/23/2018-23254.html https://regulations.justia.com/regulations/fedreg/2018/10/23/2018-23254.html Tue, 23 Oct 2018 00:00:00 -0700 2018-23254 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-23/pdf/2018-23254.pdf Proposed Rule - Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors https://regulations.justia.com/regulations/fedreg/2018/10/18/2018-22324.html https://regulations.justia.com/regulations/fedreg/2018/10/18/2018-22324.html Thu, 18 Oct 2018 00:00:00 -0700 2018-22324 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-10-18/pdf/2018-22324.pdf Notice - Request for Nominations for the Interest Rate Benchmark Reform Subcommittee Under the Market Risk Advisory Committee https://regulations.justia.com/regulations/fedreg/2018/10/02/2018-21408.html https://regulations.justia.com/regulations/fedreg/2018/10/02/2018-21408.html Tue, 02 Oct 2018 00:00:00 -0700 2018-21408 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-02/pdf/2018-21408.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20949.html https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20949.html Wed, 26 Sep 2018 00:00:00 -0700 2018-20949 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-26/pdf/2018-20949.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20948.html https://regulations.justia.com/regulations/fedreg/2018/09/26/2018-20948.html Wed, 26 Sep 2018 00:00:00 -0700 2018-20948 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-26/pdf/2018-20948.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20897.html https://regulations.justia.com/regulations/fedreg/2018/09/25/2018-20897.html Tue, 25 Sep 2018 00:00:00 -0700 2018-20897 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-25/pdf/2018-20897.pdf Notice - Renewal of the Technology Advisory Committee https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20595.html https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20595.html Fri, 21 Sep 2018 00:00:00 -0700 2018-20595 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-21/pdf/2018-20595.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20540.html https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20540.html Thu, 20 Sep 2018 00:00:00 -0700 2018-20540 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-20/pdf/2018-20540.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20509.html https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20509.html Thu, 20 Sep 2018 00:00:00 -0700 2018-20509 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-20/pdf/2018-20509.pdf Notice - Technology Advisory Committee; Meeting https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20508.html https://regulations.justia.com/regulations/fedreg/2018/09/20/2018-20508.html Thu, 20 Sep 2018 00:00:00 -0700 2018-20508 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-20/pdf/2018-20508.pdf Notice - Renewal of the Global Markets Advisory Committee https://regulations.justia.com/regulations/fedreg/2018/09/13/2018-19908.html https://regulations.justia.com/regulations/fedreg/2018/09/13/2018-19908.html Thu, 13 Sep 2018 00:00:00 -0700 2018-19908 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-13/pdf/2018-19908.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/09/11/2018-19832.html https://regulations.justia.com/regulations/fedreg/2018/09/11/2018-19832.html Tue, 11 Sep 2018 00:00:00 -0700 2018-19832 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-11/pdf/2018-19832.pdf Notice - Renewal of the Agricultural Advisory Committee https://regulations.justia.com/regulations/fedreg/2018/09/11/2018-19673.html https://regulations.justia.com/regulations/fedreg/2018/09/11/2018-19673.html Tue, 11 Sep 2018 00:00:00 -0700 2018-19673 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-09-11/pdf/2018-19673.pdf Proposed Rule - Extension of Comment Period for Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds https://regulations.justia.com/regulations/fedreg/2018/09/11/2018-19649.html https://regulations.justia.com/regulations/fedreg/2018/09/11/2018-19649.html Tue, 11 Sep 2018 00:00:00 -0700 2018-19649 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-09-11/pdf/2018-19649.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2018/08/29/2018-18742.html https://regulations.justia.com/regulations/fedreg/2018/08/29/2018-18742.html Wed, 29 Aug 2018 00:00:00 -0700 2018-18742 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-29/pdf/2018-18742.pdf Proposed Rule - Amendments to Clearing Exemption for Swaps Entered Into by Certain Bank Holding Companies, Savings and Loan Holding Companies, and Community Development Financial Institutions https://regulations.justia.com/regulations/fedreg/2018/08/29/2018-18618.html https://regulations.justia.com/regulations/fedreg/2018/08/29/2018-18618.html Wed, 29 Aug 2018 00:00:00 -0700 2018-18618 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-08-29/pdf/2018-18618.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2018/08/28/2018-18533.html https://regulations.justia.com/regulations/fedreg/2018/08/28/2018-18533.html Tue, 28 Aug 2018 00:00:00 -0700 2018-18533 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-28/pdf/2018-18533.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2018/08/27/2018-18532.html https://regulations.justia.com/regulations/fedreg/2018/08/27/2018-18532.html Mon, 27 Aug 2018 00:00:00 -0700 2018-18532 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-27/pdf/2018-18532.pdf Rule - Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2018/08/27/2018-18432.html https://regulations.justia.com/regulations/fedreg/2018/08/27/2018-18432.html Mon, 27 Aug 2018 00:00:00 -0700 2018-18432 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-08-27/pdf/2018-18432.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2018/08/24/2018-18330.html https://regulations.justia.com/regulations/fedreg/2018/08/24/2018-18330.html Fri, 24 Aug 2018 00:00:00 -0700 2018-18330 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-24/pdf/2018-18330.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0085: Rule 50.50 End-User Notification of Non-Cleared Swap https://regulations.justia.com/regulations/fedreg/2018/08/13/2018-17337.html https://regulations.justia.com/regulations/fedreg/2018/08/13/2018-17337.html Mon, 13 Aug 2018 00:00:00 -0700 2018-17337 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-13/pdf/2018-17337.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0101, Registration of Foreign Boards of Trade https://regulations.justia.com/regulations/fedreg/2018/08/13/2018-17336.html https://regulations.justia.com/regulations/fedreg/2018/08/13/2018-17336.html Mon, 13 Aug 2018 00:00:00 -0700 2018-17336 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-13/pdf/2018-17336.pdf Proposed Rule - Exemption From Derivatives Clearing Organization Registration https://regulations.justia.com/regulations/fedreg/2018/08/13/2018-17335.html https://regulations.justia.com/regulations/fedreg/2018/08/13/2018-17335.html Mon, 13 Aug 2018 00:00:00 -0700 2018-17335 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-08-13/pdf/2018-17335.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2018/08/13/2018-17334.html https://regulations.justia.com/regulations/fedreg/2018/08/13/2018-17334.html Mon, 13 Aug 2018 00:00:00 -0700 2018-17334 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-08-13/pdf/2018-17334.pdf Proposed Rule - Position Limits and Position Accountability for Security Futures Products https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16079.html https://regulations.justia.com/regulations/fedreg/2018/07/31/2018-16079.html Tue, 31 Jul 2018 00:00:00 -0700 2018-16079 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-07-31/pdf/2018-16079.pdf Proposed Rule - Segregation of Assets Held as Collateral in Uncleared Swap Transactions https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16176.html https://regulations.justia.com/regulations/fedreg/2018/07/30/2018-16176.html Mon, 30 Jul 2018 00:00:00 -0700 2018-16176 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-07-30/pdf/2018-16176.pdf Notice - Order Granting Exemption From Certain Provisions of the Commodity Exchange Act Regarding Investment of Customer Funds and From Certain Related Commission Regulations https://regulations.justia.com/regulations/fedreg/2018/07/25/2018-15860.html https://regulations.justia.com/regulations/fedreg/2018/07/25/2018-15860.html Wed, 25 Jul 2018 00:00:00 -0700 2018-15860 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-25/pdf/2018-15860.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0069, Information Management Requirements for Derivatives Clearing Organizations https://regulations.justia.com/regulations/fedreg/2018/07/24/2018-15800.html https://regulations.justia.com/regulations/fedreg/2018/07/24/2018-15800.html Tue, 24 Jul 2018 00:00:00 -0700 2018-15800 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-24/pdf/2018-15800.pdf Notice - Privacy Act of 1974; System of Records https://regulations.justia.com/regulations/fedreg/2018/07/19/2018-15392.html https://regulations.justia.com/regulations/fedreg/2018/07/19/2018-15392.html Thu, 19 Jul 2018 00:00:00 -0700 2018-15392 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-19/pdf/2018-15392.pdf Proposed Rule - Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds https://regulations.justia.com/regulations/fedreg/2018/07/17/2018-13502.html https://regulations.justia.com/regulations/fedreg/2018/07/17/2018-13502.html Tue, 17 Jul 2018 00:00:00 -0700 2018-13502 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-07-17/pdf/2018-13502.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0076, Risk Management Requirements for Derivatives Clearing Organizations https://regulations.justia.com/regulations/fedreg/2018/07/13/2018-14964.html https://regulations.justia.com/regulations/fedreg/2018/07/13/2018-14964.html Fri, 13 Jul 2018 00:00:00 -0700 2018-14964 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-13/pdf/2018-14964.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0097, Process for Review of Swaps for Mandatory Clearing https://regulations.justia.com/regulations/fedreg/2018/07/06/2018-14502.html https://regulations.justia.com/regulations/fedreg/2018/07/06/2018-14502.html Fri, 06 Jul 2018 00:00:00 -0700 2018-14502 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-07-06/pdf/2018-14502.pdf Proposed Rule - Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14272.html https://regulations.justia.com/regulations/fedreg/2018/07/03/2018-14272.html Tue, 03 Jul 2018 00:00:00 -0700 2018-14272 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-07-03/pdf/2018-14272.pdf Rule - Adaptation of Regulations to Incorporate Swaps; Correction https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13256.html https://regulations.justia.com/regulations/fedreg/2018/06/29/2018-13256.html Fri, 29 Jun 2018 00:00:00 -0700 2018-13256 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-06-29/pdf/2018-13256.pdf Notice - Market Risk Advisory Committee https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13612.html https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13612.html Tue, 26 Jun 2018 00:00:00 -0700 2018-13612 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-06-26/pdf/2018-13612.pdf