Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2016?limit=200®isters=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom2024-05-23T17:59:19-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/12/30/2016-29483.htmlProposed Rule - Position Limits for Derivatives2016-12-30T00:00:00-08:002016-12-30T00:00:00-08:002016-29483Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-29483.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/16/2016-29582.htmlRule - Aggregation of Positions2016-12-16T00:00:00-08:002016-12-16T00:00:00-08:002016-29582Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-16/pdf/2016-29582.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/16/2016-29368.htmlProposed Rule - Capital Requirements of Swap Dealers and Major Swap Participants2016-12-16T00:00:00-08:002016-12-16T00:00:00-08:002016-29368Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-16/pdf/2016-29368.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29613.htmlNotice - Order Excluding Farm Credit System Institutions From the Commodity Exchange Act's Definition of “Commodity Trading Advisor”2016-12-12T00:00:00-08:002016-12-12T00:00:00-08:002016-29613Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-12/pdf/2016-29613.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29753.htmlNotice - Sunshine Act Meetings2016-12-09T00:00:00-08:002016-12-09T00:00:00-08:002016-29753Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-09/pdf/2016-29753.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/06/2016-29372.htmlNotice - Sunshine Act Meetings2016-12-06T00:00:00-08:002016-12-06T00:00:00-08:002016-29372Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-06/pdf/2016-29372.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28522.htmlNotice - Sunshine Act Meetings2016-11-25T00:00:00-08:002016-11-25T00:00:00-08:002016-28522Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28522.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28389.htmlNotice - Agency Information Collection Activities: Comment Request-Proposal To Amend Collection 3038-0005: Instructions to CFTC Form CPO-PQR2016-11-25T00:00:00-08:002016-11-25T00:00:00-08:002016-28389Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28389.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28388.htmlRule - Commodity Pool Operator Financial Reports2016-11-25T00:00:00-08:002016-11-25T00:00:00-08:002016-28388Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28388.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/25/2016-27250.htmlProposed Rule - Regulation Automated Trading2016-11-25T00:00:00-08:002016-11-25T00:00:00-08:002016-27250Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-27250.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/16/2016-27525.htmlRule - Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates2016-11-16T00:00:00-08:002016-11-16T00:00:00-08:002016-27525Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-16/pdf/2016-27525.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27430.htmlNotice - Sunshine Act Meetings2016-11-14T00:00:00-08:002016-11-14T00:00:00-08:002016-27430Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27430.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/02/2016-26426.htmlNotice - Market Risk Advisory Committee2016-11-02T00:00:00-07:002016-11-02T00:00:00-07:002016-26426Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-02/pdf/2016-26426.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/02/2016-26417.htmlNotice - Agency Information Collection Activities: Practice by Former Members and Employees of the Commission2016-11-02T00:00:00-07:002016-11-02T00:00:00-07:002016-26417Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-02/pdf/2016-26417.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26502.htmlNotice - Sunshine Act Meetings2016-11-01T00:00:00-07:002016-11-01T00:00:00-07:002016-26502Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-01/pdf/2016-26502.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/28/2016-26268.htmlNotice - Sunshine Act Meetings2016-10-28T00:00:00-07:002016-10-28T00:00:00-07:002016-26268Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-28/pdf/2016-26268.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/26/2016-25925.htmlNotice - Agency Information Collection Activities Under OMB Review2016-10-26T00:00:00-07:002016-10-26T00:00:00-07:002016-25925Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-26/pdf/2016-25925.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25571.htmlNotice - Final Order Regarding Southwest Power Pool, Inc. Application To Exempt Specified Transactions; Amendment to the Final Order Exempting Specified Transactions of Certain Independent System Operators and Regional Transmission Organizations2016-10-24T00:00:00-07:002016-10-24T00:00:00-07:002016-25571Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25571.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/19/2016-25294.htmlNotice - Renewal of the Technology Advisory Committee2016-10-19T00:00:00-07:002016-10-19T00:00:00-07:002016-25294Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-19/pdf/2016-25294.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25143.htmlRule - Order Establishing De Minimis Threshold Phase-In Termination Date2016-10-18T00:00:00-07:002016-10-18T00:00:00-07:002016-25143Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25143.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/18/2016-24905.htmlProposed Rule - Cross-Border Application of the Registration Thresholds and External Business Conduct Standards Applicable to Swap Dealers and Major Swap Participants2016-10-18T00:00:00-07:002016-10-18T00:00:00-07:002016-24905Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-24905.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/14/2016-23983.htmlRule - Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps2016-10-14T00:00:00-07:002016-10-14T00:00:00-07:002016-23983Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-23983.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23886.htmlNotice - Sunshine Act Meetings2016-09-30T00:00:00-07:002016-09-30T00:00:00-07:002016-23886Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23886.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23621.htmlNotice - Privacy Act of 1974 System of Records Notice2016-09-30T00:00:00-07:002016-09-30T00:00:00-07:002016-23621Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23621.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23616.htmlNotice - Privacy Act of 1974 System of Records Notice2016-09-30T00:00:00-07:002016-09-30T00:00:00-07:002016-23616Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23616.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23351.htmlNotice - Renewal of the Global Markets Advisory Committee2016-09-28T00:00:00-07:002016-09-28T00:00:00-07:002016-23351Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23351.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/23/2016-22957.htmlNotice - Agency Information Collection Activities Under OMB Review2016-09-23T00:00:00-07:002016-09-23T00:00:00-07:002016-22957Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-23/pdf/2016-22957.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22717.htmlNotice - Renewal of the Agricultural Advisory Committee2016-09-21T00:00:00-07:002016-09-21T00:00:00-07:002016-22717Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-21/pdf/2016-22717.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22481.htmlNotice - Agency Information Collection Activities Under OMB Review2016-09-19T00:00:00-07:002016-09-19T00:00:00-07:002016-22481Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22481.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22413.htmlRule - System Safeguards Testing Requirements for Derivatives Clearing Organizations2016-09-19T00:00:00-07:002016-09-19T00:00:00-07:002016-22413Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22413.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22174.htmlRule - System Safeguards Testing Requirements2016-09-19T00:00:00-07:002016-09-19T00:00:00-07:002016-22174Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22174.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22199.htmlNotice - Agency Information Collection Activities Under OMB Review2016-09-15T00:00:00-07:002016-09-15T00:00:00-07:002016-22199Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22199.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22045.htmlRule - Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants2016-09-15T00:00:00-07:002016-09-15T00:00:00-07:002016-22045Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22045.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/07/2016-21537.htmlNotice - Sunshine Act Meetings2016-09-07T00:00:00-07:002016-09-07T00:00:00-07:002016-21537Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-07/pdf/2016-21537.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/06/2016-21153.htmlProposed Rule - Commodity Pool Operator Annual Report2016-09-06T00:00:00-07:002016-09-06T00:00:00-07:002016-21153Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-06/pdf/2016-21153.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21323.htmlNotice - Sunshine Act Meetings2016-09-02T00:00:00-07:002016-09-02T00:00:00-07:002016-21323Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21323.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20745.htmlProposed Rule - Whistleblower Awards Process2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20745Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20745.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20288.htmlNotice - Agency Information Collection Activities Under OMB Review2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20288Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20288.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/16/2016-18854.htmlRule - Final Response to District Court Remand Order in Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission2016-08-16T00:00:00-07:002016-08-16T00:00:00-07:002016-18854Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-16/pdf/2016-18854.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19231.htmlProposed Rule - Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19231Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19231.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19211.htmlRule - Written Acknowledgment of Customer Funds From Federal Reserve Banks2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19211Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19211.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19210.htmlNotice - Order Exempting the Federal Reserve Banks From Sections 4d and 22 of the Commodity Exchange Act2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19210Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19210.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/11/2016-19127.htmlNotice - Agency Information Collection Activities Under OMB Review2016-08-11T00:00:00-07:002016-08-11T00:00:00-07:002016-19127Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-11/pdf/2016-19127.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18859.htmlNotice - Agency Information Collection Activities Under OMB Review2016-08-09T00:00:00-07:002016-08-09T00:00:00-07:002016-18859Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-09/pdf/2016-18859.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/05/2016-18400.htmlProposed Rule - Commodity Pool Operator Annual Report2016-08-05T00:00:00-07:002016-08-05T00:00:00-07:002016-18400Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-05/pdf/2016-18400.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/05/2016-18210.htmlProposed Rule - Exemption From Registration for Certain Foreign Persons2016-08-05T00:00:00-07:002016-08-05T00:00:00-07:002016-18210Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-05/pdf/2016-18210.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/02/2016-18213.htmlNotice - Agency Information Collection Activities Under OMB Review2016-08-02T00:00:00-07:002016-08-02T00:00:00-07:002016-18213Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-02/pdf/2016-18213.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/02/2016-18212.htmlNotice - Agency Information Collection Activities Under OMB Review2016-08-02T00:00:00-07:002016-08-02T00:00:00-07:002016-18212Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-02/pdf/2016-18212.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/29/2016-18134.htmlNotice - Sunshine Act Meetings2016-07-29T00:00:00-07:002016-07-29T00:00:00-07:002016-18134Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-18134.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/22/2016-17374.htmlNotice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0074, Core Principles and Other Requirements for Swap Execution Facilities2016-07-22T00:00:00-07:002016-07-22T00:00:00-07:002016-17374Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-22/pdf/2016-17374.pdf