Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2016?limit=200&registers=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom 2024-05-23T17:59:19-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-29483.html Proposed Rule - Position Limits for Derivatives 2016-12-30T00:00:00-08:00 2016-12-30T00:00:00-08:00 2016-29483 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-29483.pdf https://regulations.justia.com/regulations/fedreg/2016/12/16/2016-29582.html Rule - Aggregation of Positions 2016-12-16T00:00:00-08:00 2016-12-16T00:00:00-08:00 2016-29582 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-12-16/pdf/2016-29582.pdf https://regulations.justia.com/regulations/fedreg/2016/12/16/2016-29368.html Proposed Rule - Capital Requirements of Swap Dealers and Major Swap Participants 2016-12-16T00:00:00-08:00 2016-12-16T00:00:00-08:00 2016-29368 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-12-16/pdf/2016-29368.pdf https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29613.html Notice - Order Excluding Farm Credit System Institutions From the Commodity Exchange Act's Definition of “Commodity Trading Advisor” 2016-12-12T00:00:00-08:00 2016-12-12T00:00:00-08:00 2016-29613 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-12/pdf/2016-29613.pdf https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29753.html Notice - Sunshine Act Meetings 2016-12-09T00:00:00-08:00 2016-12-09T00:00:00-08:00 2016-29753 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-09/pdf/2016-29753.pdf https://regulations.justia.com/regulations/fedreg/2016/12/06/2016-29372.html Notice - Sunshine Act Meetings 2016-12-06T00:00:00-08:00 2016-12-06T00:00:00-08:00 2016-29372 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-06/pdf/2016-29372.pdf https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28522.html Notice - Sunshine Act Meetings 2016-11-25T00:00:00-08:00 2016-11-25T00:00:00-08:00 2016-28522 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28522.pdf https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28389.html Notice - Agency Information Collection Activities: Comment Request-Proposal To Amend Collection 3038-0005: Instructions to CFTC Form CPO-PQR 2016-11-25T00:00:00-08:00 2016-11-25T00:00:00-08:00 2016-28389 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28389.pdf https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28388.html Rule - Commodity Pool Operator Financial Reports 2016-11-25T00:00:00-08:00 2016-11-25T00:00:00-08:00 2016-28388 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28388.pdf https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-27250.html Proposed Rule - Regulation Automated Trading 2016-11-25T00:00:00-08:00 2016-11-25T00:00:00-08:00 2016-27250 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-27250.pdf https://regulations.justia.com/regulations/fedreg/2016/11/16/2016-27525.html Rule - Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates 2016-11-16T00:00:00-08:00 2016-11-16T00:00:00-08:00 2016-27525 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-11-16/pdf/2016-27525.pdf https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27430.html Notice - Sunshine Act Meetings 2016-11-14T00:00:00-08:00 2016-11-14T00:00:00-08:00 2016-27430 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27430.pdf https://regulations.justia.com/regulations/fedreg/2016/11/02/2016-26426.html Notice - Market Risk Advisory Committee 2016-11-02T00:00:00-07:00 2016-11-02T00:00:00-07:00 2016-26426 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-02/pdf/2016-26426.pdf https://regulations.justia.com/regulations/fedreg/2016/11/02/2016-26417.html Notice - Agency Information Collection Activities: Practice by Former Members and Employees of the Commission 2016-11-02T00:00:00-07:00 2016-11-02T00:00:00-07:00 2016-26417 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-02/pdf/2016-26417.pdf https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26502.html Notice - Sunshine Act Meetings 2016-11-01T00:00:00-07:00 2016-11-01T00:00:00-07:00 2016-26502 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-01/pdf/2016-26502.pdf https://regulations.justia.com/regulations/fedreg/2016/10/28/2016-26268.html Notice - Sunshine Act Meetings 2016-10-28T00:00:00-07:00 2016-10-28T00:00:00-07:00 2016-26268 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-28/pdf/2016-26268.pdf https://regulations.justia.com/regulations/fedreg/2016/10/26/2016-25925.html Notice - Agency Information Collection Activities Under OMB Review 2016-10-26T00:00:00-07:00 2016-10-26T00:00:00-07:00 2016-25925 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-26/pdf/2016-25925.pdf https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25571.html Notice - Final Order Regarding Southwest Power Pool, Inc. Application To Exempt Specified Transactions; Amendment to the Final Order Exempting Specified Transactions of Certain Independent System Operators and Regional Transmission Organizations 2016-10-24T00:00:00-07:00 2016-10-24T00:00:00-07:00 2016-25571 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25571.pdf https://regulations.justia.com/regulations/fedreg/2016/10/19/2016-25294.html Notice - Renewal of the Technology Advisory Committee 2016-10-19T00:00:00-07:00 2016-10-19T00:00:00-07:00 2016-25294 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-19/pdf/2016-25294.pdf https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25143.html Rule - Order Establishing De Minimis Threshold Phase-In Termination Date 2016-10-18T00:00:00-07:00 2016-10-18T00:00:00-07:00 2016-25143 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25143.pdf https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-24905.html Proposed Rule - Cross-Border Application of the Registration Thresholds and External Business Conduct Standards Applicable to Swap Dealers and Major Swap Participants 2016-10-18T00:00:00-07:00 2016-10-18T00:00:00-07:00 2016-24905 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-24905.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-23983.html Rule - Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-23983 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-23983.pdf https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23886.html Notice - Sunshine Act Meetings 2016-09-30T00:00:00-07:00 2016-09-30T00:00:00-07:00 2016-23886 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23886.pdf https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23621.html Notice - Privacy Act of 1974 System of Records Notice 2016-09-30T00:00:00-07:00 2016-09-30T00:00:00-07:00 2016-23621 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23621.pdf https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23616.html Notice - Privacy Act of 1974 System of Records Notice 2016-09-30T00:00:00-07:00 2016-09-30T00:00:00-07:00 2016-23616 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23616.pdf https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23351.html Notice - Renewal of the Global Markets Advisory Committee 2016-09-28T00:00:00-07:00 2016-09-28T00:00:00-07:00 2016-23351 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23351.pdf https://regulations.justia.com/regulations/fedreg/2016/09/23/2016-22957.html Notice - Agency Information Collection Activities Under OMB Review 2016-09-23T00:00:00-07:00 2016-09-23T00:00:00-07:00 2016-22957 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-23/pdf/2016-22957.pdf https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22717.html Notice - Renewal of the Agricultural Advisory Committee 2016-09-21T00:00:00-07:00 2016-09-21T00:00:00-07:00 2016-22717 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-21/pdf/2016-22717.pdf https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22481.html Notice - Agency Information Collection Activities Under OMB Review 2016-09-19T00:00:00-07:00 2016-09-19T00:00:00-07:00 2016-22481 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22481.pdf https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22413.html Rule - System Safeguards Testing Requirements for Derivatives Clearing Organizations 2016-09-19T00:00:00-07:00 2016-09-19T00:00:00-07:00 2016-22413 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22413.pdf https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22174.html Rule - System Safeguards Testing Requirements 2016-09-19T00:00:00-07:00 2016-09-19T00:00:00-07:00 2016-22174 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22174.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22199.html Notice - Agency Information Collection Activities Under OMB Review 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22199 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22199.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22045.html Rule - Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22045 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22045.pdf https://regulations.justia.com/regulations/fedreg/2016/09/07/2016-21537.html Notice - Sunshine Act Meetings 2016-09-07T00:00:00-07:00 2016-09-07T00:00:00-07:00 2016-21537 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-07/pdf/2016-21537.pdf https://regulations.justia.com/regulations/fedreg/2016/09/06/2016-21153.html Proposed Rule - Commodity Pool Operator Annual Report 2016-09-06T00:00:00-07:00 2016-09-06T00:00:00-07:00 2016-21153 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-06/pdf/2016-21153.pdf https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21323.html Notice - Sunshine Act Meetings 2016-09-02T00:00:00-07:00 2016-09-02T00:00:00-07:00 2016-21323 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21323.pdf https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20745.html Proposed Rule - Whistleblower Awards Process 2016-08-30T00:00:00-07:00 2016-08-30T00:00:00-07:00 2016-20745 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20745.pdf https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20288.html Notice - Agency Information Collection Activities Under OMB Review 2016-08-24T00:00:00-07:00 2016-08-24T00:00:00-07:00 2016-20288 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20288.pdf https://regulations.justia.com/regulations/fedreg/2016/08/16/2016-18854.html Rule - Final Response to District Court Remand Order in Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission 2016-08-16T00:00:00-07:00 2016-08-16T00:00:00-07:00 2016-18854 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-08-16/pdf/2016-18854.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19231.html Proposed Rule - Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19231 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19231.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19211.html Rule - Written Acknowledgment of Customer Funds From Federal Reserve Banks 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19211 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19211.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19210.html Notice - Order Exempting the Federal Reserve Banks From Sections 4d and 22 of the Commodity Exchange Act 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19210 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19210.pdf https://regulations.justia.com/regulations/fedreg/2016/08/11/2016-19127.html Notice - Agency Information Collection Activities Under OMB Review 2016-08-11T00:00:00-07:00 2016-08-11T00:00:00-07:00 2016-19127 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-11/pdf/2016-19127.pdf https://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18859.html Notice - Agency Information Collection Activities Under OMB Review 2016-08-09T00:00:00-07:00 2016-08-09T00:00:00-07:00 2016-18859 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-09/pdf/2016-18859.pdf https://regulations.justia.com/regulations/fedreg/2016/08/05/2016-18400.html Proposed Rule - Commodity Pool Operator Annual Report 2016-08-05T00:00:00-07:00 2016-08-05T00:00:00-07:00 2016-18400 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-08-05/pdf/2016-18400.pdf https://regulations.justia.com/regulations/fedreg/2016/08/05/2016-18210.html Proposed Rule - Exemption From Registration for Certain Foreign Persons 2016-08-05T00:00:00-07:00 2016-08-05T00:00:00-07:00 2016-18210 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-08-05/pdf/2016-18210.pdf https://regulations.justia.com/regulations/fedreg/2016/08/02/2016-18213.html Notice - Agency Information Collection Activities Under OMB Review 2016-08-02T00:00:00-07:00 2016-08-02T00:00:00-07:00 2016-18213 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-02/pdf/2016-18213.pdf https://regulations.justia.com/regulations/fedreg/2016/08/02/2016-18212.html Notice - Agency Information Collection Activities Under OMB Review 2016-08-02T00:00:00-07:00 2016-08-02T00:00:00-07:00 2016-18212 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-02/pdf/2016-18212.pdf https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-18134.html Notice - Sunshine Act Meetings 2016-07-29T00:00:00-07:00 2016-07-29T00:00:00-07:00 2016-18134 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-18134.pdf https://regulations.justia.com/regulations/fedreg/2016/07/22/2016-17374.html Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0074, Core Principles and Other Requirements for Swap Execution Facilities 2016-07-22T00:00:00-07:00 2016-07-22T00:00:00-07:00 2016-17374 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-22/pdf/2016-17374.pdf