<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2016?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Sun, 28 Apr 2024 06:29:35 -0700 Sun, 28 Apr 2024 06:29:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2016?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Proposed Rule - Position Limits for Derivatives https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-29483.html https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-29483.html Fri, 30 Dec 2016 00:00:00 -0800 2016-29483 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-29483.pdf Rule - Aggregation of Positions https://regulations.justia.com/regulations/fedreg/2016/12/16/2016-29582.html https://regulations.justia.com/regulations/fedreg/2016/12/16/2016-29582.html Fri, 16 Dec 2016 00:00:00 -0800 2016-29582 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-12-16/pdf/2016-29582.pdf Proposed Rule - Capital Requirements of Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2016/12/16/2016-29368.html https://regulations.justia.com/regulations/fedreg/2016/12/16/2016-29368.html Fri, 16 Dec 2016 00:00:00 -0800 2016-29368 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-12-16/pdf/2016-29368.pdf Notice - Order Excluding Farm Credit System Institutions From the Commodity Exchange Act's Definition of “Commodity Trading Advisor” https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29613.html https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29613.html Mon, 12 Dec 2016 00:00:00 -0800 2016-29613 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-12/pdf/2016-29613.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29753.html https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29753.html Fri, 09 Dec 2016 00:00:00 -0800 2016-29753 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-09/pdf/2016-29753.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2016/12/06/2016-29372.html https://regulations.justia.com/regulations/fedreg/2016/12/06/2016-29372.html Tue, 06 Dec 2016 00:00:00 -0800 2016-29372 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-06/pdf/2016-29372.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28522.html https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28522.html Fri, 25 Nov 2016 00:00:00 -0800 2016-28522 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28522.pdf Notice - Agency Information Collection Activities: Comment Request-Proposal To Amend Collection 3038-0005: Instructions to CFTC Form CPO-PQR https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28389.html https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28389.html Fri, 25 Nov 2016 00:00:00 -0800 2016-28389 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28389.pdf Rule - Commodity Pool Operator Financial Reports https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28388.html https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28388.html Fri, 25 Nov 2016 00:00:00 -0800 2016-28388 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28388.pdf Proposed Rule - Regulation Automated Trading https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-27250.html https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-27250.html Fri, 25 Nov 2016 00:00:00 -0800 2016-27250 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-27250.pdf Rule - Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates https://regulations.justia.com/regulations/fedreg/2016/11/16/2016-27525.html https://regulations.justia.com/regulations/fedreg/2016/11/16/2016-27525.html Wed, 16 Nov 2016 00:00:00 -0800 2016-27525 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-11-16/pdf/2016-27525.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27430.html https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27430.html Mon, 14 Nov 2016 00:00:00 -0800 2016-27430 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27430.pdf Notice - Market Risk Advisory Committee https://regulations.justia.com/regulations/fedreg/2016/11/02/2016-26426.html https://regulations.justia.com/regulations/fedreg/2016/11/02/2016-26426.html Wed, 02 Nov 2016 00:00:00 -0700 2016-26426 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-02/pdf/2016-26426.pdf Notice - Agency Information Collection Activities: Practice by Former Members and Employees of the Commission https://regulations.justia.com/regulations/fedreg/2016/11/02/2016-26417.html https://regulations.justia.com/regulations/fedreg/2016/11/02/2016-26417.html Wed, 02 Nov 2016 00:00:00 -0700 2016-26417 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-02/pdf/2016-26417.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26502.html https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26502.html Tue, 01 Nov 2016 00:00:00 -0700 2016-26502 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-01/pdf/2016-26502.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2016/10/28/2016-26268.html https://regulations.justia.com/regulations/fedreg/2016/10/28/2016-26268.html Fri, 28 Oct 2016 00:00:00 -0700 2016-26268 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-28/pdf/2016-26268.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/10/26/2016-25925.html https://regulations.justia.com/regulations/fedreg/2016/10/26/2016-25925.html Wed, 26 Oct 2016 00:00:00 -0700 2016-25925 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-26/pdf/2016-25925.pdf Notice - Final Order Regarding Southwest Power Pool, Inc. Application To Exempt Specified Transactions; Amendment to the Final Order Exempting Specified Transactions of Certain Independent System Operators and Regional Transmission Organizations https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25571.html https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25571.html Mon, 24 Oct 2016 00:00:00 -0700 2016-25571 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25571.pdf Notice - Renewal of the Technology Advisory Committee https://regulations.justia.com/regulations/fedreg/2016/10/19/2016-25294.html https://regulations.justia.com/regulations/fedreg/2016/10/19/2016-25294.html Wed, 19 Oct 2016 00:00:00 -0700 2016-25294 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-19/pdf/2016-25294.pdf Rule - Order Establishing De Minimis Threshold Phase-In Termination Date https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25143.html https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25143.html Tue, 18 Oct 2016 00:00:00 -0700 2016-25143 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25143.pdf Proposed Rule - Cross-Border Application of the Registration Thresholds and External Business Conduct Standards Applicable to Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-24905.html https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-24905.html Tue, 18 Oct 2016 00:00:00 -0700 2016-24905 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-24905.pdf Rule - Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-23983.html https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-23983.html Fri, 14 Oct 2016 00:00:00 -0700 2016-23983 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-23983.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23886.html https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23886.html Fri, 30 Sep 2016 00:00:00 -0700 2016-23886 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23886.pdf Notice - Privacy Act of 1974 System of Records Notice https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23621.html https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23621.html Fri, 30 Sep 2016 00:00:00 -0700 2016-23621 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23621.pdf Notice - Privacy Act of 1974 System of Records Notice https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23616.html https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23616.html Fri, 30 Sep 2016 00:00:00 -0700 2016-23616 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23616.pdf Notice - Renewal of the Global Markets Advisory Committee https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23351.html https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23351.html Wed, 28 Sep 2016 00:00:00 -0700 2016-23351 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23351.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/09/23/2016-22957.html https://regulations.justia.com/regulations/fedreg/2016/09/23/2016-22957.html Fri, 23 Sep 2016 00:00:00 -0700 2016-22957 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-23/pdf/2016-22957.pdf Notice - Renewal of the Agricultural Advisory Committee https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22717.html https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22717.html Wed, 21 Sep 2016 00:00:00 -0700 2016-22717 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-21/pdf/2016-22717.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22481.html https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22481.html Mon, 19 Sep 2016 00:00:00 -0700 2016-22481 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22481.pdf Rule - System Safeguards Testing Requirements for Derivatives Clearing Organizations https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22413.html https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22413.html Mon, 19 Sep 2016 00:00:00 -0700 2016-22413 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22413.pdf Rule - System Safeguards Testing Requirements https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22174.html https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22174.html Mon, 19 Sep 2016 00:00:00 -0700 2016-22174 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22174.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22199.html https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22199.html Thu, 15 Sep 2016 00:00:00 -0700 2016-22199 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22199.pdf Rule - Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22045.html https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22045.html Thu, 15 Sep 2016 00:00:00 -0700 2016-22045 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22045.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2016/09/07/2016-21537.html https://regulations.justia.com/regulations/fedreg/2016/09/07/2016-21537.html Wed, 07 Sep 2016 00:00:00 -0700 2016-21537 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-07/pdf/2016-21537.pdf Proposed Rule - Commodity Pool Operator Annual Report https://regulations.justia.com/regulations/fedreg/2016/09/06/2016-21153.html https://regulations.justia.com/regulations/fedreg/2016/09/06/2016-21153.html Tue, 06 Sep 2016 00:00:00 -0700 2016-21153 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-06/pdf/2016-21153.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21323.html https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21323.html Fri, 02 Sep 2016 00:00:00 -0700 2016-21323 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21323.pdf Proposed Rule - Whistleblower Awards Process https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20745.html https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20745.html Tue, 30 Aug 2016 00:00:00 -0700 2016-20745 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20745.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20288.html https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20288.html Wed, 24 Aug 2016 00:00:00 -0700 2016-20288 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20288.pdf Rule - Final Response to District Court Remand Order in Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission https://regulations.justia.com/regulations/fedreg/2016/08/16/2016-18854.html https://regulations.justia.com/regulations/fedreg/2016/08/16/2016-18854.html Tue, 16 Aug 2016 00:00:00 -0700 2016-18854 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-08-16/pdf/2016-18854.pdf Proposed Rule - Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19231.html https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19231.html Fri, 12 Aug 2016 00:00:00 -0700 2016-19231 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19231.pdf Rule - Written Acknowledgment of Customer Funds From Federal Reserve Banks https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19211.html https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19211.html Fri, 12 Aug 2016 00:00:00 -0700 2016-19211 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19211.pdf Notice - Order Exempting the Federal Reserve Banks From Sections 4d and 22 of the Commodity Exchange Act https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19210.html https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19210.html Fri, 12 Aug 2016 00:00:00 -0700 2016-19210 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19210.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/08/11/2016-19127.html https://regulations.justia.com/regulations/fedreg/2016/08/11/2016-19127.html Thu, 11 Aug 2016 00:00:00 -0700 2016-19127 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-11/pdf/2016-19127.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18859.html https://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18859.html Tue, 09 Aug 2016 00:00:00 -0700 2016-18859 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-09/pdf/2016-18859.pdf Proposed Rule - Commodity Pool Operator Annual Report https://regulations.justia.com/regulations/fedreg/2016/08/05/2016-18400.html https://regulations.justia.com/regulations/fedreg/2016/08/05/2016-18400.html Fri, 05 Aug 2016 00:00:00 -0700 2016-18400 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-08-05/pdf/2016-18400.pdf Proposed Rule - Exemption From Registration for Certain Foreign Persons https://regulations.justia.com/regulations/fedreg/2016/08/05/2016-18210.html https://regulations.justia.com/regulations/fedreg/2016/08/05/2016-18210.html Fri, 05 Aug 2016 00:00:00 -0700 2016-18210 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-08-05/pdf/2016-18210.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/08/02/2016-18213.html https://regulations.justia.com/regulations/fedreg/2016/08/02/2016-18213.html Tue, 02 Aug 2016 00:00:00 -0700 2016-18213 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-02/pdf/2016-18213.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/08/02/2016-18212.html https://regulations.justia.com/regulations/fedreg/2016/08/02/2016-18212.html Tue, 02 Aug 2016 00:00:00 -0700 2016-18212 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-02/pdf/2016-18212.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-18134.html https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-18134.html Fri, 29 Jul 2016 00:00:00 -0700 2016-18134 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-18134.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0074, Core Principles and Other Requirements for Swap Execution Facilities https://regulations.justia.com/regulations/fedreg/2016/07/22/2016-17374.html https://regulations.justia.com/regulations/fedreg/2016/07/22/2016-17374.html Fri, 22 Jul 2016 00:00:00 -0700 2016-17374 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-22/pdf/2016-17374.pdf Notice - Order Extending the Designation of the Provider of Legal Entity Identifiers To Be Used in Recordkeeping and Swap Data Reporting Pursuant to the Commission's Regulations https://regulations.justia.com/regulations/fedreg/2016/07/21/2016-17229.html https://regulations.justia.com/regulations/fedreg/2016/07/21/2016-17229.html Thu, 21 Jul 2016 00:00:00 -0700 2016-17229 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-21/pdf/2016-17229.pdf Notice - Agency Information Collection Activities: Revised Collection, Comment Request: Amendments To Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps, Final Rule https://regulations.justia.com/regulations/fedreg/2016/07/21/2016-17208.html https://regulations.justia.com/regulations/fedreg/2016/07/21/2016-17208.html Thu, 21 Jul 2016 00:00:00 -0700 2016-17208 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-21/pdf/2016-17208.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0102, Clearing Exemption for Certain Swaps Entered Into by Cooperatives https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15473.html https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15473.html Thu, 30 Jun 2016 00:00:00 -0700 2016-15473 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-30/pdf/2016-15473.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0005, Rules Relating to the Operations and Activities of Commodity Pool Operators and Commodity Trading Advisors and to Monthly Reporting by Futures Commission Merchants https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15472.html https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15472.html Thu, 30 Jun 2016 00:00:00 -0700 2016-15472 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-30/pdf/2016-15472.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/06/29/2016-15344.html https://regulations.justia.com/regulations/fedreg/2016/06/29/2016-15344.html Wed, 29 Jun 2016 00:00:00 -0700 2016-15344 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-29/pdf/2016-15344.pdf Rule - Adjustment of Civil Monetary Penalties for Inflation https://regulations.justia.com/regulations/fedreg/2016/06/27/2016-15078.html https://regulations.justia.com/regulations/fedreg/2016/06/27/2016-15078.html Mon, 27 Jun 2016 00:00:00 -0700 2016-15078 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-06-27/pdf/2016-15078.pdf Rule - Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps https://regulations.justia.com/regulations/fedreg/2016/06/27/2016-14414.html https://regulations.justia.com/regulations/fedreg/2016/06/27/2016-14414.html Mon, 27 Jun 2016 00:00:00 -0700 2016-14414 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-06-27/pdf/2016-14414.pdf Proposed Rule - Clearing Requirement Determination Under Section 2(h) of the CEA for Interest Rate Swaps https://regulations.justia.com/regulations/fedreg/2016/06/16/2016-14035.html https://regulations.justia.com/regulations/fedreg/2016/06/16/2016-14035.html Thu, 16 Jun 2016 00:00:00 -0700 2016-14035 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-06-16/pdf/2016-14035.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0099, Process for a Swap Execution Facility or Designated Contract Market To Make a Swap Available To Trade https://regulations.justia.com/regulations/fedreg/2016/06/14/2016-14029.html https://regulations.justia.com/regulations/fedreg/2016/06/14/2016-14029.html Tue, 14 Jun 2016 00:00:00 -0700 2016-14029 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-14/pdf/2016-14029.pdf Proposed Rule - Position Limits for Derivatives: Certain Exemptions and Guidance https://regulations.justia.com/regulations/fedreg/2016/06/13/2016-12964.html https://regulations.justia.com/regulations/fedreg/2016/06/13/2016-12964.html Mon, 13 Jun 2016 00:00:00 -0700 2016-12964 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-06-13/pdf/2016-12964.pdf Notice - Agency Information Collection Activities: Notice Requesting Approval of New Collection, CFTC SmartCheck Annual Campaign Impact Tracking Survey, 3038-NEW https://regulations.justia.com/regulations/fedreg/2016/06/09/2016-13623.html https://regulations.justia.com/regulations/fedreg/2016/06/09/2016-13623.html Thu, 09 Jun 2016 00:00:00 -0700 2016-13623 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-09/pdf/2016-13623.pdf Notice - Market Risk Advisory Committee https://regulations.justia.com/regulations/fedreg/2016/06/09/2016-13622.html https://regulations.justia.com/regulations/fedreg/2016/06/09/2016-13622.html Thu, 09 Jun 2016 00:00:00 -0700 2016-13622 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-09/pdf/2016-13622.pdf Proposed Rule - Public Staff Roundtable on Elements of Regulation Automated Trading; Reopening of Comment Period https://regulations.justia.com/regulations/fedreg/2016/06/07/2016-13385.html https://regulations.justia.com/regulations/fedreg/2016/06/07/2016-13385.html Tue, 07 Jun 2016 00:00:00 -0700 2016-13385 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-06-07/pdf/2016-13385.pdf Notice - Notice of Proposed Order and Request for Comment on a Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Federal Reserve Banks From Sections 4d and 22 of the Commodity Exchange Act https://regulations.justia.com/regulations/fedreg/2016/06/02/2016-13055.html https://regulations.justia.com/regulations/fedreg/2016/06/02/2016-13055.html Thu, 02 Jun 2016 00:00:00 -0700 2016-13055 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-13055.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0067, Part 162 Subpart C-Identify Theft Red Flags https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12858.html https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12858.html Wed, 01 Jun 2016 00:00:00 -0700 2016-12858 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12858.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0017, Market Surveys https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12707.html https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12707.html Tue, 31 May 2016 00:00:00 -0700 2016-12707 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12707.pdf Notice - Agency Information Collection Activities: Proposed Collection, Comment Request: Final Rule, Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants-Cross-Border Application of the Margin Requirements https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12613.html https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12613.html Tue, 31 May 2016 00:00:00 -0700 2016-12613 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12613.pdf Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants-Cross-Border Application of the Margin Requirements https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12612.html https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12612.html Tue, 31 May 2016 00:00:00 -0700 2016-12612 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12612.pdf Notice - Renewal of the Market Risk Advisory Committee https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12316.html https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12316.html Wed, 25 May 2016 00:00:00 -0700 2016-12316 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12316.pdf Notice - Notice of Proposed Amendment to and Request for Comment on the Final Order in Response to a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Regulatory Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act Pursuant to the Authority Provided in the Act https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11385.html https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11385.html Mon, 16 May 2016 00:00:00 -0700 2016-11385 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-16/pdf/2016-11385.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11548.html https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11548.html Fri, 13 May 2016 00:00:00 -0700 2016-11548 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-13/pdf/2016-11548.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/05/10/2016-10848.html https://regulations.justia.com/regulations/fedreg/2016/05/10/2016-10848.html Tue, 10 May 2016 00:00:00 -0700 2016-10848 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-10/pdf/2016-10848.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/05/10/2016-10847.html https://regulations.justia.com/regulations/fedreg/2016/05/10/2016-10847.html Tue, 10 May 2016 00:00:00 -0700 2016-10847 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-10/pdf/2016-10847.pdf Rule - Definitions of “Portfolio Reconciliation” and “Material Terms” for Purposes of Swap Portfolio Reconciliation https://regulations.justia.com/regulations/fedreg/2016/05/06/2016-10565.html https://regulations.justia.com/regulations/fedreg/2016/05/06/2016-10565.html Fri, 06 May 2016 00:00:00 -0700 2016-10565 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-05-06/pdf/2016-10565.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2016/04/29/2016-10216.html https://regulations.justia.com/regulations/fedreg/2016/04/29/2016-10216.html Fri, 29 Apr 2016 00:00:00 -0700 2016-10216 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-29/pdf/2016-10216.pdf Notice - Public Availability of Fiscal Year 2015 Service Contract Inventory https://regulations.justia.com/regulations/fedreg/2016/04/13/2016-08431.html https://regulations.justia.com/regulations/fedreg/2016/04/13/2016-08431.html Wed, 13 Apr 2016 00:00:00 -0700 2016-08431 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-13/pdf/2016-08431.pdf Proposed Rule - Certain Natural Gas and Electric Power Contracts https://regulations.justia.com/regulations/fedreg/2016/04/08/2016-08076.html https://regulations.justia.com/regulations/fedreg/2016/04/08/2016-08076.html Fri, 08 Apr 2016 00:00:00 -0700 2016-08076 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-04-08/pdf/2016-08076.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07788.html https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07788.html Tue, 05 Apr 2016 00:00:00 -0700 2016-07788 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07788.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2016/04/01/2016-07649.html https://regulations.justia.com/regulations/fedreg/2016/04/01/2016-07649.html Fri, 01 Apr 2016 00:00:00 -0700 2016-07649 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-01/pdf/2016-07649.pdf Rule - Alternative to Fingerprinting Requirement for Foreign Natural Persons https://regulations.justia.com/regulations/fedreg/2016/04/01/2016-07304.html https://regulations.justia.com/regulations/fedreg/2016/04/01/2016-07304.html Fri, 01 Apr 2016 00:00:00 -0700 2016-07304 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-04-01/pdf/2016-07304.pdf Notice - Market Risk Advisory Committee https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07131.html https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07131.html Wed, 30 Mar 2016 00:00:00 -0700 2016-07131 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-30/pdf/2016-07131.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries and Purchases/Sales of Futures for Commodities or for Derivatives Positions https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-07006.html https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-07006.html Tue, 29 Mar 2016 00:00:00 -0700 2016-07006 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-29/pdf/2016-07006.pdf Rule - Rules of Practice https://regulations.justia.com/regulations/fedreg/2016/03/28/2016-07017.html https://regulations.justia.com/regulations/fedreg/2016/03/28/2016-07017.html Mon, 28 Mar 2016 00:00:00 -0700 2016-07017 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-03-28/pdf/2016-07017.pdf Notice - Comparability Determination for the European Union: Dually-Registered Derivatives Clearing Organizations and Central Counterparties https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06261.html https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06261.html Tue, 22 Mar 2016 00:00:00 -0700 2016-06261 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06261.pdf Rule - Trade Options https://regulations.justia.com/regulations/fedreg/2016/03/21/2016-06260.html https://regulations.justia.com/regulations/fedreg/2016/03/21/2016-06260.html Mon, 21 Mar 2016 00:00:00 -0700 2016-06260 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-03-21/pdf/2016-06260.pdf Rule - Registration https://regulations.justia.com/regulations/fedreg/2016/03/11/2016-05580.html https://regulations.justia.com/regulations/fedreg/2016/03/11/2016-05580.html Fri, 11 Mar 2016 00:00:00 -0800 2016-05580 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-03-11/pdf/2016-05580.pdf Rule - Registration https://regulations.justia.com/regulations/fedreg/2016/03/11/2016-05577.html https://regulations.justia.com/regulations/fedreg/2016/03/11/2016-05577.html Fri, 11 Mar 2016 00:00:00 -0800 2016-05577 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-03-11/pdf/2016-05577.pdf Rule - General Regulations Under the Commodity Exchange Act https://regulations.justia.com/regulations/fedreg/2016/03/11/2016-05576.html https://regulations.justia.com/regulations/fedreg/2016/03/11/2016-05576.html Fri, 11 Mar 2016 00:00:00 -0800 2016-05576 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-03-11/pdf/2016-05576.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-05016.html https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-05016.html Mon, 07 Mar 2016 00:00:00 -0800 2016-05016 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-05016.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0104, Exemption for Swaps Between Affiliates https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04999.html https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04999.html Mon, 07 Mar 2016 00:00:00 -0800 2016-04999 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-04999.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0107, Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery https://regulations.justia.com/regulations/fedreg/2016/03/04/2016-04812.html https://regulations.justia.com/regulations/fedreg/2016/03/04/2016-04812.html Fri, 04 Mar 2016 00:00:00 -0800 2016-04812 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-04/pdf/2016-04812.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03595.html https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03595.html Fri, 19 Feb 2016 00:00:00 -0800 2016-03595 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-19/pdf/2016-03595.pdf Notice - Order Authorizing the National Futures Association as a Commission Designee for Direct Electronic Access to Data in Swap Data Repositories https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-03064.html https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-03064.html Tue, 16 Feb 2016 00:00:00 -0800 2016-03064 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-03064.pdf Rule - Foreign Futures and Options Transactions https://regulations.justia.com/regulations/fedreg/2016/02/11/2016-02795.html https://regulations.justia.com/regulations/fedreg/2016/02/11/2016-02795.html Thu, 11 Feb 2016 00:00:00 -0800 2016-02795 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-02-11/pdf/2016-02795.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/02/05/2016-02217.html https://regulations.justia.com/regulations/fedreg/2016/02/05/2016-02217.html Fri, 05 Feb 2016 00:00:00 -0800 2016-02217 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-05/pdf/2016-02217.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/02/02/2016-01774.html https://regulations.justia.com/regulations/fedreg/2016/02/02/2016-01774.html Tue, 02 Feb 2016 00:00:00 -0800 2016-01774 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-02/pdf/2016-01774.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/02/02/2016-01773.html https://regulations.justia.com/regulations/fedreg/2016/02/02/2016-01773.html Tue, 02 Feb 2016 00:00:00 -0800 2016-01773 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-02/pdf/2016-01773.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/02/01/2016-01760.html https://regulations.justia.com/regulations/fedreg/2016/02/01/2016-01760.html Mon, 01 Feb 2016 00:00:00 -0800 2016-01760 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-01/pdf/2016-01760.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/02/01/2016-01758.html https://regulations.justia.com/regulations/fedreg/2016/02/01/2016-01758.html Mon, 01 Feb 2016 00:00:00 -0800 2016-01758 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-01/pdf/2016-01758.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/02/01/2016-01753.html https://regulations.justia.com/regulations/fedreg/2016/02/01/2016-01753.html Mon, 01 Feb 2016 00:00:00 -0800 2016-01753 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-01/pdf/2016-01753.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01139.html https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01139.html Thu, 21 Jan 2016 00:00:00 -0800 2016-01139 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01139.pdf Notice - Performance of Certain Functions by the National Futures Association Related to Notices of Swap Valuation Disputes Filed by Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01051.html https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01051.html Thu, 21 Jan 2016 00:00:00 -0800 2016-01051 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01051.pdf Proposed Rule - Alternative to Fingerprinting Requirement for Foreign Natural Persons https://regulations.justia.com/regulations/fedreg/2016/01/12/2016-00045.html https://regulations.justia.com/regulations/fedreg/2016/01/12/2016-00045.html Tue, 12 Jan 2016 00:00:00 -0800 2016-00045 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-01-12/pdf/2016-00045.pdf Notice - Technology Advisory Committee; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-297.html https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-297.html Mon, 11 Jan 2016 00:00:00 -0800 2016-297 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-297.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2016/01/07/2016-00058.html https://regulations.justia.com/regulations/fedreg/2016/01/07/2016-00058.html Thu, 07 Jan 2016 00:00:00 -0800 2016-00058 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2016-00058.pdf Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-32320.html https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-32320.html Wed, 06 Jan 2016 00:00:00 -0800 2015-32320 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-32320.pdf