<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2014?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Wed, 01 May 2024 16:10:28 -0700 Wed, 01 May 2024 16:10:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2014?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0023, Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29442.html https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29442.html Tue, 16 Dec 2014 00:00:00 -0800 2014-29442 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-16/pdf/2014-29442.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29436.html https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29436.html Tue, 16 Dec 2014 00:00:00 -0800 2014-29436 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-16/pdf/2014-29436.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29335.html https://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29335.html Fri, 12 Dec 2014 00:00:00 -0800 2014-29335 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29335.pdf Proposed Rule - Position Limits for Derivatives and Aggregation of Positions https://regulations.justia.com/regulations/fedreg/2014/12/04/2014-28482.html https://regulations.justia.com/regulations/fedreg/2014/12/04/2014-28482.html Thu, 04 Dec 2014 00:00:00 -0800 2014-28482 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-12-04/pdf/2014-28482.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28382.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28382.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28382 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28382.pdf Notice - Agricultural Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27754.html https://regulations.justia.com/regulations/fedreg/2014/11/24/2014-27754.html Mon, 24 Nov 2014 00:00:00 -0800 2014-27754 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-24/pdf/2014-27754.pdf Proposed Rule - Forward Contracts With Embedded Volumetric Optionality https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27285.html https://regulations.justia.com/regulations/fedreg/2014/11/20/2014-27285.html Thu, 20 Nov 2014 00:00:00 -0800 2014-27285 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-11-20/pdf/2014-27285.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27402.html https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27402.html Wed, 19 Nov 2014 00:00:00 -0800 2014-27402 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-19/pdf/2014-27402.pdf Notice - Market Risk Advisory Committee https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27279.html https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27279.html Wed, 19 Nov 2014 00:00:00 -0800 2014-27279 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-19/pdf/2014-27279.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-27177.html https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-27177.html Fri, 14 Nov 2014 00:00:00 -0800 2014-27177 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-14/pdf/2014-27177.pdf Proposed Rule - Records of Commodity Interest and Related Cash or Forward Transactions https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26983.html https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26983.html Fri, 14 Nov 2014 00:00:00 -0800 2014-26983 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-11-14/pdf/2014-26983.pdf Proposed Rule - Residual Interest Deadline for Futures Commission Merchants https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26978.html https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26978.html Fri, 14 Nov 2014 00:00:00 -0800 2014-26978 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-11-14/pdf/2014-26978.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0066, Financial Resource Requirements for Derivatives Clearing Organizations https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26275.html https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26275.html Wed, 05 Nov 2014 00:00:00 -0800 2014-26275 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26275.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/10/30/2014-25894.html https://regulations.justia.com/regulations/fedreg/2014/10/30/2014-25894.html Thu, 30 Oct 2014 00:00:00 -0700 2014-25894 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-30/pdf/2014-25894.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0055, Privacy of Consumer Financial Information https://regulations.justia.com/regulations/fedreg/2014/10/23/2014-25228.html https://regulations.justia.com/regulations/fedreg/2014/10/23/2014-25228.html Thu, 23 Oct 2014 00:00:00 -0700 2014-25228 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-23/pdf/2014-25228.pdf Proposed Rule - Proceedings Before the Commodity Futures Trading Commission; Rules Relating to Suspension or Disbarment From Appearance and Practice https://regulations.justia.com/regulations/fedreg/2014/10/23/2014-25194.html https://regulations.justia.com/regulations/fedreg/2014/10/23/2014-25194.html Thu, 23 Oct 2014 00:00:00 -0700 2014-25194 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-10-23/pdf/2014-25194.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25225.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25225.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25225 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25225.pdf Notice - Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24624.html https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24624.html Fri, 17 Oct 2014 00:00:00 -0700 2014-24624 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-17/pdf/2014-24624.pdf Proposed Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-22962.html https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-22962.html Fri, 03 Oct 2014 00:00:00 -0700 2014-22962 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-22962.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0062, Regulation Pertaining to Financial Integrity of the Forex Market Place https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23263.html https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23263.html Tue, 30 Sep 2014 00:00:00 -0700 2014-23263 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23263.pdf Notice - Privacy Act of 1974 System of Records Notice https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23203.html https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23203.html Tue, 30 Sep 2014 00:00:00 -0700 2014-23203 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23203.pdf Notice - Privacy Act of 1974 System of Records Notice https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23186.html https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23186.html Tue, 30 Sep 2014 00:00:00 -0700 2014-23186 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23186.pdf Notice - Global Markets Advisory Committee https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22985.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22985.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22985 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22985.pdf Rule - Exclusion of Utility Operations-Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special Entities https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22966.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22966.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22966 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22966.pdf Notice - Agency Information Collection Activities: Notice of Intent to Renew Collection 3038-0095, Large Trader Reporting for Physical Commodity Swaps https://regulations.justia.com/regulations/fedreg/2014/09/17/2014-22176.html https://regulations.justia.com/regulations/fedreg/2014/09/17/2014-22176.html Wed, 17 Sep 2014 00:00:00 -0700 2014-22176 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-17/pdf/2014-22176.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/09/12/2014-21940.html https://regulations.justia.com/regulations/fedreg/2014/09/12/2014-21940.html Fri, 12 Sep 2014 00:00:00 -0700 2014-21940 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-12/pdf/2014-21940.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21544.html https://regulations.justia.com/regulations/fedreg/2014/09/10/2014-21544.html Wed, 10 Sep 2014 00:00:00 -0700 2014-21544 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-10/pdf/2014-21544.pdf Notice - Reestablishment of the Global Markets Advisory Committee https://regulations.justia.com/regulations/fedreg/2014/09/09/2014-21411.html https://regulations.justia.com/regulations/fedreg/2014/09/09/2014-21411.html Tue, 09 Sep 2014 00:00:00 -0700 2014-21411 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-09/pdf/2014-21411.pdf Notice - Reestablishment of the Agricultural Advisory Committee https://regulations.justia.com/regulations/fedreg/2014/09/09/2014-21410.html https://regulations.justia.com/regulations/fedreg/2014/09/09/2014-21410.html Tue, 09 Sep 2014 00:00:00 -0700 2014-21410 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-09/pdf/2014-21410.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21400.html https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21400.html Mon, 08 Sep 2014 00:00:00 -0700 2014-21400 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-08/pdf/2014-21400.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0015-Copies of Crop and Market Information Reports https://regulations.justia.com/regulations/fedreg/2014/08/25/2014-20133.html https://regulations.justia.com/regulations/fedreg/2014/08/25/2014-20133.html Mon, 25 Aug 2014 00:00:00 -0700 2014-20133 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-25/pdf/2014-20133.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/08/05/2014-18559.html https://regulations.justia.com/regulations/fedreg/2014/08/05/2014-18559.html Tue, 05 Aug 2014 00:00:00 -0700 2014-18559 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-05/pdf/2014-18559.pdf Rule - Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction https://regulations.justia.com/regulations/fedreg/2014/07/30/2014-17934.html https://regulations.justia.com/regulations/fedreg/2014/07/30/2014-17934.html Wed, 30 Jul 2014 00:00:00 -0700 2014-17934 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-07-30/pdf/2014-17934.pdf Notice - Amended and Restated Order Designating the Provider of Legal Entity Identifiers To Be Used in Recordkeeping and Swap Data Reporting Pursuant to the Commission's Regulations https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17643.html https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17643.html Mon, 28 Jul 2014 00:00:00 -0700 2014-17643 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-28/pdf/2014-17643.pdf Notice - Agency Information Collection Activities Under OMB Review-Notice of Intent To Renew Collection 3038-0026; Gross Collection of Exchange-Set Margins for Omnibus Accounts https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17263.html https://regulations.justia.com/regulations/fedreg/2014/07/23/2014-17263.html Wed, 23 Jul 2014 00:00:00 -0700 2014-17263 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-23/pdf/2014-17263.pdf Rule - Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants; Correction https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16583.html https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16583.html Tue, 15 Jul 2014 00:00:00 -0700 2014-16583 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-07-15/pdf/2014-16583.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16483.html https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16483.html Mon, 14 Jul 2014 00:00:00 -0700 2014-16483 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-14/pdf/2014-16483.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15934.html https://regulations.justia.com/regulations/fedreg/2014/07/08/2014-15934.html Tue, 08 Jul 2014 00:00:00 -0700 2014-15934 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-08/pdf/2014-15934.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0082-Whistleblower Provision and Updated Form TCR for Whistleblower Submissions https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15729.html https://regulations.justia.com/regulations/fedreg/2014/07/07/2014-15729.html Mon, 07 Jul 2014 00:00:00 -0700 2014-15729 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-07/pdf/2014-15729.pdf Proposed Rule - Position Limits for Derivatives and Aggregation of Positions https://regulations.justia.com/regulations/fedreg/2014/07/03/2014-15618.html https://regulations.justia.com/regulations/fedreg/2014/07/03/2014-15618.html Thu, 03 Jul 2014 00:00:00 -0700 2014-15618 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-07-03/pdf/2014-15618.pdf Proposed Rule - Exclusion of Utility Operations-Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special Entities https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12469.html https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12469.html Mon, 02 Jun 2014 00:00:00 -0700 2014-12469 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/2014-12469.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12682.html https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12682.html Fri, 30 May 2014 00:00:00 -0700 2014-12682 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-30/pdf/2014-12682.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12681.html https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12681.html Fri, 30 May 2014 00:00:00 -0700 2014-12681 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-30/pdf/2014-12681.pdf Proposed Rule - Position Limits for Derivatives and Aggregation of Positions https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12427.html https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12427.html Thu, 29 May 2014 00:00:00 -0700 2014-12427 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-05-29/pdf/2014-12427.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0026-Gross Collection of Exchange-Set Margins for Omnibus Accounts https://regulations.justia.com/regulations/fedreg/2014/05/21/2014-11759.html https://regulations.justia.com/regulations/fedreg/2014/05/21/2014-11759.html Wed, 21 May 2014 00:00:00 -0700 2014-11759 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-21/pdf/2014-11759.pdf Notice - Technology Advisory Committee https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11315.html https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11315.html Fri, 16 May 2014 00:00:00 -0700 2014-11315 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-16/pdf/2014-11315.pdf Rule - Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10650.html https://regulations.justia.com/regulations/fedreg/2014/05/12/2014-10650.html Mon, 12 May 2014 00:00:00 -0700 2014-10650 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-05-12/pdf/2014-10650.pdf Notice - Global Markets Advisory Committee https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10426.html https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10426.html Wed, 07 May 2014 00:00:00 -0700 2014-10426 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-07/pdf/2014-10426.pdf Notice - Market Risk Advisory Committee https://regulations.justia.com/regulations/fedreg/2014/05/06/2014-10325.html https://regulations.justia.com/regulations/fedreg/2014/05/06/2014-10325.html Tue, 06 May 2014 00:00:00 -0700 2014-10325 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-06/pdf/2014-10325.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/04/24/2014-09475.html https://regulations.justia.com/regulations/fedreg/2014/04/24/2014-09475.html Thu, 24 Apr 2014 00:00:00 -0700 2014-09475 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-24/pdf/2014-09475.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/04/24/2014-09474.html https://regulations.justia.com/regulations/fedreg/2014/04/24/2014-09474.html Thu, 24 Apr 2014 00:00:00 -0700 2014-09474 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-24/pdf/2014-09474.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/04/24/2014-09473.html https://regulations.justia.com/regulations/fedreg/2014/04/24/2014-09473.html Thu, 24 Apr 2014 00:00:00 -0700 2014-09473 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-24/pdf/2014-09473.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/04/24/2014-09472.html https://regulations.justia.com/regulations/fedreg/2014/04/24/2014-09472.html Thu, 24 Apr 2014 00:00:00 -0700 2014-09472 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-24/pdf/2014-09472.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/04/24/2014-09410.html https://regulations.justia.com/regulations/fedreg/2014/04/24/2014-09410.html Thu, 24 Apr 2014 00:00:00 -0700 2014-09410 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-24/pdf/2014-09410.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/03/31/2014-07176.html https://regulations.justia.com/regulations/fedreg/2014/03/31/2014-07176.html Mon, 31 Mar 2014 00:00:00 -0700 2014-07176 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-31/pdf/2014-07176.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/03/31/2014-07175.html https://regulations.justia.com/regulations/fedreg/2014/03/31/2014-07175.html Mon, 31 Mar 2014 00:00:00 -0700 2014-07175 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-31/pdf/2014-07175.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/03/31/2014-07174.html https://regulations.justia.com/regulations/fedreg/2014/03/31/2014-07174.html Mon, 31 Mar 2014 00:00:00 -0700 2014-07174 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-31/pdf/2014-07174.pdf Rule - Swap Data Repositories-Access to SDR Data by Market Participants https://regulations.justia.com/regulations/fedreg/2014/03/26/2014-06574.html https://regulations.justia.com/regulations/fedreg/2014/03/26/2014-06574.html Wed, 26 Mar 2014 00:00:00 -0700 2014-06574 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-03-26/pdf/2014-06574.pdf Proposed Rule - Review of Swap Data Recordkeeping and Reporting Requirements https://regulations.justia.com/regulations/fedreg/2014/03/26/2014-06426.html https://regulations.justia.com/regulations/fedreg/2014/03/26/2014-06426.html Wed, 26 Mar 2014 00:00:00 -0700 2014-06426 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-03-26/pdf/2014-06426.pdf Rule - Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction https://regulations.justia.com/regulations/fedreg/2014/03/13/2014-05465.html https://regulations.justia.com/regulations/fedreg/2014/03/13/2014-05465.html Thu, 13 Mar 2014 00:00:00 -0700 2014-05465 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-03-13/pdf/2014-05465.pdf Notice - Agency Information Collection Activities Under OMB Review-Notice of Intent To Renew Collection 3038-0049; Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters https://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04919.html https://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04919.html Thu, 06 Mar 2014 00:00:00 -0800 2014-04919 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-06/pdf/2014-04919.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/03/04/2014-04817.html https://regulations.justia.com/regulations/fedreg/2014/03/04/2014-04817.html Tue, 04 Mar 2014 00:00:00 -0800 2014-04817 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-04/pdf/2014-04817.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/03/04/2014-04809.html https://regulations.justia.com/regulations/fedreg/2014/03/04/2014-04809.html Tue, 04 Mar 2014 00:00:00 -0800 2014-04809 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-04/pdf/2014-04809.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/03/04/2014-04808.html https://regulations.justia.com/regulations/fedreg/2014/03/04/2014-04808.html Tue, 04 Mar 2014 00:00:00 -0800 2014-04808 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-04/pdf/2014-04808.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2014/02/24/2014-03788.html https://regulations.justia.com/regulations/fedreg/2014/02/24/2014-03788.html Mon, 24 Feb 2014 00:00:00 -0800 2014-03788 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-24/pdf/2014-03788.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2014/02/12/2014-03048.html https://regulations.justia.com/regulations/fedreg/2014/02/12/2014-03048.html Wed, 12 Feb 2014 00:00:00 -0800 2014-03048 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-12/pdf/2014-03048.pdf Notice - Public Availability of Fiscal Year 2013 Service Contract Inventory https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02860.html https://regulations.justia.com/regulations/fedreg/2014/02/11/2014-02860.html Tue, 11 Feb 2014 00:00:00 -0800 2014-02860 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-11/pdf/2014-02860.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02261.html https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02261.html Mon, 03 Feb 2014 00:00:00 -0800 2014-02261 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02261.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02260.html https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02260.html Mon, 03 Feb 2014 00:00:00 -0800 2014-02260 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02260.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02259.html https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02259.html Mon, 03 Feb 2014 00:00:00 -0800 2014-02259 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02259.pdf Rule - Treatment of Certain Collateralized Debt Obligations Backed Primarily by Trust Preferred Securities With Regard to Prohibitions and Restrictions on Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-02019.html https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-02019.html Fri, 31 Jan 2014 00:00:00 -0800 2014-02019 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-01-31/pdf/2014-02019.pdf Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds https://regulations.justia.com/regulations/fedreg/2014/01/31/2013-31476.html https://regulations.justia.com/regulations/fedreg/2014/01/31/2013-31476.html Fri, 31 Jan 2014 00:00:00 -0800 2013-31476 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-01-31/pdf/2013-31476.pdf Notice - Technology Advisory Committee https://regulations.justia.com/regulations/fedreg/2014/01/30/2014-01684.html https://regulations.justia.com/regulations/fedreg/2014/01/30/2014-01684.html Thu, 30 Jan 2014 00:00:00 -0800 2014-01684 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-30/pdf/2014-01684.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/01/28/2014-01615.html https://regulations.justia.com/regulations/fedreg/2014/01/28/2014-01615.html Tue, 28 Jan 2014 00:00:00 -0800 2014-01615 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-28/pdf/2014-01615.pdf Notice - Global Markets Advisory Committee https://regulations.justia.com/regulations/fedreg/2014/01/28/2014-01575.html https://regulations.justia.com/regulations/fedreg/2014/01/28/2014-01575.html Tue, 28 Jan 2014 00:00:00 -0800 2014-01575 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-28/pdf/2014-01575.pdf Proposed Rule - Concept Release on Risk Controls and System Safeguards for Automated Trading Environments https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01372.html https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01372.html Fri, 24 Jan 2014 00:00:00 -0800 2014-01372 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01372.pdf Proposed Rule - Aggregation of Positions https://regulations.justia.com/regulations/fedreg/2014/01/22/C1-2014-00496.html https://regulations.justia.com/regulations/fedreg/2014/01/22/C1-2014-00496.html Wed, 22 Jan 2014 00:00:00 -0800 C1-2014-00496 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/C1-2014-00496.pdf Notice - Meeting; Sunshine Act https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00538.html https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00538.html Tue, 14 Jan 2014 00:00:00 -0800 2014-00538 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00538.pdf Notice - Meeting; Sunshine Act https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00537.html https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00537.html Tue, 14 Jan 2014 00:00:00 -0800 2014-00537 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00537.pdf Proposed Rule - Aggregation of Provisions https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00496.html https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00496.html Tue, 14 Jan 2014 00:00:00 -0800 2014-00496 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00496.pdf Rule - Updates to Cross-References to Bank Secrecy Act Regulations https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00406.html https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00406.html Tue, 14 Jan 2014 00:00:00 -0800 2014-00406 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00406.pdf Proposed Rule - Request for Comment on Application of Commission Regulations to Swaps Between Non-U.S. Swap Dealers and Non-U.S. Counterparties Involving Personnel or Agents of the Non-U.S. Swap Dealers Located in the United States https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00080.html https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00080.html Wed, 08 Jan 2014 00:00:00 -0800 2014-00080 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-01-08/pdf/2014-00080.pdf Notice - Meeting of Technology Advisory Committee https://regulations.justia.com/regulations/fedreg/2014/01/06/2014-00019.html https://regulations.justia.com/regulations/fedreg/2014/01/06/2014-00019.html Mon, 06 Jan 2014 00:00:00 -0800 2014-00019 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2014-00019.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/01/03/2013-31549.html https://regulations.justia.com/regulations/fedreg/2014/01/03/2013-31549.html Fri, 03 Jan 2014 00:00:00 -0800 2013-31549 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-03/pdf/2013-31549.pdf