Commodity Futures Trading Commission July 15, 2014 – Federal Register Recent Federal Regulation Documents

Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants; Correction
Document Number: 2014-16583
Type: Rule
Date: 2014-07-15
Agency: Commodity Futures Trading Commission, Agencies and Commissions
This document contains corrections to final regulations, which were published in the Federal Register of Tuesday, April 3, 2012. The regulations are related to the risk management programs of swap dealers and major swap participants.