<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2014/01?registers=between&min-day=1&max-day=31 Wed, 01 May 2024 00:39:42 -0700 Wed, 01 May 2024 00:39:42 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2014/01?registers=between&min-day=1&max-day=31 Rule - Treatment of Certain Collateralized Debt Obligations Backed Primarily by Trust Preferred Securities With Regard to Prohibitions and Restrictions on Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-02019.html https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-02019.html Fri, 31 Jan 2014 00:00:00 -0800 2014-02019 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-01-31/pdf/2014-02019.pdf Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds https://regulations.justia.com/regulations/fedreg/2014/01/31/2013-31476.html https://regulations.justia.com/regulations/fedreg/2014/01/31/2013-31476.html Fri, 31 Jan 2014 00:00:00 -0800 2013-31476 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-01-31/pdf/2013-31476.pdf Notice - Technology Advisory Committee https://regulations.justia.com/regulations/fedreg/2014/01/30/2014-01684.html https://regulations.justia.com/regulations/fedreg/2014/01/30/2014-01684.html Thu, 30 Jan 2014 00:00:00 -0800 2014-01684 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-30/pdf/2014-01684.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/01/28/2014-01615.html https://regulations.justia.com/regulations/fedreg/2014/01/28/2014-01615.html Tue, 28 Jan 2014 00:00:00 -0800 2014-01615 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-28/pdf/2014-01615.pdf Notice - Global Markets Advisory Committee https://regulations.justia.com/regulations/fedreg/2014/01/28/2014-01575.html https://regulations.justia.com/regulations/fedreg/2014/01/28/2014-01575.html Tue, 28 Jan 2014 00:00:00 -0800 2014-01575 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-28/pdf/2014-01575.pdf Proposed Rule - Concept Release on Risk Controls and System Safeguards for Automated Trading Environments https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01372.html https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01372.html Fri, 24 Jan 2014 00:00:00 -0800 2014-01372 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01372.pdf Proposed Rule - Aggregation of Positions https://regulations.justia.com/regulations/fedreg/2014/01/22/C1-2014-00496.html https://regulations.justia.com/regulations/fedreg/2014/01/22/C1-2014-00496.html Wed, 22 Jan 2014 00:00:00 -0800 C1-2014-00496 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-01-22/pdf/C1-2014-00496.pdf Notice - Meeting; Sunshine Act https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00538.html https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00538.html Tue, 14 Jan 2014 00:00:00 -0800 2014-00538 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00538.pdf Notice - Meeting; Sunshine Act https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00537.html https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00537.html Tue, 14 Jan 2014 00:00:00 -0800 2014-00537 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00537.pdf Proposed Rule - Aggregation of Provisions https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00496.html https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00496.html Tue, 14 Jan 2014 00:00:00 -0800 2014-00496 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00496.pdf Rule - Updates to Cross-References to Bank Secrecy Act Regulations https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00406.html https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00406.html Tue, 14 Jan 2014 00:00:00 -0800 2014-00406 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00406.pdf Proposed Rule - Request for Comment on Application of Commission Regulations to Swaps Between Non-U.S. Swap Dealers and Non-U.S. Counterparties Involving Personnel or Agents of the Non-U.S. Swap Dealers Located in the United States https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00080.html https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00080.html Wed, 08 Jan 2014 00:00:00 -0800 2014-00080 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-01-08/pdf/2014-00080.pdf Notice - Meeting of Technology Advisory Committee https://regulations.justia.com/regulations/fedreg/2014/01/06/2014-00019.html https://regulations.justia.com/regulations/fedreg/2014/01/06/2014-00019.html Mon, 06 Jan 2014 00:00:00 -0800 2014-00019 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2014-00019.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/01/03/2013-31549.html https://regulations.justia.com/regulations/fedreg/2014/01/03/2013-31549.html Fri, 03 Jan 2014 00:00:00 -0800 2013-31549 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-03/pdf/2013-31549.pdf