Commodity Futures Trading Commission January 8, 2014 – Federal Register Recent Federal Regulation Documents

Request for Comment on Application of Commission Regulations to Swaps Between Non-U.S. Swap Dealers and Non-U.S. Counterparties Involving Personnel or Agents of the Non-U.S. Swap Dealers Located in the United States
Document Number: 2014-00080
Type: Proposed Rule
Date: 2014-01-08
Agency: Commodity Futures Trading Commission, Agencies and Commissions
The Commodity Futures Trading Commission (``Commission'') is requesting comment on an advisory issued by Commission staff on November 14, 2013 (the ``Staff Advisory''), regarding the applicability of certain Commission regulations to the activity in the United States of swap dealers (``SDs'') and major swap participants (``MSPs'') registered with the Commission that are established in jurisdictions other than the United States (whether an affiliate or not of a U.S. person, a ``non-U.S. SD'' or ``non-U.S. MSP'').