<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2009?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Sun, 28 Apr 2024 00:29:08 -0700 Sun, 28 Apr 2024 00:29:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2009?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Rule - Revised Adjusted Net Capital Requirements for Futures Commission Merchants and Introducing Brokers https://regulations.justia.com/regulations/fedreg/2009/12/31/E9-31058.html https://regulations.justia.com/regulations/fedreg/2009/12/31/E9-31058.html Thu, 31 Dec 2009 00:00:00 -0800 E9-31058 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-12-31/pdf/E9-31058.pdf Rule - Electronic Filing of Financial Reports and Notices https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-31032.html https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-31032.html Wed, 30 Dec 2009 00:00:00 -0800 E9-31032 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-31032.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0017, Market Surveys https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30893.html https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30893.html Wed, 30 Dec 2009 00:00:00 -0800 E9-30893 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-30893.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/12/28/E9-30851.html https://regulations.justia.com/regulations/fedreg/2009/12/28/E9-30851.html Mon, 28 Dec 2009 00:00:00 -0800 E9-30851 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-28/pdf/E9-30851.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/12/28/E9-30850.html https://regulations.justia.com/regulations/fedreg/2009/12/28/E9-30850.html Mon, 28 Dec 2009 00:00:00 -0800 E9-30850 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-28/pdf/E9-30850.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/12/28/E9-30848.html https://regulations.justia.com/regulations/fedreg/2009/12/28/E9-30848.html Mon, 28 Dec 2009 00:00:00 -0800 E9-30848 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-28/pdf/E9-30848.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/12/28/E9-30845.html https://regulations.justia.com/regulations/fedreg/2009/12/28/E9-30845.html Mon, 28 Dec 2009 00:00:00 -0800 E9-30845 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-28/pdf/E9-30845.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/12/28/E9-30842.html https://regulations.justia.com/regulations/fedreg/2009/12/28/E9-30842.html Mon, 28 Dec 2009 00:00:00 -0800 E9-30842 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-28/pdf/E9-30842.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/12/28/E9-30840.html https://regulations.justia.com/regulations/fedreg/2009/12/28/E9-30840.html Mon, 28 Dec 2009 00:00:00 -0800 E9-30840 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-28/pdf/E9-30840.pdf Proposed Rule - Operation, in the Ordinary Course, of a Commodity Broker in Bankruptcy https://regulations.justia.com/regulations/fedreg/2009/12/16/E9-29730.html https://regulations.justia.com/regulations/fedreg/2009/12/16/E9-29730.html Wed, 16 Dec 2009 00:00:00 -0800 E9-29730 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-12-16/pdf/E9-29730.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2009/12/02/E9-28846.html https://regulations.justia.com/regulations/fedreg/2009/12/02/E9-28846.html Wed, 02 Dec 2009 00:00:00 -0800 E9-28846 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-02/pdf/E9-28846.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/12/01/E9-28843.html https://regulations.justia.com/regulations/fedreg/2009/12/01/E9-28843.html Tue, 01 Dec 2009 00:00:00 -0800 E9-28843 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-01/pdf/E9-28843.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/12/01/E9-28842.html https://regulations.justia.com/regulations/fedreg/2009/12/01/E9-28842.html Tue, 01 Dec 2009 00:00:00 -0800 E9-28842 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-01/pdf/E9-28842.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/12/01/E9-28841.html https://regulations.justia.com/regulations/fedreg/2009/12/01/E9-28841.html Tue, 01 Dec 2009 00:00:00 -0800 E9-28841 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-01/pdf/E9-28841.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/12/01/E9-28840.html https://regulations.justia.com/regulations/fedreg/2009/12/01/E9-28840.html Tue, 01 Dec 2009 00:00:00 -0800 E9-28840 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-01/pdf/E9-28840.pdf Rule - Final Model Privacy Form Under the Gramm-Leach-Bliley Act https://regulations.justia.com/regulations/fedreg/2009/12/01/E9-27882.html https://regulations.justia.com/regulations/fedreg/2009/12/01/E9-27882.html Tue, 01 Dec 2009 00:00:00 -0800 E9-27882 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-12-01/pdf/E9-27882.pdf Notice - Joint Order Modifying the Listing Standards Requirements Under Section 6(h) of the Securities Exchange Act of 1934 and the Criteria Under Section 2(a)(1) of the Commodity Exchange Act https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28164.html https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28164.html Tue, 24 Nov 2009 00:00:00 -0800 E9-28164 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28164.pdf Notice - Joint Order To Exclude Indexes Composed of Certain Index Options From the Definition of Narrow-Based Security Index Pursuant to Section 1a(25)(B)(vi) of the Commodity Exchange Act and Section 3(a)(55)(C)(vi) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2009/11/23/E9-28101.html https://regulations.justia.com/regulations/fedreg/2009/11/23/E9-28101.html Mon, 23 Nov 2009 00:00:00 -0800 E9-28101 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-28101.pdf Notice - Request for Comment on a Petition To Exempt Certain Over-the-Counter Agricultural Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to Section 4(c) of the Commodity Exchange Act https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27287.html https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27287.html Fri, 13 Nov 2009 00:00:00 -0800 E9-27287 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27287.pdf Notice - Notice of Intent To Undertake a Determination Whether Various SP-15 Financial Day-Ahead Contracts Offered for Trading on the IntercontinentalExchange, Inc. Perform a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/11/12/E9-27162.html https://regulations.justia.com/regulations/fedreg/2009/11/12/E9-27162.html Thu, 12 Nov 2009 00:00:00 -0800 E9-27162 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-12/pdf/E9-27162.pdf Notice - Notice of Intent To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/11/12/E9-27160.html https://regulations.justia.com/regulations/fedreg/2009/11/12/E9-27160.html Thu, 12 Nov 2009 00:00:00 -0800 E9-27160 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-12/pdf/E9-27160.pdf Rule - Commodity Pool Operator Periodic Account Statements and Annual Financial Reports https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26789.html https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26789.html Mon, 09 Nov 2009 00:00:00 -0800 E9-26789 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26789.pdf Notice - Global Markets Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2009/11/06/E9-26785.html https://regulations.justia.com/regulations/fedreg/2009/11/06/E9-26785.html Fri, 06 Nov 2009 00:00:00 -0800 E9-26785 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-06/pdf/E9-26785.pdf Notice - Sunshine Act Meeting Notice https://regulations.justia.com/regulations/fedreg/2009/10/30/E9-26333.html https://regulations.justia.com/regulations/fedreg/2009/10/30/E9-26333.html Fri, 30 Oct 2009 00:00:00 -0700 E9-26333 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-30/pdf/E9-26333.pdf Notice - Sunshine Act Meeting Notice https://regulations.justia.com/regulations/fedreg/2009/10/30/E9-26331.html https://regulations.justia.com/regulations/fedreg/2009/10/30/E9-26331.html Fri, 30 Oct 2009 00:00:00 -0700 E9-26331 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-30/pdf/E9-26331.pdf Notice - Meetings; Sunshine Act https://regulations.justia.com/regulations/fedreg/2009/10/30/E9-26330.html https://regulations.justia.com/regulations/fedreg/2009/10/30/E9-26330.html Fri, 30 Oct 2009 00:00:00 -0700 E9-26330 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-30/pdf/E9-26330.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/10/30/E9-26329.html https://regulations.justia.com/regulations/fedreg/2009/10/30/E9-26329.html Fri, 30 Oct 2009 00:00:00 -0700 E9-26329 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-30/pdf/E9-26329.pdf Notice - Meetings; Sunshine Act https://regulations.justia.com/regulations/fedreg/2009/10/30/E9-26326.html https://regulations.justia.com/regulations/fedreg/2009/10/30/E9-26326.html Fri, 30 Oct 2009 00:00:00 -0700 E9-26326 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-30/pdf/E9-26326.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PJM WH Real Time Peak Daily Contract; PJM WH Real Time Peak Contract; PJM WH Real Time Off-Peak Contract; PJM WH Day Ahead LMP Peak Daily Contract; and PJM WH Real Time Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions https://regulations.justia.com/regulations/fedreg/2009/10/26/E9-25238.html https://regulations.justia.com/regulations/fedreg/2009/10/26/E9-25238.html Mon, 26 Oct 2009 00:00:00 -0700 E9-25238 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-26/pdf/E9-25238.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NWP Rockies Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25239.html https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25239.html Thu, 22 Oct 2009 00:00:00 -0700 E9-25239 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-22/pdf/E9-25239.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Socal Border Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/10/20/E9-25192.html https://regulations.justia.com/regulations/fedreg/2009/10/20/E9-25192.html Tue, 20 Oct 2009 00:00:00 -0700 E9-25192 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-20/pdf/E9-25192.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the (1) Phys, BS, LD1 (US/MM), AB-NIT Contract, et al., Offered for Trading on the Natural Gas Exchange, Inc., Perform Significant Price Discovery Functions https://regulations.justia.com/regulations/fedreg/2009/10/20/E9-25183.html https://regulations.justia.com/regulations/fedreg/2009/10/20/E9-25183.html Tue, 20 Oct 2009 00:00:00 -0700 E9-25183 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-20/pdf/E9-25183.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Fuel Oil-180 Singapore Swap Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/10/20/E9-25181.html https://regulations.justia.com/regulations/fedreg/2009/10/20/E9-25181.html Tue, 20 Oct 2009 00:00:00 -0700 E9-25181 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-20/pdf/E9-25181.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial Swing Contract; Henry Financial Basis Contract; and Henry Financial Index Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions https://regulations.justia.com/regulations/fedreg/2009/10/20/E9-25174.html https://regulations.justia.com/regulations/fedreg/2009/10/20/E9-25174.html Tue, 20 Oct 2009 00:00:00 -0700 E9-25174 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-20/pdf/E9-25174.pdf Notice - Notice; Agricultural Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2009/10/15/E9-24728.html https://regulations.justia.com/regulations/fedreg/2009/10/15/E9-24728.html Thu, 15 Oct 2009 00:00:00 -0700 E9-24728 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-15/pdf/E9-24728.pdf Proposed Rule - Electronic Filing of Financial Reports and Notices https://regulations.justia.com/regulations/fedreg/2009/10/13/E9-24480.html https://regulations.justia.com/regulations/fedreg/2009/10/13/E9-24480.html Tue, 13 Oct 2009 00:00:00 -0700 E9-24480 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-10-13/pdf/E9-24480.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24560.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24560.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24560 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24560.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PG&E Citygate Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24390.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24390.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24390 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24390.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), to Undertake a Determination Whether the HSC Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24388.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24388.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24388 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24388.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NGPL TXOK Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24386.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24386.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24386 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24386.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Waha Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24385.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24385.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24385 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24385.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Malin Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24384.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24384.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24384 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24384.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Permian Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24383.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24383.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24383 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24383.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Dominion-South Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24382.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24382.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24382 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24382.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the AECO Financial Basis Contract, Offered for Trading on the Intercontinental Exchange, Inc., Performs a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24381.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24381.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24381 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24381.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), to Undertake a Determination Whether the San Juan Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24380.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24380.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24380 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24380.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Chicago Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24379.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24379.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24379 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24379.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TETCO-M3 Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24378.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24378.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24378 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24378.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TCO Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24377.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24377.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24377 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24377.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Zone 6-NY Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24376.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24376.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24376 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24376.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23966.html https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23966.html Tue, 06 Oct 2009 00:00:00 -0700 E9-23966 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-06/pdf/E9-23966.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the SP-15 Financial Day-Ahead LMP Peak Contract; SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP-Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Contract; NP-15 Financial Day-Ahead LMP Peak Daily Contract; and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23965.html https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23965.html Tue, 06 Oct 2009 00:00:00 -0700 E9-23965 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-06/pdf/E9-23965.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0031, Procurement Contracts https://regulations.justia.com/regulations/fedreg/2009/10/02/E9-23815.html https://regulations.justia.com/regulations/fedreg/2009/10/02/E9-23815.html Fri, 02 Oct 2009 00:00:00 -0700 E9-23815 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-02/pdf/E9-23815.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/09/22/E9-22898.html https://regulations.justia.com/regulations/fedreg/2009/09/22/E9-22898.html Tue, 22 Sep 2009 00:00:00 -0700 E9-22898 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-22/pdf/E9-22898.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/09/22/E9-22896.html https://regulations.justia.com/regulations/fedreg/2009/09/22/E9-22896.html Tue, 22 Sep 2009 00:00:00 -0700 E9-22896 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-22/pdf/E9-22896.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/09/22/E9-22895.html https://regulations.justia.com/regulations/fedreg/2009/09/22/E9-22895.html Tue, 22 Sep 2009 00:00:00 -0700 E9-22895 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-22/pdf/E9-22895.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/09/22/E9-22894.html https://regulations.justia.com/regulations/fedreg/2009/09/22/E9-22894.html Tue, 22 Sep 2009 00:00:00 -0700 E9-22894 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-22/pdf/E9-22894.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/09/22/E9-22893.html https://regulations.justia.com/regulations/fedreg/2009/09/22/E9-22893.html Tue, 22 Sep 2009 00:00:00 -0700 E9-22893 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-22/pdf/E9-22893.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/09/22/E9-22892.html https://regulations.justia.com/regulations/fedreg/2009/09/22/E9-22892.html Tue, 22 Sep 2009 00:00:00 -0700 E9-22892 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-22/pdf/E9-22892.pdf Notice - Global Markets Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2009/09/10/E9-21856.html https://regulations.justia.com/regulations/fedreg/2009/09/10/E9-21856.html Thu, 10 Sep 2009 00:00:00 -0700 E9-21856 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-10/pdf/E9-21856.pdf Notice - Fees for Reviews of the Rule Enforcement Programs of Contract Markets and Registered Futures Associations https://regulations.justia.com/regulations/fedreg/2009/09/08/E9-21545.html https://regulations.justia.com/regulations/fedreg/2009/09/08/E9-21545.html Tue, 08 Sep 2009 00:00:00 -0700 E9-21545 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-08/pdf/E9-21545.pdf Notice - Energy and Environmental Markets Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2009/09/08/E9-21516.html https://regulations.justia.com/regulations/fedreg/2009/09/08/E9-21516.html Tue, 08 Sep 2009 00:00:00 -0700 E9-21516 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-08/pdf/E9-21516.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/09/01/E9-21164.html https://regulations.justia.com/regulations/fedreg/2009/09/01/E9-21164.html Tue, 01 Sep 2009 00:00:00 -0700 E9-21164 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-01/pdf/E9-21164.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/09/01/E9-21163.html https://regulations.justia.com/regulations/fedreg/2009/09/01/E9-21163.html Tue, 01 Sep 2009 00:00:00 -0700 E9-21163 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-01/pdf/E9-21163.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/09/01/E9-21161.html https://regulations.justia.com/regulations/fedreg/2009/09/01/E9-21161.html Tue, 01 Sep 2009 00:00:00 -0700 E9-21161 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-01/pdf/E9-21161.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/09/01/E9-21152.html https://regulations.justia.com/regulations/fedreg/2009/09/01/E9-21152.html Tue, 01 Sep 2009 00:00:00 -0700 E9-21152 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-01/pdf/E9-21152.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/09/01/E9-21151.html https://regulations.justia.com/regulations/fedreg/2009/09/01/E9-21151.html Tue, 01 Sep 2009 00:00:00 -0700 E9-21151 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-01/pdf/E9-21151.pdf Notice - Energy and Environmental Markets Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2009/09/01/E9-21028.html https://regulations.justia.com/regulations/fedreg/2009/09/01/E9-21028.html Tue, 01 Sep 2009 00:00:00 -0700 E9-21028 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-01/pdf/E9-21028.pdf Notice - Joint Meetings on Harmonization of Regulation https://regulations.justia.com/regulations/fedreg/2009/08/25/E9-20356.html https://regulations.justia.com/regulations/fedreg/2009/08/25/E9-20356.html Tue, 25 Aug 2009 00:00:00 -0700 E9-20356 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-25/pdf/E9-20356.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Carbon Financial Instrument Contract Offered for Trading on the Chicago Climate Exchange, Inc., Performs a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/08/20/E9-20024.html https://regulations.justia.com/regulations/fedreg/2009/08/20/E9-20024.html Thu, 20 Aug 2009 00:00:00 -0700 E9-20024 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-20/pdf/E9-20024.pdf Proposed Rule - Account Class https://regulations.justia.com/regulations/fedreg/2009/08/13/E9-18853.html https://regulations.justia.com/regulations/fedreg/2009/08/13/E9-18853.html Thu, 13 Aug 2009 00:00:00 -0700 E9-18853 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-08-13/pdf/E9-18853.pdf Rule - Contract Market Rules Altered or Supplemented by the Commission https://regulations.justia.com/regulations/fedreg/2009/08/06/E9-18855.html https://regulations.justia.com/regulations/fedreg/2009/08/06/E9-18855.html Thu, 06 Aug 2009 00:00:00 -0700 E9-18855 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-08-06/pdf/E9-18855.pdf Notice - Determination of Appropriateness of the Supervision by the Bundesanstalt für Finanzdienstleistungaufsicht (BaFin), in Conjunction With Deutsche Bundesbank (Bundesbank), Both of the Federal Republic of Germany, With Respect to the Clearing Activities of Eurex Clearing AG (Eurex) https://regulations.justia.com/regulations/fedreg/2009/08/06/E9-18854.html https://regulations.justia.com/regulations/fedreg/2009/08/06/E9-18854.html Thu, 06 Aug 2009 00:00:00 -0700 E9-18854 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-06/pdf/E9-18854.pdf Notice - Sunshine Act; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18347.html https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18347.html Thu, 30 Jul 2009 00:00:00 -0700 E9-18347 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-30/pdf/E9-18347.pdf Notice - Sunshine Act; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18346.html https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18346.html Thu, 30 Jul 2009 00:00:00 -0700 E9-18346 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-30/pdf/E9-18346.pdf Notice - Sunshine Act; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18344.html https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18344.html Thu, 30 Jul 2009 00:00:00 -0700 E9-18344 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-30/pdf/E9-18344.pdf Notice - Sunshine Act; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18342.html https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18342.html Thu, 30 Jul 2009 00:00:00 -0700 E9-18342 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-30/pdf/E9-18342.pdf Notice - Sunshine Act; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18340.html https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18340.html Thu, 30 Jul 2009 00:00:00 -0700 E9-18340 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-30/pdf/E9-18340.pdf Notice - Order Finding That the ICE Henry Financial LD1 Fixed Price Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18159.html https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18159.html Thu, 30 Jul 2009 00:00:00 -0700 E9-18159 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-30/pdf/E9-18159.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/07/21/E9-17421.html https://regulations.justia.com/regulations/fedreg/2009/07/21/E9-17421.html Tue, 21 Jul 2009 00:00:00 -0700 E9-17421 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-21/pdf/E9-17421.pdf Proposed Rule - Account Ownership and Control Report https://regulations.justia.com/regulations/fedreg/2009/07/02/E9-15665.html https://regulations.justia.com/regulations/fedreg/2009/07/02/E9-15665.html Thu, 02 Jul 2009 00:00:00 -0700 E9-15665 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-07-02/pdf/E9-15665.pdf Notice - Meetings; Sunshine Act https://regulations.justia.com/regulations/fedreg/2009/06/22/E9-14646.html https://regulations.justia.com/regulations/fedreg/2009/06/22/E9-14646.html Mon, 22 Jun 2009 00:00:00 -0700 E9-14646 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-22/pdf/E9-14646.pdf Notice - Meetings; Sunshine Act https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14645.html https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14645.html Fri, 19 Jun 2009 00:00:00 -0700 E9-14645 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-19/pdf/E9-14645.pdf Notice - Meetings; Sunshine Act https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14644.html https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14644.html Fri, 19 Jun 2009 00:00:00 -0700 E9-14644 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-19/pdf/E9-14644.pdf Notice - Meetings; Sunshine Act https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14643.html https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14643.html Fri, 19 Jun 2009 00:00:00 -0700 E9-14643 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-19/pdf/E9-14643.pdf Notice - Meetings; Sunshine Act https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14642.html https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14642.html Fri, 19 Jun 2009 00:00:00 -0700 E9-14642 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-19/pdf/E9-14642.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2009/06/16/E9-14136.html https://regulations.justia.com/regulations/fedreg/2009/06/16/E9-14136.html Tue, 16 Jun 2009 00:00:00 -0700 E9-14136 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-16/pdf/E9-14136.pdf Notice - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial LD1 Fixed Price Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function https://regulations.justia.com/regulations/fedreg/2009/06/12/E9-13871.html https://regulations.justia.com/regulations/fedreg/2009/06/12/E9-13871.html Fri, 12 Jun 2009 00:00:00 -0700 E9-13871 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-12/pdf/E9-13871.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/05/28/E9-12593.html https://regulations.justia.com/regulations/fedreg/2009/05/28/E9-12593.html Thu, 28 May 2009 00:00:00 -0700 E9-12593 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-28/pdf/E9-12593.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/05/28/E9-12592.html https://regulations.justia.com/regulations/fedreg/2009/05/28/E9-12592.html Thu, 28 May 2009 00:00:00 -0700 E9-12592 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-28/pdf/E9-12592.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/05/28/E9-12591.html https://regulations.justia.com/regulations/fedreg/2009/05/28/E9-12591.html Thu, 28 May 2009 00:00:00 -0700 E9-12591 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-28/pdf/E9-12591.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/05/28/E9-12590.html https://regulations.justia.com/regulations/fedreg/2009/05/28/E9-12590.html Thu, 28 May 2009 00:00:00 -0700 E9-12590 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-28/pdf/E9-12590.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/05/28/E9-12589.html https://regulations.justia.com/regulations/fedreg/2009/05/28/E9-12589.html Thu, 28 May 2009 00:00:00 -0700 E9-12589 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-28/pdf/E9-12589.pdf Proposed Rule - Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions https://regulations.justia.com/regulations/fedreg/2009/05/22/E9-12020.html https://regulations.justia.com/regulations/fedreg/2009/05/22/E9-12020.html Fri, 22 May 2009 00:00:00 -0700 E9-12020 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-05-22/pdf/E9-12020.pdf Proposed Rule - Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits https://regulations.justia.com/regulations/fedreg/2009/05/22/E9-12000.html https://regulations.justia.com/regulations/fedreg/2009/05/22/E9-12000.html Fri, 22 May 2009 00:00:00 -0700 E9-12000 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-05-22/pdf/E9-12000.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/05/07/E9-10741.html https://regulations.justia.com/regulations/fedreg/2009/05/07/E9-10741.html Thu, 07 May 2009 00:00:00 -0700 E9-10741 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-07/pdf/E9-10741.pdf Proposed Rule - Revised Adjusted Net Capital Requirements for Futures Commission Merchants and Introducing Brokers https://regulations.justia.com/regulations/fedreg/2009/05/07/E9-10459.html https://regulations.justia.com/regulations/fedreg/2009/05/07/E9-10459.html Thu, 07 May 2009 00:00:00 -0700 E9-10459 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-05-07/pdf/E9-10459.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/05/01/E9-10207.html https://regulations.justia.com/regulations/fedreg/2009/05/01/E9-10207.html Fri, 01 May 2009 00:00:00 -0700 E9-10207 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-01/pdf/E9-10207.pdf Notice - Energy and Environmental Markets Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2009/04/29/E9-9869.html https://regulations.justia.com/regulations/fedreg/2009/04/29/E9-9869.html Wed, 29 Apr 2009 00:00:00 -0700 E9-9869 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-29/pdf/E9-9869.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9703.html https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9703.html Tue, 28 Apr 2009 00:00:00 -0700 E9-9703 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9703.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9702.html https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9702.html Tue, 28 Apr 2009 00:00:00 -0700 E9-9702 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9702.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9701.html https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9701.html Tue, 28 Apr 2009 00:00:00 -0700 E9-9701 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9701.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9700.html https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9700.html Tue, 28 Apr 2009 00:00:00 -0700 E9-9700 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9700.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9698.html https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9698.html Tue, 28 Apr 2009 00:00:00 -0700 E9-9698 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9698.pdf Notice - Notice of Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9697.html https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9697.html Tue, 28 Apr 2009 00:00:00 -0700 E9-9697 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9697.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9696.html https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9696.html Tue, 28 Apr 2009 00:00:00 -0700 E9-9696 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9696.pdf Rule - Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations https://regulations.justia.com/regulations/fedreg/2009/04/27/E9-9508.html https://regulations.justia.com/regulations/fedreg/2009/04/27/E9-9508.html Mon, 27 Apr 2009 00:00:00 -0700 E9-9508 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-04-27/pdf/E9-9508.pdf Notice - Order https://regulations.justia.com/regulations/fedreg/2009/04/17/E9-8824.html https://regulations.justia.com/regulations/fedreg/2009/04/17/E9-8824.html Fri, 17 Apr 2009 00:00:00 -0700 E9-8824 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-17/pdf/E9-8824.pdf Rule - Confidential Information and Commission Records and Information https://regulations.justia.com/regulations/fedreg/2009/04/15/E9-8024.html https://regulations.justia.com/regulations/fedreg/2009/04/15/E9-8024.html Wed, 15 Apr 2009 00:00:00 -0700 E9-8024 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-04-15/pdf/E9-8024.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0043, Rules Relating To Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration, and Member Responsibility Actions https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8017.html https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8017.html Thu, 09 Apr 2009 00:00:00 -0700 E9-8017 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-09/pdf/E9-8017.pdf Notice - Establishment of Risk Management Advisory Committee https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7939.html https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7939.html Wed, 08 Apr 2009 00:00:00 -0700 E9-7939 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7939.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7541.html https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7541.html Thu, 02 Apr 2009 00:00:00 -0700 E9-7541 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7541.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7540.html https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7540.html Thu, 02 Apr 2009 00:00:00 -0700 E9-7540 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7540.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7537.html https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7537.html Thu, 02 Apr 2009 00:00:00 -0700 E9-7537 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7537.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7534.html https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7534.html Thu, 02 Apr 2009 00:00:00 -0700 E9-7534 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7534.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7531.html https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7531.html Thu, 02 Apr 2009 00:00:00 -0700 E9-7531 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7531.pdf Notice - Agricultural Advisory Committee; Thirteenth Renewal https://regulations.justia.com/regulations/fedreg/2009/03/31/E9-7063.html https://regulations.justia.com/regulations/fedreg/2009/03/31/E9-7063.html Tue, 31 Mar 2009 00:00:00 -0700 E9-7063 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-31/pdf/E9-7063.pdf Notice - Order (1) Pursuant to Section 4(c) of the Commodity Exchange Act, Permitting the Chicago Mercantile Exchange to Clear Certain Over-the-Counter Agricultural Swaps and (2) Pursuant to Section 4d of the Commodity Exchange Act, Permitting Customer Positions in Such Cleared-Only Contracts and Associated Funds To Be Commingled With Other Positions and Funds Held in Customer Segregated Accounts https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6369.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6369.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6369 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6369.pdf Proposed Rule - Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6187.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6187.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6187 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6187.pdf Rule - Significant Price Discovery Contracts on Exempt Commercial Markets https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6044.html https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6044.html Mon, 23 Mar 2009 00:00:00 -0700 E9-6044 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-03-23/pdf/E9-6044.pdf Notice - Federal Register Notice Requesting Nominations for the Subcommittee on Convergence in Agricultural Commodity Markets Under the Agricultural Advisory Committee https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4952.html https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4952.html Mon, 09 Mar 2009 00:00:00 -0700 E9-4952 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-09/pdf/E9-4952.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4860.html https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4860.html Mon, 09 Mar 2009 00:00:00 -0700 E9-4860 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-09/pdf/E9-4860.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4859.html https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4859.html Mon, 09 Mar 2009 00:00:00 -0700 E9-4859 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-09/pdf/E9-4859.pdf Rule - Electronic Filing of Disclosure Documents https://regulations.justia.com/regulations/fedreg/2009/03/05/E9-4740.html https://regulations.justia.com/regulations/fedreg/2009/03/05/E9-4740.html Thu, 05 Mar 2009 00:00:00 -0800 E9-4740 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-03-05/pdf/E9-4740.pdf Proposed Rule - Commodity Pool Operator Periodic Account Statements and Annual Financial Reports https://regulations.justia.com/regulations/fedreg/2009/02/24/E9-3840.html https://regulations.justia.com/regulations/fedreg/2009/02/24/E9-3840.html Tue, 24 Feb 2009 00:00:00 -0800 E9-3840 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-02-24/pdf/E9-3840.pdf Proposed Rule - Acknowledgment Letters for Customer Funds and Secured Amount Funds https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3551.html https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3551.html Fri, 20 Feb 2009 00:00:00 -0800 E9-3551 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-02-20/pdf/E9-3551.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2191.html https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2191.html Fri, 30 Jan 2009 00:00:00 -0800 E9-2191 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-30/pdf/E9-2191.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2190.html https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2190.html Fri, 30 Jan 2009 00:00:00 -0800 E9-2190 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-30/pdf/E9-2190.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2189.html https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2189.html Fri, 30 Jan 2009 00:00:00 -0800 E9-2189 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-30/pdf/E9-2189.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2188.html https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2188.html Fri, 30 Jan 2009 00:00:00 -0800 E9-2188 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-30/pdf/E9-2188.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2187.html https://regulations.justia.com/regulations/fedreg/2009/01/30/E9-2187.html Fri, 30 Jan 2009 00:00:00 -0800 E9-2187 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-30/pdf/E9-2187.pdf Proposed Rule - Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations https://regulations.justia.com/regulations/fedreg/2009/01/21/E9-891.html https://regulations.justia.com/regulations/fedreg/2009/01/21/E9-891.html Wed, 21 Jan 2009 00:00:00 -0800 E9-891 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-01-21/pdf/E9-891.pdf Notice - Notice of Additional Conditions on the No-Action Relief When Foreign Boards of Trade That Have Received Staff No-Action Relief To Permit Direct Access to Their Automated Trading Systems From Locations in the United States List for Trading From the U.S. Linked Futures and Option Contracts and a Revision of Commission Policy Regarding the Listing of Certain New Option Contracts https://regulations.justia.com/regulations/fedreg/2009/01/21/E9-1153.html https://regulations.justia.com/regulations/fedreg/2009/01/21/E9-1153.html Wed, 21 Jan 2009 00:00:00 -0800 E9-1153 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-21/pdf/E9-1153.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2009/01/21/E9-1146.html https://regulations.justia.com/regulations/fedreg/2009/01/21/E9-1146.html Wed, 21 Jan 2009 00:00:00 -0800 E9-1146 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-21/pdf/E9-1146.pdf