Commodity Futures Trading Commission January 14, 2005 – Federal Register Recent Federal Regulation Documents
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Delegation of Authority to Director of the Division of Clearing and Intermediary Oversight; Correction
This document contains technical amendments to the final rule amendments that were published on October 7, 2002 (67 FR 62350). This rule relates to delegations of authority from the Commodity Futures Trading Commission (Commission) to its staff.
Performance of Certain Functions by National Futures Association With Respect to Those Foreign Firms Acting in the Capacity of a Futures Commission Merchant
The Commodity Futures Trading Commission (``Commission'') is authorizing the National Futures Association (``NFA'') to confirm exemptive relief to certain firms acting in the capacity of a futures commission merchant (``FCM'') that are subject to regulation by a foreign futures authority or that are members of a foreign self- regulatory organization (``SRO'') in a particular jurisdiction to which an order under Commission Rule 30.10 has been issued, notwithstanding that such firms may be subject, in part, to joint regulation by a second regulator or SRO in another jurisdiction. The Commission previously authorized NFA to confirm exemptive relief solely to firms subject to regulation by a single foreign futures authority or that are members of a foreign SRO. This Order extends the scope of that authority. The Commission also is authorizing NFA to maintain records pertaining to the functions described in this Order and to serve as the official custodian of those Commission records.
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