Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission?limit=200&mode=atom2025-04-17T03:03:30-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2025/04/16/2025-06419.htmlNotice - Optimize Growth Equity Fund, Optimize Premium Yield Fund and Optimize Wealth Management Inc.2025-04-16T00:00:00-07:002025-04-16T00:00:00-07:002025-06419Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-16/pdf/2025-06419.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/16/2025-06418.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Obsolete Provisions From Annual Listing Fees and Failure To Meet Listing Standards.2025-04-16T00:00:00-07:002025-04-16T00:00:00-07:002025-06418Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-16/pdf/2025-06418.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/16/2025-06417.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to ICC's Treasury Operations Policies & Procedures2025-04-16T00:00:00-07:002025-04-16T00:00:00-07:002025-06417Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-16/pdf/2025-06417.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/16/2025-06415.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.18E and To Make Conforming Changes to Rules 1.1E, 7.11E, and 7.35E2025-04-16T00:00:00-07:002025-04-16T00:00:00-07:002025-06415Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-16/pdf/2025-06415.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/16/2025-06414.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2025-04-16T00:00:00-07:002025-04-16T00:00:00-07:002025-06414Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-16/pdf/2025-06414.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/16/2025-06413.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change To List and Trade Shares of Grayscale Avalanche Trust (AVAX) Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)2025-04-16T00:00:00-07:002025-04-16T00:00:00-07:002025-06413Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-16/pdf/2025-06413.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/16/2025-06412.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modifications to Fee Schedule To Introduce a Client Volume Incentive Program2025-04-16T00:00:00-07:002025-04-16T00:00:00-07:002025-06412Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-16/pdf/2025-06412.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/16/2025-06411.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Options 7, Section 22025-04-16T00:00:00-07:002025-04-16T00:00:00-07:002025-06411Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-16/pdf/2025-06411.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/15/2025-06350.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Exchange Rule 915 To Permit the Listing and Trading of Options on the Bitwise Ethereum ETF, the Grayscale Ethereum Trust, and the Grayscale Ethereum Mini Trust2025-04-15T00:00:00-07:002025-04-15T00:00:00-07:002025-06350Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-15/pdf/2025-06350.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/15/2025-06349.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Permit the Listing and Trading of Options on the iShares Ethereum Trust2025-04-15T00:00:00-07:002025-04-15T00:00:00-07:002025-06349Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-15/pdf/2025-06349.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/15/2025-06347.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Permit the Listing and Trading of Options on Shares of the Fidelity Ethereum Fund2025-04-15T00:00:00-07:002025-04-15T00:00:00-07:002025-06347Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-15/pdf/2025-06347.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/15/2025-06338.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for New Logical Ports in Connection With a New Connectivity Offering on Its Equity Options Platform2025-04-15T00:00:00-07:002025-04-15T00:00:00-07:002025-06338Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-15/pdf/2025-06338.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/15/2025-06387.htmlNotice - Sixth Street Specialty Lending, Inc., et al.2025-04-15T00:00:00-07:002025-04-15T00:00:00-07:002025-06387Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-15/pdf/2025-06387.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/15/2025-06386.htmlNotice - Monroe Capital BDC Advisors, LLC, et al.2025-04-15T00:00:00-07:002025-04-15T00:00:00-07:002025-06386Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-15/pdf/2025-06386.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/14/2025-06333.htmlNotice - Blue Owl Capital Corporation, et al.2025-04-14T00:00:00-07:002025-04-14T00:00:00-07:002025-06333Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-14/pdf/2025-06333.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/14/2025-06255.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Equities Fee Schedule Concerning Additive Rebates2025-04-14T00:00:00-07:002025-04-14T00:00:00-07:002025-06255Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-14/pdf/2025-06255.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/14/2025-06254.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1808, Trading Sessions2025-04-14T00:00:00-07:002025-04-14T00:00:00-07:002025-06254Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-14/pdf/2025-06254.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/14/2025-06253.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of Complimentary Capital Market Solutions Under LTSE Rule 14.602 to a Four-Year Term2025-04-14T00:00:00-07:002025-04-14T00:00:00-07:002025-06253Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-14/pdf/2025-06253.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/14/2025-06252.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect an Amendment to the Application and Exemptive Order Governing the Fidelity Women's Leadership ETF and Fidelity Sustainability U.S. Equity ETF2025-04-14T00:00:00-07:002025-04-14T00:00:00-07:002025-06252Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-14/pdf/2025-06252.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/14/2025-06251.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Provide Temporary Discounts to Current Subscribers to the MIAX Options Liquidity Taker Event Reports2025-04-14T00:00:00-07:002025-04-14T00:00:00-07:002025-06251Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-14/pdf/2025-06251.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/14/2025-06250.htmlNotice - BlackRock Growth Equity Fund LP, et al.2025-04-14T00:00:00-07:002025-04-14T00:00:00-07:002025-06250Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-14/pdf/2025-06250.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/11/2025-06173.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 6152 (Disclosure of Order Execution Information for NMS Stocks)2025-04-11T00:00:00-07:002025-04-11T00:00:00-07:002025-06173Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-11/pdf/2025-06173.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/11/2025-06172.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain Transaction Fees and Credits in the NYSE American Equities Price List2025-04-11T00:00:00-07:002025-04-11T00:00:00-07:002025-06172Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-11/pdf/2025-06172.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/11/2025-06171.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Franklin Bitcoin ETF, the Franklin Ethereum ETF, and the Franklin Crypto Index ETF, To Allow for In-Kind Creations and Redemptions2025-04-11T00:00:00-07:002025-04-11T00:00:00-07:002025-06171Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-11/pdf/2025-06171.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/11/2025-06165.htmlNotice - Submission for OMB Review; Comment Request; Extension: Generic Clearance for Feedback to the SEC's Office of the Advocate for Small Business Capital Formation2025-04-11T00:00:00-07:002025-04-11T00:00:00-07:002025-06165Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-11/pdf/2025-06165.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/11/2025-06214.htmlNotice - Order Making Fiscal Year 2025 Annual Adjustments to Transaction Fee Rates2025-04-11T00:00:00-07:002025-04-11T00:00:00-07:002025-06214Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-11/pdf/2025-06214.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/11/2025-05267.htmlRule - Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers2025-04-11T00:00:00-07:002025-04-11T00:00:00-07:002025-05267Rulehttps://www.govinfo.gov/content/pkg/FR-2025-04-11/pdf/2025-05267.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/10/2025-06122.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 204-32025-04-10T00:00:00-07:002025-04-10T00:00:00-07:002025-06122Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-10/pdf/2025-06122.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/10/2025-06128.htmlNotice - Submission for OMB Review; Comment Request; Extension: Appendix F to Rule 15c3-12025-04-10T00:00:00-07:002025-04-10T00:00:00-07:002025-06128Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-10/pdf/2025-06128.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/10/2025-06116.htmlNotice - Texas Stock Exchange LLC; Notice of Filing of Application, as Amended, for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 19342025-04-10T00:00:00-07:002025-04-10T00:00:00-07:002025-06116Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-10/pdf/2025-06116.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/10/2025-06115.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Exchange Rule 2005, Error Accounts2025-04-10T00:00:00-07:002025-04-10T00:00:00-07:002025-06115Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-10/pdf/2025-06115.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/10/2025-06114.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Introduce Clarifying Language for the Retail Equities Membership Program2025-04-10T00:00:00-07:002025-04-10T00:00:00-07:002025-06114Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-10/pdf/2025-06114.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/09/2025-06041.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendments Nos. 2 and 3, by The Options Clearing Corporation To Establish a Margin Add-On Charge That Would Be Applied to All Clearing Member Accounts To Help Mitigate the Risks Arising From Intraday and Overnight Trading Activity2025-04-09T00:00:00-07:002025-04-09T00:00:00-07:002025-06041Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-09/pdf/2025-06041.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/09/2025-06034.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2025-04-09T00:00:00-07:002025-04-09T00:00:00-07:002025-06034Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-09/pdf/2025-06034.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/09/2025-06033.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Fidelity Solana Fund, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2025-04-09T00:00:00-07:002025-04-09T00:00:00-07:002025-06033Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-09/pdf/2025-06033.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/08/2025-05965.htmlNotice - Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Texas, Inc.2025-04-08T00:00:00-07:002025-04-08T00:00:00-07:002025-05965Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-08/pdf/2025-05965.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/08/2025-05964.htmlNotice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of a Filing of a Proposed Rule Change To Accommodate the Use of Multiple Clearing Houses2025-04-08T00:00:00-07:002025-04-08T00:00:00-07:002025-05964Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-08/pdf/2025-05964.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/08/2025-05963.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.03 of the NYSE Listed Company Manual To Specify That During Its First Five Years of Listing a Class of Common Equity on the Exchange an Issuer Will Only Be Subject to Initial and Annual Listing Fees for Its Primary Class of Equity Securities2025-04-08T00:00:00-07:002025-04-08T00:00:00-07:002025-05963Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-08/pdf/2025-05963.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/08/2025-05962.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning a Change in the Maximum Contingent Operational Loss Fee Listed in OCC's Schedule of Fees in Accordance With OCC's Capital Management Policy2025-04-08T00:00:00-07:002025-04-08T00:00:00-07:002025-05962Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-08/pdf/2025-05962.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/08/2025-05961.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List P.M.-Settled Series of Options on the S&P 500 Equal Weight Index2025-04-08T00:00:00-07:002025-04-08T00:00:00-07:002025-05961Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-08/pdf/2025-05961.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/08/2025-06015.htmlNotice - FS Credit Opportunities Corp., et al.2025-04-08T00:00:00-07:002025-04-08T00:00:00-07:002025-06015Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-08/pdf/2025-06015.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/08/2025-05990.htmlNotice - Proposed Collection; Comment Request; Extension: Form F-80-Canadian Securities2025-04-08T00:00:00-07:002025-04-08T00:00:00-07:002025-05990Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-08/pdf/2025-05990.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/08/2025-05989.htmlNotice - Proposed Collection; Comment Request; Extension: Form 18-Registration Form2025-04-08T00:00:00-07:002025-04-08T00:00:00-07:002025-05989Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-08/pdf/2025-05989.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/08/2025-06056.htmlNotice - Sunshine Act Meetings2025-04-08T00:00:00-07:002025-04-08T00:00:00-07:002025-06056Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-08/pdf/2025-06056.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/08/2025-05988.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 0-2, Form ADV-NR2025-04-08T00:00:00-07:002025-04-08T00:00:00-07:002025-05988Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-08/pdf/2025-05988.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/08/2025-05987.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 204A-12025-04-08T00:00:00-07:002025-04-08T00:00:00-07:002025-05987Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-08/pdf/2025-05987.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/08/2025-05986.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 12b-12025-04-08T00:00:00-07:002025-04-08T00:00:00-07:002025-05986Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-08/pdf/2025-05986.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/08/2025-05985.htmlNotice - Submission for OMB Review; Comment Request; Extension: Regulation FD-Other Disclosure Materials2025-04-08T00:00:00-07:002025-04-08T00:00:00-07:002025-05985Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-08/pdf/2025-05985.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/08/2025-05984.htmlNotice - Submission for OMB Review; Comment Request; Revision: Rule 4822025-04-08T00:00:00-07:002025-04-08T00:00:00-07:002025-05984Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-08/pdf/2025-05984.pdfhttps://regulations.justia.com/regulations/fedreg/2025/04/07/2025-05896.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Recovery and Wind-Down Plan2025-04-07T00:00:00-07:002025-04-07T00:00:00-07:002025-05896Noticehttps://www.govinfo.gov/content/pkg/FR-2025-04-07/pdf/2025-05896.pdf