<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission Sat, 27 Apr 2024 04:53:51 -0700 Sat, 27 Apr 2024 04:53:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08949.html https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08949.html Fri, 26 Apr 2024 00:00:00 -0700 2024-08949 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08949.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change by the Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08948.html https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08948.html Fri, 26 Apr 2024 00:00:00 -0700 2024-08948 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08948.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Collateral Risk Management Framework https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08947.html https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08947.html Fri, 26 Apr 2024 00:00:00 -0700 2024-08947 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08947.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting) To Reduce the 15-Minute TRACE Reporting Timeframe to One Minute https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08946.html https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08946.html Fri, 26 Apr 2024 00:00:00 -0700 2024-08946 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08946.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08945.html https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08945.html Fri, 26 Apr 2024 00:00:00 -0700 2024-08945 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08945.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08944.html https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08944.html Fri, 26 Apr 2024 00:00:00 -0700 2024-08944 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08944.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Consisting of Proposed Rule Change To Amend MSRB Rule G-14 To Shorten the Timeframe for Reporting Trades in Municipal Securities to the MSRB https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08943.html https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08943.html Fri, 26 Apr 2024 00:00:00 -0700 2024-08943 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08943.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08942.html https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08942.html Fri, 26 Apr 2024 00:00:00 -0700 2024-08942 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08942.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08941.html https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08941.html Fri, 26 Apr 2024 00:00:00 -0700 2024-08941 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08941.pdf Notice - Proposed Collection; Comment Request; Extension: Form SD https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-09035.html https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-09035.html Fri, 26 Apr 2024 00:00:00 -0700 2024-09035 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-09035.pdf Notice - Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 1940 https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-09034.html https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-09034.html Fri, 26 Apr 2024 00:00:00 -0700 2024-09034 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-09034.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Regarding Options Market Data Products https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08808.html https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08808.html Fri, 26 Apr 2024 00:00:00 -0700 2024-08808 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08808.pdf Notice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading To Amend the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08807.html https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08807.html Fri, 26 Apr 2024 00:00:00 -0700 2024-08807 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08807.pdf Notice - Self-Regulatory Organizations; MIAX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading To Amend the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08806.html https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08806.html Fri, 26 Apr 2024 00:00:00 -0700 2024-08806 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08806.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 980NYP https://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08805.html https://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08805.html Thu, 25 Apr 2024 00:00:00 -0700 2024-08805 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08805.pdf Notice - Options Price Reporting Authority; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Amendment To Modify Section 5.2(c)(iii) of the OPRA Plan Relating to Dissemination of Exchange Proprietary Data Information https://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08804.html https://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08804.html Thu, 25 Apr 2024 00:00:00 -0700 2024-08804 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08804.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 6.91P-O https://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08803.html https://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08803.html Thu, 25 Apr 2024 00:00:00 -0700 2024-08803 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08803.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Section 802.01D of the NYSE Listed Company Manual Concerning the Suspension and Delisting of a Listed Company That Has Changed its Primary Business Focus https://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08802.html https://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08802.html Thu, 25 Apr 2024 00:00:00 -0700 2024-08802 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08802.pdf Notice - Sound Point Meridian Capital, Inc., et al. https://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08796.html https://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08796.html Thu, 25 Apr 2024 00:00:00 -0700 2024-08796 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08796.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Retire the FINRA Rule 10000 Series (Code of Arbitration Procedure) https://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08688.html https://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08688.html Wed, 24 Apr 2024 00:00:00 -0700 2024-08688 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08688.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Activation Value in IEX Rule 11.190(g)(2) https://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08683.html https://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08683.html Wed, 24 Apr 2024 00:00:00 -0700 2024-08683 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08683.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Transaction Fees for Tape B Securities https://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08682.html https://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08682.html Wed, 24 Apr 2024 00:00:00 -0700 2024-08682 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08682.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend FINRA Rule 3240 (Borrowing From or Lending to Customers) To Strengthen the General Prohibition Against Borrowing and Lending Arrangements https://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08681.html https://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08681.html Wed, 24 Apr 2024 00:00:00 -0700 2024-08681 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08681.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Options Series Program in Rule 4.5(d) https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08571.html https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08571.html Tue, 23 Apr 2024 00:00:00 -0700 2024-08571 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08571.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit the Listing and Trading of Options Series With Tuesday and Thursday Expirations for Options on iShares Russell 2000 ETF (IWM) https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08570.html https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08570.html Tue, 23 Apr 2024 00:00:00 -0700 2024-08570 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08570.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 123D https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08569.html https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08569.html Tue, 23 Apr 2024 00:00:00 -0700 2024-08569 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08569.pdf Notice - Hines Investment Management Holdings Limited Partnership and Hines Employee Access I LP https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08582.html https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08582.html Tue, 23 Apr 2024 00:00:00 -0700 2024-08582 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08582.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Minor, Non-Substantive Edits to Rule 531, Reports and Market Data Products https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08576.html https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08576.html Tue, 23 Apr 2024 00:00:00 -0700 2024-08576 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08576.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Regarding Dedicated Cores https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08575.html https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08575.html Tue, 23 Apr 2024 00:00:00 -0700 2024-08575 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08575.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08574.html https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08574.html Tue, 23 Apr 2024 00:00:00 -0700 2024-08574 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08574.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Options Series Program in Rule 19.6, Interpretation and Policy .05 https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08573.html https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08573.html Tue, 23 Apr 2024 00:00:00 -0700 2024-08573 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08573.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Options Series Program in Rule 19.6, Interpretation and Policy .05 https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08572.html https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08572.html Tue, 23 Apr 2024 00:00:00 -0700 2024-08572 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08572.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08673.html https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08673.html Mon, 22 Apr 2024 00:00:00 -0700 2024-08673 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08673.pdf Notice - Order Making Fiscal Year 2024 Annual Adjustments to Transaction Fee Rates https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08512.html https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08512.html Mon, 22 Apr 2024 00:00:00 -0700 2024-08512 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08512.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08492.html https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08492.html Mon, 22 Apr 2024 00:00:00 -0700 2024-08492 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08492.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08491.html https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08491.html Mon, 22 Apr 2024 00:00:00 -0700 2024-08491 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08491.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08490.html https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08490.html Mon, 22 Apr 2024 00:00:00 -0700 2024-08490 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08490.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08489.html https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08489.html Mon, 22 Apr 2024 00:00:00 -0700 2024-08489 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08489.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08488.html https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08488.html Mon, 22 Apr 2024 00:00:00 -0700 2024-08488 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08488.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program To Include Securities Priced Below $1.00 https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08487.html https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08487.html Mon, 22 Apr 2024 00:00:00 -0700 2024-08487 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08487.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt a New Rule Regarding Order and Execution Management Systems https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08486.html https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08486.html Mon, 22 Apr 2024 00:00:00 -0700 2024-08486 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08486.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17Ac2-1 https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08413.html https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08413.html Fri, 19 Apr 2024 00:00:00 -0700 2024-08413 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08413.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08091.html https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08091.html Fri, 19 Apr 2024 00:00:00 -0700 2024-08091 Rule https://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08091.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08359.html https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08359.html Fri, 19 Apr 2024 00:00:00 -0700 2024-08359 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08359.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08358.html https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08358.html Fri, 19 Apr 2024 00:00:00 -0700 2024-08358 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08358.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08357.html https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08357.html Fri, 19 Apr 2024 00:00:00 -0700 2024-08357 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08357.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08355.html https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08355.html Fri, 19 Apr 2024 00:00:00 -0700 2024-08355 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08355.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees and Rebates for QCC and cQCC Orders https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08354.html https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08354.html Fri, 19 Apr 2024 00:00:00 -0700 2024-08354 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08354.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 12d2-2 and Form 25 https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08381.html https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08381.html Fri, 19 Apr 2024 00:00:00 -0700 2024-08381 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08381.pdf Notice - Proposed Collection; Comment Request; Extension: Credit Risk Retention-Regulation RR https://regulations.justia.com/regulations/fedreg/2024/04/17/2024-08097.html https://regulations.justia.com/regulations/fedreg/2024/04/17/2024-08097.html Wed, 17 Apr 2024 00:00:00 -0700 2024-08097 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-17/pdf/2024-08097.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2024/04/17/2024-08096.html https://regulations.justia.com/regulations/fedreg/2024/04/17/2024-08096.html Wed, 17 Apr 2024 00:00:00 -0700 2024-08096 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-17/pdf/2024-08096.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Approving a Proposed Rule Change To Amend the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2024/04/17/2024-08092.html https://regulations.justia.com/regulations/fedreg/2024/04/17/2024-08092.html Wed, 17 Apr 2024 00:00:00 -0700 2024-08092 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-17/pdf/2024-08092.pdf Notice - Proposed Collection; Comment Request; Extension: Form ABS-EE https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-08034.html https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-08034.html Tue, 16 Apr 2024 00:00:00 -0700 2024-08034 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-08034.pdf Notice - Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07967.html https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07967.html Tue, 16 Apr 2024 00:00:00 -0700 2024-07967 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07967.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for the Cboe Silexx Platform https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07966.html https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07966.html Tue, 16 Apr 2024 00:00:00 -0700 2024-07966 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07966.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07965.html https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07965.html Tue, 16 Apr 2024 00:00:00 -0700 2024-07965 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07965.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07964.html https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07964.html Tue, 16 Apr 2024 00:00:00 -0700 2024-07964 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07964.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07963.html https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07963.html Tue, 16 Apr 2024 00:00:00 -0700 2024-07963 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07963.pdf Notice - Proposed Collection; Comment Request; Extension: Form F-6-Registration Statement https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07925.html https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07925.html Tue, 16 Apr 2024 00:00:00 -0700 2024-07925 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07925.pdf Notice - Aether Infrastructure & Natural Resources Fund and Aether Investment Partners, LLC https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07893.html https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07893.html Mon, 15 Apr 2024 00:00:00 -0700 2024-07893 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07893.pdf Notice - Proposed Collection; Comment Request; Extension: Form 15 https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07923.html https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07923.html Mon, 15 Apr 2024 00:00:00 -0700 2024-07923 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07923.pdf Notice - Proposed Collection; Comment Request; Extension: Securities Exchange Act 1934-Rule 12g3-2 https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07874.html https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07874.html Mon, 15 Apr 2024 00:00:00 -0700 2024-07874 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07874.pdf Rule - Disclosure of Order Execution Information https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-05556.html https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-05556.html Mon, 15 Apr 2024 00:00:00 -0700 2024-05556 Rule https://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-05556.pdf Notice - Proposed Collection; Comment Request; Extension: Form 3-Initial Statement of Beneficial Ownership of Securities https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07841.html https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07841.html Mon, 15 Apr 2024 00:00:00 -0700 2024-07841 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07841.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531 https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07840.html https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07840.html Mon, 15 Apr 2024 00:00:00 -0700 2024-07840 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07840.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531 https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07839.html https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07839.html Mon, 15 Apr 2024 00:00:00 -0700 2024-07839 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07839.pdf Notice - Self-Regulatory Organizations; LCH SA; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Liquidity Risk Modelling Framework https://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07749.html https://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07749.html Fri, 12 Apr 2024 00:00:00 -0700 2024-07749 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07749.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 915 To Permit the Listing and Trading of Options on the Bitwise Bitcoin ETF, the Grayscale Bitcoin Trust, and Any Trust That Holds Bitcoin https://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07748.html https://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07748.html Fri, 12 Apr 2024 00:00:00 -0700 2024-07748 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07748.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 9b-1 https://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07807.html https://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07807.html Fri, 12 Apr 2024 00:00:00 -0700 2024-07807 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07807.pdf Rule - The Enhancement and Standardization of Climate-Related Disclosures for Investors; Delay of Effective Date https://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07648.html https://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07648.html Fri, 12 Apr 2024 00:00:00 -0700 2024-07648 Rule https://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07648.pdf Notice - In the Matter of the Financial Industry Regulatory Authority, Inc.; Order Scheduling Filing of Statements On Review Regarding an Order Approving a Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure To Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations (File No. SR-FINRA-2023-013) https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07672.html https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07672.html Thu, 11 Apr 2024 00:00:00 -0700 2024-07672 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07672.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 11a-3 https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07664.html https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07664.html Thu, 11 Apr 2024 00:00:00 -0700 2024-07664 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07664.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 18a-9 https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07695.html https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07695.html Thu, 11 Apr 2024 00:00:00 -0700 2024-07695 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07695.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 2(1) https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07641.html https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07641.html Thu, 11 Apr 2024 00:00:00 -0700 2024-07641 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07641.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Deposits Service Guide and the Operational Arrangements https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07640.html https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07640.html Thu, 11 Apr 2024 00:00:00 -0700 2024-07640 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07640.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07639.html https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07639.html Thu, 11 Apr 2024 00:00:00 -0700 2024-07639 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07639.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07638.html https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07638.html Thu, 11 Apr 2024 00:00:00 -0700 2024-07638 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07638.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/04/10/2024-07666.html https://regulations.justia.com/regulations/fedreg/2024/04/10/2024-07666.html Wed, 10 Apr 2024 00:00:00 -0700 2024-07666 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-10/pdf/2024-07666.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Exchange Fee Schedule To Establish Market Data Fees https://regulations.justia.com/regulations/fedreg/2024/04/10/2024-07539.html https://regulations.justia.com/regulations/fedreg/2024/04/10/2024-07539.html Wed, 10 Apr 2024 00:00:00 -0700 2024-07539 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-10/pdf/2024-07539.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 102.06 of the NYSE Listed Company Manual To Provide That a Special Purpose Acquisition Company Can Remain Listed Until Forty-Two Months From Its Original Listing Date if It Has Entered Into a Definitive Agreement With Respect to a Business Combination Within Three Years of Listing https://regulations.justia.com/regulations/fedreg/2024/04/10/2024-07538.html https://regulations.justia.com/regulations/fedreg/2024/04/10/2024-07538.html Wed, 10 Apr 2024 00:00:00 -0700 2024-07538 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-10/pdf/2024-07538.pdf Rule - Exemption for Certain Investment Advisers Operating Through the Internet https://regulations.justia.com/regulations/fedreg/2024/04/09/2024-06865.html https://regulations.justia.com/regulations/fedreg/2024/04/09/2024-06865.html Tue, 09 Apr 2024 00:00:00 -0700 2024-06865 Rule https://www.govinfo.gov/content/pkg/FR-2024-04-09/pdf/2024-06865.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/04/09/2024-07443.html https://regulations.justia.com/regulations/fedreg/2024/04/09/2024-07443.html Tue, 09 Apr 2024 00:00:00 -0700 2024-07443 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-09/pdf/2024-07443.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07481.html https://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07481.html Mon, 08 Apr 2024 00:00:00 -0700 2024-07481 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-08/pdf/2024-07481.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07460.html https://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07460.html Mon, 08 Apr 2024 00:00:00 -0700 2024-07460 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-08/pdf/2024-07460.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Bitwise Ethereum ETF https://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07335.html https://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07335.html Mon, 08 Apr 2024 00:00:00 -0700 2024-07335 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-08/pdf/2024-07335.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the Fidelity Ethereum Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07334.html https://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07334.html Mon, 08 Apr 2024 00:00:00 -0700 2024-07334 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-08/pdf/2024-07334.pdf Rule - Share Repurchase Disclosure Modernization https://regulations.justia.com/regulations/fedreg/2024/04/08/2024-06187.html https://regulations.justia.com/regulations/fedreg/2024/04/08/2024-06187.html Mon, 08 Apr 2024 00:00:00 -0700 2024-06187 Rule https://www.govinfo.gov/content/pkg/FR-2024-04-08/pdf/2024-06187.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Trust https://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07333.html https://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07333.html Mon, 08 Apr 2024 00:00:00 -0700 2024-07333 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-08/pdf/2024-07333.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Encourage Members To Contribute Liquidity to the Exchange by Offering Those That Maintain a Particular Minimum Trading Volume Lower Fees for Specified Market Data and Connectivity Products https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07227.html https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07227.html Fri, 05 Apr 2024 00:00:00 -0700 2024-07227 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07227.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.8 Regarding Voluntary Termination of Rights as an Exchange Member https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07226.html https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07226.html Fri, 05 Apr 2024 00:00:00 -0700 2024-07226 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07226.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.8 Regarding Voluntary Termination of Rights as an Exchange Member https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07225.html https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07225.html Fri, 05 Apr 2024 00:00:00 -0700 2024-07225 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07225.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.8 Regarding Voluntary Termination of Rights as an Exchange Member https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07224.html https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07224.html Fri, 05 Apr 2024 00:00:00 -0700 2024-07224 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07224.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt Fees for Dedicated Cores https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07223.html https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07223.html Fri, 05 Apr 2024 00:00:00 -0700 2024-07223 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07223.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.8A and Article 9, Rule 7 https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07222.html https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07222.html Fri, 05 Apr 2024 00:00:00 -0700 2024-07222 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07222.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.4 https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07221.html https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07221.html Fri, 05 Apr 2024 00:00:00 -0700 2024-07221 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07221.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rules 7.4E, 64, 236, and 257, as Well as Sections 510, 512, and 521 of the NYSE American LLC Company Guide https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07220.html https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07220.html Fri, 05 Apr 2024 00:00:00 -0700 2024-07220 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07220.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Dealings and Settlements, Rule 235, and Rule 236, Sections 204.12, 703.02, and 703.03 of the Listed Company Manual https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07219.html https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07219.html Fri, 05 Apr 2024 00:00:00 -0700 2024-07219 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07219.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.8 Regarding Voluntary Termination of Rights as an Exchange Member https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07217.html https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07217.html Fri, 05 Apr 2024 00:00:00 -0700 2024-07217 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07217.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.4-E https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07216.html https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07216.html Fri, 05 Apr 2024 00:00:00 -0700 2024-07216 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07216.pdf Notice - Submission for OMB Review; Comment Request; Extension: Supplier Diversity Business Management System https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07208.html https://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07208.html Fri, 05 Apr 2024 00:00:00 -0700 2024-07208 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07208.pdf Notice - Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2024/04/03/2024-07083.html https://regulations.justia.com/regulations/fedreg/2024/04/03/2024-07083.html Wed, 03 Apr 2024 00:00:00 -0700 2024-07083 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-03/pdf/2024-07083.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.18E https://regulations.justia.com/regulations/fedreg/2024/04/02/2024-06888.html https://regulations.justia.com/regulations/fedreg/2024/04/02/2024-06888.html Tue, 02 Apr 2024 00:00:00 -0700 2024-06888 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-02/pdf/2024-06888.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.18-E https://regulations.justia.com/regulations/fedreg/2024/04/02/2024-06887.html https://regulations.justia.com/regulations/fedreg/2024/04/02/2024-06887.html Tue, 02 Apr 2024 00:00:00 -0700 2024-06887 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-02/pdf/2024-06887.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/04/01/2024-06961.html https://regulations.justia.com/regulations/fedreg/2024/04/01/2024-06961.html Mon, 01 Apr 2024 00:00:00 -0700 2024-06961 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-01/pdf/2024-06961.pdf Notice - Joint Industry Plan; Withdrawal of Proposed Amendment To Modify the Options Price Reporting Authority's Fee Schedule Regarding Caps on Certain Port Fees https://regulations.justia.com/regulations/fedreg/2024/04/01/2024-06779.html https://regulations.justia.com/regulations/fedreg/2024/04/01/2024-06779.html Mon, 01 Apr 2024 00:00:00 -0700 2024-06779 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-01/pdf/2024-06779.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Adopt Rules To List and Trade FLEX Options https://regulations.justia.com/regulations/fedreg/2024/03/29/2024-06452.html https://regulations.justia.com/regulations/fedreg/2024/03/29/2024-06452.html Fri, 29 Mar 2024 00:00:00 -0700 2024-06452 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-29/pdf/2024-06452.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06583.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06583.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06583 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06583.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06582.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06582.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06582 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06582.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06581.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06581.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06581 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06581.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the CDSClear Select Membership Model https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06580.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06580.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06580 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06580.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, To Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06579.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06579.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06579 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06579.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of Review Period of Advance Notice To Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) To Address the Conditions of Note H to Rule 15c3-3a https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06578.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06578.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06578 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06578.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) To Address the Conditions of Note H to Rule 15c3-3a https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06577.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06577.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06577 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06577.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Corporate Actions Distributions Service Guide and the DTC Settlement Service Guide https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06576.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06576.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06576 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06576.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts) https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06575.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06575.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06575 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06575.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06574.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06574.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06574 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06574.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule in Connection With the Exchange's Plans To List and Trade Options That Overlie a Reduced Value of the MSCI World Index, the Full Value of the MSCI ACWI Index, and a Reduced Value of the MSCI USA Index https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06588.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06588.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06588 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06588.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 5.33, Complex Orders https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06587.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06587.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06587 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06587.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Calculation of the Annual Fee on Municipal Advisors Under MSRB Rule A-11 https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06586.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06586.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06586 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06586.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06585.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06585.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06585 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06585.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06584.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06584.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06584 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06584.pdf Notice - Coller Secondaries Private Equity Opportunities Fund, et al. https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06541.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06541.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06541 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06541.pdf Notice - Oaktree Fund Advisors, LLC and Oaktree Diversified Income Fund Inc. https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06540.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06540.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06540 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06540.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an OTTO Protocol https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06573.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06573.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06573 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06573.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 13h-1 and Form 13H https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06631.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06631.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06631 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06631.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form N-CEN https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06630.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06630.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06630 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06630.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form PF & Rule 204(b)-1 https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06629.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06629.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06629 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06629.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 18f-4 https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06628.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06628.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06628 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06628.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 34b-1 https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06627.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06627.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06627 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06627.pdf Rule - The Enhancement and Standardization of Climate-Related Disclosures for Investors https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-05137.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-05137.html Thu, 28 Mar 2024 00:00:00 -0700 2024-05137 Rule https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-05137.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06459.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06459.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06459 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06459.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06458.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06458.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06458 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06458.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Exchange Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06457.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06457.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06457 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06457.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06456.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06456.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06456 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06456.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 41 of the General Rules https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06455.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06455.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06455 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06455.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.31E https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06454.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06454.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06454 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06454.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt a New Cross Asset Tier Rebate https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06453.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06453.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06453 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06453.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06451.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06451.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06451 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06451.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Exchange Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06450.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06450.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06450 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06450.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06449.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06449.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06449 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06449.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06448.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06448.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06448 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06448.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Connectivity Offering Through Dedicated Cores https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06447.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06447.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06447 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06447.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, To Modify the GSD Rules To Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06446.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06446.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06446 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06446.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06445.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06445.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06445 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06445.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06345.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06345.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06345 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06345.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06344.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06344.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06344 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06344.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06343.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06343.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06343 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06343.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06342.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06342.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06342 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06342.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06341.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06341.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06341 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06341.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06340.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06340.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06340 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06340.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06339.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06339.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06339 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06339.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06338.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06338.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06338 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06338.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06337.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06337.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06337 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06337.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the 7RCC Spot Bitcoin and Carbon Credit Futures ETF https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06336.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06336.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06336 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06336.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule for Purge Ports https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06349.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06349.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06349 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06349.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Purge Ports https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06348.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06348.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06348 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06348.pdf Notice - Self-Regulatory Organizations; MIAX Emerald LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Purge Ports https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06347.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06347.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06347 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06347.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06346.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06346.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06346 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06346.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Complex Order Rebates in the Exchange's Pricing Schedule at Options 7, Section 4 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06325.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06325.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06325 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06325.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06324.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06324.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06324 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06324.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06323.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06323.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06323 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06323.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 9 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06322.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06322.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06322 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06322.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Regular Taker Fees in the Exchange's Pricing Schedule at Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06321.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06321.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06321 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06321.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06320.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06320.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06320 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06320.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 to, and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06319.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06319.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06319 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06319.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Sections 13 and 14 and Options 8, Section 24 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06318.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06318.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06318 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06318.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06335.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06335.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06335 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06335.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06334.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06334.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06334 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06334.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10 kW https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06333.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06333.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06333 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06333.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06332.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06332.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06332 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06332.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06331.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06331.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06331 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06331.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06330.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06330.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06330 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06330.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Enhancements to Current Risk Protections https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06329.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06329.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06329 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06329.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Trade Now Order Attribute, at Equity 4, Rules 4702 and 4703 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06328.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06328.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06328 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06328.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.31E https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06327.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06327.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06327 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06327.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06326.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06326.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06326 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06326.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 18a-7 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06371.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06371.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06371 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06371.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.00 https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06164.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06164.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06164 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06164.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06163.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06163.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06163 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06163.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.00 https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06162.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06162.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06162 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06162.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No.1 to, and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06174.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06174.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06174 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06174.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Change To Amend Its Schedule of Fees and Rebates https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06171.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06171.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06171 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06171.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Hashdex Nasdaq Ethereum ETF Under Nasdaq Rule 5711(i) (Trust Units) https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06169.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06169.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06169 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06169.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Exchange Rule 5020 To Allow the Exchange To List and Trade Options on ETFs That Represent Interests in a Trust That Holds Bitcoin https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06167.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06167.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06167 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06167.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt a Minimum Margin Amount at GSD https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06166.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06166.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06166 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06166.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend ISE Options 4, Section 3 To List and Trade Options on Units That Represent Interests in a Trust That Holds Bitcoin https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06165.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06165.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06165 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06165.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06175.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06175.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06175 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06175.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06296.html https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06296.html Fri, 22 Mar 2024 00:00:00 -0700 2024-06296 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06296.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06071.html https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06071.html Fri, 22 Mar 2024 00:00:00 -0700 2024-06071 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06071.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06070.html https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06070.html Fri, 22 Mar 2024 00:00:00 -0700 2024-06070 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06070.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 6.210 (Ex-Dividend or Ex-Right Dates) https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06069.html https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06069.html Fri, 22 Mar 2024 00:00:00 -0700 2024-06069 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06069.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06068.html https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06068.html Fri, 22 Mar 2024 00:00:00 -0700 2024-06068 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06068.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06073.html https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06073.html Fri, 22 Mar 2024 00:00:00 -0700 2024-06073 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06073.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06072.html https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06072.html Fri, 22 Mar 2024 00:00:00 -0700 2024-06072 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06072.pdf Notice - Notice of Intention To Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940 https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06052.html https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06052.html Fri, 22 Mar 2024 00:00:00 -0700 2024-06052 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06052.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 18a-5 https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05993.html https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05993.html Thu, 21 Mar 2024 00:00:00 -0700 2024-05993 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05993.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05943.html https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05943.html Thu, 21 Mar 2024 00:00:00 -0700 2024-05943 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05943.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX Options Market Facility To Amend Certain Rebates for Qualified Contingent Cross Transactions https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05952.html https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05952.html Thu, 21 Mar 2024 00:00:00 -0700 2024-05952 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05952.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Accommodate a Shorter Standard Settlement Cycle and Make Other Changes https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05951.html https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05951.html Thu, 21 Mar 2024 00:00:00 -0700 2024-05951 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05951.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05950.html https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05950.html Thu, 21 Mar 2024 00:00:00 -0700 2024-05950 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05950.pdf