<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2025/03/19?registers=between Wed, 02 Apr 2025 12:35:15 -0700 Wed, 02 Apr 2025 12:35:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2025/03/19?registers=between Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change, as Modified by Partial Amendment Nos. 1 and 2, by MIAX Sapphire, LLC To Amend Exchange Rule 402, Criteria for Underlying Securities, To List and Trade Options on Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04513.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04513.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04513 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04513.pdf Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change, as Modified by Partial Amendment Nos. 1 and 2, by MIAX PEARL, LLC To Amend Exchange Rule 402, Criteria for Underlying Securities, To List and Trade Options on Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04512.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04512.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04512 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04512.pdf Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change, as Modified by Partial Amendment No. 1, by Miami International Securities Exchange, LLC To Amend Exchange Rule 402, Criteria for Underlying Securities, To List and Trade Options on Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04511.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04511.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04511 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04511.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 7.31-E To Adopt the Selective Midpoint Order https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04510.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04510.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04510 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04510.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Franklin XRP Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04509.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04509.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04509 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04509.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04508.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04508.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04508 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04508.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation (“FICC”); Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04507.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04507.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04507 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04507.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04506.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04506.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04506 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04506.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Franklin Solana ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04505.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04505.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04505 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04505.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 19.3 To Permit the Listing of Options on Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04504.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04504.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04504 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04504.pdf Notice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Adopt New Fee Categories for the Exchange's Proprietary Market Data Feeds https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04520.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04520.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04520 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04520.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adopt New Fee Categories for the Exchange's Proprietary Market Data Feeds https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04519.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04519.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04519 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04519.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Adopt New Fee Categories for the Exchange's Proprietary Market Data Feeds https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04518.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04518.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04518 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04518.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt New Fee Categories for the Exchange's Proprietary Market Data Feeds https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04517.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04517.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04517 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04517.pdf Notice - Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding the Proposed Customer and Account Information System Amendment https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04516.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04516.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04516 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04516.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Adopt Rules To Govern the Trading of Options on the Exchange for a New Facility Called IEX Options https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04515.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04515.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04515 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04515.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Equity 4, Rules 4120, 4702 4703, and 4757 https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04514.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04514.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04514 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04514.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 19.3 To Permit the Listing of Options on Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04503.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04503.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04503 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04503.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 4.3 To Permit the Listing of Options on Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04502.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04502.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04502 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04502.pdf Notice - Jefferies Credit Management LLC and Jefferies Credit Partners BDC Inc. https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04647.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04647.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04647 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04647.pdf Notice - Antares Strategic Credit Fund, et al. https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04646.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04646.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04646 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04646.pdf Notice - Columbia Credit Income Opportunities Fund and Columbia Management Investment Advisers, LLC https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04644.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04644.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04644 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04644.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 0-4 https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04569.html https://regulations.justia.com/regulations/fedreg/2025/03/19/2025-04569.html Wed, 19 Mar 2025 00:00:00 -0700 2025-04569 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-19/pdf/2025-04569.pdf