<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2025/03/14?registers=between Wed, 02 Apr 2025 11:44:23 -0700 Wed, 02 Apr 2025 11:44:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2025/03/14?registers=between Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Change To Amend Rule 915 To Permit Options on Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04086.html https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04086.html Fri, 14 Mar 2025 00:00:00 -0700 2025-04086 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-14/pdf/2025-04086.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt a Provision That the Exchange Will Not Review a Compliance Plan Submitted by a Listed Company That is Below Compliance With a Continued Listing Standard if the Company Owes Any Unpaid Fees to the Exchange and Will Instead Immediately Commence Suspension and Delisting Procedures if Such Fees Are Not Paid in Full https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04082.html https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04082.html Fri, 14 Mar 2025 00:00:00 -0700 2025-04082 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-14/pdf/2025-04082.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Make Clarifying, Technical, and Procedural Changes to the Arbitrator List Selection Process https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04081.html https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04081.html Fri, 14 Mar 2025 00:00:00 -0700 2025-04081 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-14/pdf/2025-04081.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule To Increase Specialist and e-Specialist Manual Transaction Fees and Remove Obsolete Text Related to the Options Regulatory Fee and NYSE FANG+ Index https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04080.html https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04080.html Fri, 14 Mar 2025 00:00:00 -0700 2025-04080 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-14/pdf/2025-04080.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IEX Rule 11.190 To Retire One of the Two Proprietary Mathematical Calculations the Exchange Utilizes To Assess the Probability of an Imminent Change to the Protected Quotation https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04079.html https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04079.html Fri, 14 Mar 2025 00:00:00 -0700 2025-04079 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-14/pdf/2025-04079.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Port Fees https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04078.html https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04078.html Fri, 14 Mar 2025 00:00:00 -0700 2025-04078 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-14/pdf/2025-04078.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Port Fees https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04077.html https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04077.html Fri, 14 Mar 2025 00:00:00 -0700 2025-04077 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-14/pdf/2025-04077.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Port Fees https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04076.html https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04076.html Fri, 14 Mar 2025 00:00:00 -0700 2025-04076 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-14/pdf/2025-04076.pdf Notice - MA Specialty Credit Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04110.html https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04110.html Fri, 14 Mar 2025 00:00:00 -0700 2025-04110 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-14/pdf/2025-04110.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Port Fees https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04075.html https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04075.html Fri, 14 Mar 2025 00:00:00 -0700 2025-04075 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-14/pdf/2025-04075.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Port Fees https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04074.html https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04074.html Fri, 14 Mar 2025 00:00:00 -0700 2025-04074 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-14/pdf/2025-04074.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Fees for Directed Orders Routed by the Exchange to an Algorithm https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04073.html https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04073.html Fri, 14 Mar 2025 00:00:00 -0700 2025-04073 Notice https://www.govinfo.gov/content/pkg/FR-2025-03-14/pdf/2025-04073.pdf Rule - Delegation of Authority to Director of the Division of Enforcement https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04064.html https://regulations.justia.com/regulations/fedreg/2025/03/14/2025-04064.html Fri, 14 Mar 2025 00:00:00 -0700 2025-04064 Rule https://www.govinfo.gov/content/pkg/FR-2025-03-14/pdf/2025-04064.pdf