<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2025/01/23?registers=between Sat, 10 May 2025 00:16:40 -0700 Sat, 10 May 2025 00:16:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2025/01/23?registers=between Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01544.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01544.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01544 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01544.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01554.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01554.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01554 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01554.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01553.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01553.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01553 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01553.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01552.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01552.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01552 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01552.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01551.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01551.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01551 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01551.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01550.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01550.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01550 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01550.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Order Granting Approval of a Proposed Rule Change To Amend Section 1003 of the NYSE American LLC Company Guide To Provide for the Suspension and Delisting of Any Company That: (i) Has Effected One or More Reverse Stock Splits Over the Prior Two-Year Period With a Cumulative Ratio of 200 Shares or More to One; or (ii) Has Effectuated a Reverse Stock Split and the Effectuation of Such Reverse Stock Split Results in the Company's Security Falling Below Any of the Continued Listing Requirements of Section 1003 https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01549.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01549.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01549 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01549.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend and Restate the Second Amended and Restated Netting Contract and Limited Cross-Guaranty Between NSCC and DTC https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01548.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01548.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01548 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01548.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend and Restate the Second Amended and Restated Netting Contract and Limited Cross-Guaranty Between NSCC and DTC https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01547.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01547.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01547 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01547.pdf Notice - Self-Regulatory Organizations; LCH SA; Order Granting Approval of Proposed Rule Change by LCH SA Relating to Dealer Status https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01546.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01546.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01546 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01546.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; NYSE Chicago, Inc.; NYSE National, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01545.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01545.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01545 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01545.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Modify the Application of the Minimum Bid Price Compliance Periods and the Delisting Appeals Process for Bid Price Non-Compliance in Listing Rules 5810 and 5815 Under Certain Circumstances https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01621.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01621.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01621 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01621.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.15(b) (Exchange Data Products) To Adopt Cboe Timestamping Service, Which Is a Market Data Service Comprised of Two Distinct Market Data Reports https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01620.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01620.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01620 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01620.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay an Amendment to a Complex Order Risk Protection https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01616.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01616.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01616 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01616.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Cboe Timestamping Service Which Is a Market Data Service Comprised of Two Distinct Market Data Reports https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01615.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01615.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01615 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01615.pdf Notice - Order Regarding Review of Financial Accounting Standards Board (“FASB”) Accounting Support Fee for 2025 Under Section 109 of the Sarbanes-Oxley Act of 2002 https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01614.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01614.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01614 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01614.pdf Notice - Order Granting Temporary Conditional Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rule 608(e) of Regulation NMS Thereunder, From Certain Requirements of Appendix D, Section 3 of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01613.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01613.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01613 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01613.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01625.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01625.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01625 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01625.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Cboe Timestamping Service Which Is a Market Data Service Comprised of Two Distinct Market Data Reports https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01624.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01624.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01624 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01624.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01623.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01623.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01623 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01623.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.15(b) (Exchange Data Products) To Adopt Cboe Timestamping Service, Which Is a Market Data Service Comprised of Two Distinct Market Data Reports https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01622.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01622.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01622 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01622.pdf