<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2025/01/10?registers=between Sun, 20 Apr 2025 19:01:39 -0700 Sun, 20 Apr 2025 19:01:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2025/01/10?registers=between Notice - Submission for OMB Review; Comment Request; Extension: Rule 17Ac2-2 and Form TA-2 https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00250.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00250.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00250 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00250.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 30e-2 https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00249.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00249.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00249 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00249.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 3a-4 https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00248.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00248.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00248 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00248.pdf Notice - Proposed Collection; Comment Request; Extension: Form 12b-25-Notification of Late filing https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00338.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00338.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00338 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00338.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00309.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00309.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00309 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00309.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00308.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00308.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00308 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00308.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Regarding Volume Thresholds and Fees Charged Under the Market Maker Sliding Scale https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00307.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00307.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00307 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00307.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Equities Transaction Fee Schedule Concerning Liquidity Provision Tier 2 https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00306.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00306.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00306 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00306.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive, Clarifying Changes to the MIAX Pearl Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00305.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00305.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00305 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00305.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00304.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00304.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00304 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00304.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00293.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00293.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00293 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00293.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00292.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00292.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00292 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00292.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00291.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00291.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00291 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00291.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Exchange's Port Fees in Options 7, Section 9 https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00303.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00303.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00303 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00303.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Exchange's Port Fees in NOM Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00302.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00302.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00302 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00302.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt New Fee Categories for the Exchange's Proprietary Market Data Feeds https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00301.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00301.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00301 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00301.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Adopt New Fee Categories for the Exchange's Proprietary Market Data Feeds https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00300.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00300.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00300 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00300.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adopt New Fee Categories for the Exchange's Proprietary Market Data Feeds https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00299.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00299.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00299 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00299.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule To Adopt Certain Market Data Fees https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00298.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00298.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00298 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00298.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Exchange's Port Fees in Options 7, Section 6 https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00297.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00297.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00297 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00297.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Exchange's Port Fees in Options 7, Section 7.C https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00296.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00296.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00296 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00296.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Exchange's Port Fees in Options 7, Section 6.C https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00295.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00295.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00295 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00295.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Exchange's Port Fees in BX Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00294.html https://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00294.html Fri, 10 Jan 2025 00:00:00 -0800 2025-00294 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00294.pdf