Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2025/01/10?limit=200®isters=between&mode=atom2025-04-06T04:41:06-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00250.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17Ac2-2 and Form TA-22025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00250Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00250.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00249.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 30e-22025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00249Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00249.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00248.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 3a-42025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00248Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00248.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00338.htmlNotice - Proposed Collection; Comment Request; Extension: Form 12b-25-Notification of Late filing2025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00338Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00338.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00309.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 20252025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00309Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00309.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00308.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 20252025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00308Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00308.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00307.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Regarding Volume Thresholds and Fees Charged Under the Market Maker Sliding Scale2025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00307Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00307.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00306.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Equities Transaction Fee Schedule Concerning Liquidity Provision Tier 22025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00306Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00306.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00305.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive, Clarifying Changes to the MIAX Pearl Options Fee Schedule2025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00305Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00305.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00304.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00304Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00304.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00293.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 20252025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00293Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00293.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00292.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 20252025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00292Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00292.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00291.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 20252025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00291Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00291.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00303.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Exchange's Port Fees in Options 7, Section 92025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00303Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00303.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00302.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Exchange's Port Fees in NOM Options 7, Section 32025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00302Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00302.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00301.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt New Fee Categories for the Exchange's Proprietary Market Data Feeds2025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00301Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00301.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00300.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Adopt New Fee Categories for the Exchange's Proprietary Market Data Feeds2025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00300Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00300.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00299.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adopt New Fee Categories for the Exchange's Proprietary Market Data Feeds2025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00299Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00299.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00298.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule To Adopt Certain Market Data Fees2025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00298Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00298.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00297.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Exchange's Port Fees in Options 7, Section 62025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00297Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00297.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00296.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Exchange's Port Fees in Options 7, Section 7.C2025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00296Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00296.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00295.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Exchange's Port Fees in Options 7, Section 6.C2025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00295Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00295.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/10/2025-00294.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Exchange's Port Fees in BX Options 7, Section 32025-01-10T00:00:00-08:002025-01-10T00:00:00-08:002025-00294Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-10/pdf/2025-00294.pdf