<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2025/01/08?registers=between Thu, 09 Jan 2025 10:28:02 -0800 Thu, 09 Jan 2025 10:28:02 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2025/01/08?registers=between Notice - Self-Regulatory Organizations; MIAX EMERALD, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Fee Discount Program for the Open-Close Report https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00182.html https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00182.html Wed, 08 Jan 2025 00:00:00 -0800 2025-00182 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00182.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Fee Discount Program for the Open-Close Report https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00181.html https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00181.html Wed, 08 Jan 2025 00:00:00 -0800 2025-00181 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00181.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Fee Discount Program for the Open-Close Report https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00180.html https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00180.html Wed, 08 Jan 2025 00:00:00 -0800 2025-00180 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00180.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATETM)) https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00179.html https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00179.html Wed, 08 Jan 2025 00:00:00 -0800 2025-00179 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00179.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Definitions of “Class” and “Series” To Harmonize Terms With Affiliated Exchanges https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00178.html https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00178.html Wed, 08 Jan 2025 00:00:00 -0800 2025-00178 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00178.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Transaction Pricing Schedule for Securities Priced Below $1.00 https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00177.html https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00177.html Wed, 08 Jan 2025 00:00:00 -0800 2025-00177 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00177.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Its Monthly Fee for Purge Ports https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00176.html https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00176.html Wed, 08 Jan 2025 00:00:00 -0800 2025-00176 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00176.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Its Monthly Fee for Purge Ports https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00175.html https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00175.html Wed, 08 Jan 2025 00:00:00 -0800 2025-00175 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00175.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Its Monthly Fee for Purge Ports https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00174.html https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00174.html Wed, 08 Jan 2025 00:00:00 -0800 2025-00174 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00174.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Definitions of “Class” and “Series” To Harmonize Terms With Affiliated Exchanges https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00173.html https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00173.html Wed, 08 Jan 2025 00:00:00 -0800 2025-00173 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00173.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Definitions of “Class” and “Series” To Harmonize Terms With Affiliated Exchanges https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00172.html https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00172.html Wed, 08 Jan 2025 00:00:00 -0800 2025-00172 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00172.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NSCC Rules & Procedures With Respect to the Receipt of CNS Securities https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00171.html https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00171.html Wed, 08 Jan 2025 00:00:00 -0800 2025-00171 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00171.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Settlement Service Guide https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00170.html https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00170.html Wed, 08 Jan 2025 00:00:00 -0800 2025-00170 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00170.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00169.html https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00169.html Wed, 08 Jan 2025 00:00:00 -0800 2025-00169 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00169.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00168.html https://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00168.html Wed, 08 Jan 2025 00:00:00 -0800 2025-00168 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00168.pdf