Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2025/01/08?limit=200®isters=between&mode=atom2025-01-09T10:10:59-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00182.htmlNotice - Self-Regulatory Organizations; MIAX EMERALD, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Fee Discount Program for the Open-Close Report2025-01-08T00:00:00-08:002025-01-08T00:00:00-08:002025-00182Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00182.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00181.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Fee Discount Program for the Open-Close Report2025-01-08T00:00:00-08:002025-01-08T00:00:00-08:002025-00181Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00181.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00180.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Fee Discount Program for the Open-Close Report2025-01-08T00:00:00-08:002025-01-08T00:00:00-08:002025-00180Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00180.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00179.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATETM))2025-01-08T00:00:00-08:002025-01-08T00:00:00-08:002025-00179Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00179.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00178.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Definitions of “Class” and “Series” To Harmonize Terms With Affiliated Exchanges2025-01-08T00:00:00-08:002025-01-08T00:00:00-08:002025-00178Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00178.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00177.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Transaction Pricing Schedule for Securities Priced Below $1.002025-01-08T00:00:00-08:002025-01-08T00:00:00-08:002025-00177Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00177.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00176.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Its Monthly Fee for Purge Ports2025-01-08T00:00:00-08:002025-01-08T00:00:00-08:002025-00176Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00176.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00175.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Its Monthly Fee for Purge Ports2025-01-08T00:00:00-08:002025-01-08T00:00:00-08:002025-00175Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00175.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00174.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Its Monthly Fee for Purge Ports2025-01-08T00:00:00-08:002025-01-08T00:00:00-08:002025-00174Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00174.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00173.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Definitions of “Class” and “Series” To Harmonize Terms With Affiliated Exchanges2025-01-08T00:00:00-08:002025-01-08T00:00:00-08:002025-00173Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00173.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00172.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Definitions of “Class” and “Series” To Harmonize Terms With Affiliated Exchanges2025-01-08T00:00:00-08:002025-01-08T00:00:00-08:002025-00172Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00172.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00171.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NSCC Rules & Procedures With Respect to the Receipt of CNS Securities2025-01-08T00:00:00-08:002025-01-08T00:00:00-08:002025-00171Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00171.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00170.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Settlement Service Guide2025-01-08T00:00:00-08:002025-01-08T00:00:00-08:002025-00170Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00170.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00169.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 20252025-01-08T00:00:00-08:002025-01-08T00:00:00-08:002025-00169Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00169.pdfhttps://regulations.justia.com/regulations/fedreg/2025/01/08/2025-00168.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 20252025-01-08T00:00:00-08:002025-01-08T00:00:00-08:002025-00168Noticehttps://www.govinfo.gov/content/pkg/FR-2025-01-08/pdf/2025-00168.pdf