<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2025/01/06?registers=between Sun, 25 May 2025 08:45:44 -0700 Sun, 25 May 2025 08:45:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2025/01/06?registers=between Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31770.html https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31770.html Mon, 06 Jan 2025 00:00:00 -0800 2024-31770 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31770.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31769.html https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31769.html Mon, 06 Jan 2025 00:00:00 -0800 2024-31769 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31769.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6897(b) (CAT Cost Recovery Fees) To Implement a Consolidated Audit Trail Cost Recovery Fee https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31768.html https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31768.html Mon, 06 Jan 2025 00:00:00 -0800 2024-31768 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31768.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31767.html https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31767.html Mon, 06 Jan 2025 00:00:00 -0800 2024-31767 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31767.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31775.html https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31775.html Mon, 06 Jan 2025 00:00:00 -0800 2024-31775 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31775.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31774.html https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31774.html Mon, 06 Jan 2025 00:00:00 -0800 2024-31774 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31774.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31773.html https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31773.html Mon, 06 Jan 2025 00:00:00 -0800 2024-31773 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31773.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31772.html https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31772.html Mon, 06 Jan 2025 00:00:00 -0800 2024-31772 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31772.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Increase the Position and Exercise Limits for iShares Bitcoin Trust ETF https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31771.html https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31771.html Mon, 06 Jan 2025 00:00:00 -0800 2024-31771 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31771.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31613.html https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31613.html Mon, 06 Jan 2025 00:00:00 -0800 2024-31613 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31613.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6897 (Consolidated Audit Trail Funding Fees) To Establish Fees for Industry Members Related to Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31612.html https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31612.html Mon, 06 Jan 2025 00:00:00 -0800 2024-31612 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31612.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Bond Trading License Fee Waivers https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31611.html https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31611.html Mon, 06 Jan 2025 00:00:00 -0800 2024-31611 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31611.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31610.html https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31610.html Mon, 06 Jan 2025 00:00:00 -0800 2024-31610 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31610.pdf