Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2025/01/06?limit=200&registers=between&mode=atom 2025-01-09T11:31:23-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31770.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 2025-01-06T00:00:00-08:00 2025-01-06T00:00:00-08:00 2024-31770 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31770.pdf https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31769.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 2025-01-06T00:00:00-08:00 2025-01-06T00:00:00-08:00 2024-31769 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31769.pdf https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31768.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6897(b) (CAT Cost Recovery Fees) To Implement a Consolidated Audit Trail Cost Recovery Fee 2025-01-06T00:00:00-08:00 2025-01-06T00:00:00-08:00 2024-31768 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31768.pdf https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31767.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 2025-01-06T00:00:00-08:00 2025-01-06T00:00:00-08:00 2024-31767 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31767.pdf https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31775.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 2025-01-06T00:00:00-08:00 2025-01-06T00:00:00-08:00 2024-31775 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31775.pdf https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31774.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 2025-01-06T00:00:00-08:00 2025-01-06T00:00:00-08:00 2024-31774 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31774.pdf https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31773.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 2025-01-06T00:00:00-08:00 2025-01-06T00:00:00-08:00 2024-31773 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31773.pdf https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31772.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 2025-01-06T00:00:00-08:00 2025-01-06T00:00:00-08:00 2024-31772 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31772.pdf https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31771.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Increase the Position and Exercise Limits for iShares Bitcoin Trust ETF 2025-01-06T00:00:00-08:00 2025-01-06T00:00:00-08:00 2024-31771 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31771.pdf https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31613.html Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 2025-01-06T00:00:00-08:00 2025-01-06T00:00:00-08:00 2024-31613 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31613.pdf https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31612.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6897 (Consolidated Audit Trail Funding Fees) To Establish Fees for Industry Members Related to Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail 2025-01-06T00:00:00-08:00 2025-01-06T00:00:00-08:00 2024-31612 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31612.pdf https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31611.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Bond Trading License Fee Waivers 2025-01-06T00:00:00-08:00 2025-01-06T00:00:00-08:00 2024-31611 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31611.pdf https://regulations.justia.com/regulations/fedreg/2025/01/06/2024-31610.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility 2025-01-06T00:00:00-08:00 2025-01-06T00:00:00-08:00 2024-31610 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-06/pdf/2024-31610.pdf