Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024?limit=200®isters=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom2024-05-21T20:45:18-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2024/05/21/2024-11079.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Adopt Rules To Govern FLEX Equity Options and a New Order Type To Trade FLEX Equity Options on the BOX Trading Floor2024-05-21T00:00:00-07:002024-05-21T00:00:00-07:002024-11079Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-21/pdf/2024-11079.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/21/2024-11078.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to Its Rules and Comprehensive Stress Testing & Clearing Fund Methodology, and Liquidity Risk Management Description2024-05-21T00:00:00-07:002024-05-21T00:00:00-07:002024-11078Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-21/pdf/2024-11078.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/21/2024-10738.htmlProposed Rule - Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers2024-05-21T00:00:00-07:002024-05-21T00:00:00-07:002024-10738Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2024-05-21/pdf/2024-10738.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-11130.htmlNotice - Sunshine Act Meetings2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-11130Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-11130.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10960.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10960Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10960.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10959.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10959Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10959.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10958.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10958Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10958.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10957.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning the Adoption of a Minimum Margin Amount at GSD2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10957Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10957.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10956.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1 to an Advance Notice To Adopt a Minimum Margin Amount at GSD2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10956Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10956.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10955.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 62024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10955Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10955.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10954.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 62024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10954Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10954.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10953.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the GSD Rules and MBSD Rules to Update Certain Member Requirements Under CCLF2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10953Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10953.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10952.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 22024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10952Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10952.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10951.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 3 To Increase SPY Rebates2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10951Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10951.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10950.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10950Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10950.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10949.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend the Strike Interval for Options on SPDR® Gold Shares2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10949Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10949.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10948.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Sections 4 and 92024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10948Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10948.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10947.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-27, on Dealer Supervision, To Adopt a New Residential Supervisory Location Classification2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10947Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10947.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10946.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 32024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10946Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10946.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10944.htmlNotice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on the Twenty-Third Amendment to the National Market System Plan To Address Extraordinary Market Volatility2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10944Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10944.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10943.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10943Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10943.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10942.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Price List2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10942Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10942.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10962.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10962Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10962.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10961.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10961Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10961.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10977.htmlNotice - Submission for OMB Review; Comment Request2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10977Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10977.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10976.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 15g-32024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10976Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10976.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10824.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10824Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10824.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10823.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10823Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10823.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10822.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10822Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10822.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10821.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Transaction Pricing2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10821Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10821.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10820.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Exchange Fee Schedule To Establish Market Data Fees2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10820Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10820.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10819.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10819Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10819.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10818.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Options 72024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10818Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10818.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10817.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt Fees for Dedicated Cores2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10817Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10817.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10816.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10816Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10816.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10815.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10815Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10815.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10814.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees for Connectivity and Co-location Services2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10814Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10814.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10813.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10813Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10813.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10826.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10826Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10826.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10825.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees for Connectivity and Co-location Services2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10825Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10825.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10593.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10593Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10593.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10592.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10592Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10592.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10591.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10591Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10591.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10590.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10590Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10590.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10589.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules To List and Trade FLEX Options2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10589Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10589.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10588.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 To Amend IEX's Fee Schedule To Adopt a Physical Connectivity Fee and Increase Certain Port Fees2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10588Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10588.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10587.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10587Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10587.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10600.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10600Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10600.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10599.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10599Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10599.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10598.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10598Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10598.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10597.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10597Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10597.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10596.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10596Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10596.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10595.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the CDSClear Select Membership Model2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10595Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10595.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10594.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relating to Connectivity, Surveillance and Risk Management Services2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10594Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10594.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10640.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 703.12(II) of the NYSE Listed Company Manual To Expand the Circumstances Under Which Rights May Be Listed on the NYSE2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10640Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10640.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10580.htmlNotice - Goldman Sachs BDC, Inc., et al.2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10580Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10580.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/14/2024-10506.htmlNotice - John Hancock Multi Asset Credit Fund, et al.2024-05-14T00:00:00-07:002024-05-14T00:00:00-07:002024-10506Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-14/pdf/2024-10506.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/14/2024-10435.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Clearing Agency Risk Management Framework2024-05-14T00:00:00-07:002024-05-14T00:00:00-07:002024-10435Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-14/pdf/2024-10435.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/14/2024-10432.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 5.33, Complex Orders2024-05-14T00:00:00-07:002024-05-14T00:00:00-07:002024-10432Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-14/pdf/2024-10432.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/14/2024-10431.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Enhancements to Its DMM Program2024-05-14T00:00:00-07:002024-05-14T00:00:00-07:002024-10431Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-14/pdf/2024-10431.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/14/2024-10430.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Clearing Agency Risk Management Framework2024-05-14T00:00:00-07:002024-05-14T00:00:00-07:002024-10430Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-14/pdf/2024-10430.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/14/2024-10429.htmlNotice - Self-Regulatory Organizations; Depository Trust Company; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Clearing Agency Risk Management Framework2024-05-14T00:00:00-07:002024-05-14T00:00:00-07:002024-10429Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-14/pdf/2024-10429.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/14/2024-10422.htmlNotice - Monachil Credit Income Fund, et al.2024-05-14T00:00:00-07:002024-05-14T00:00:00-07:002024-10422Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-14/pdf/2024-10422.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/13/2024-10546.htmlNotice - Sunshine Act Meetings2024-05-13T00:00:00-07:002024-05-13T00:00:00-07:002024-10546Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-13/pdf/2024-10546.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/13/2024-10286.htmlNotice - Goldman Sachs Private Credit Corp. and Goldman Sachs Asset Management, L.P.2024-05-13T00:00:00-07:002024-05-13T00:00:00-07:002024-10286Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-13/pdf/2024-10286.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/13/2024-10282.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)2024-05-13T00:00:00-07:002024-05-13T00:00:00-07:002024-10282Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-13/pdf/2024-10282.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10206.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rules 17Ad-6 and 17Ad-72024-05-10T00:00:00-07:002024-05-10T00:00:00-07:002024-10206Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-10/pdf/2024-10206.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10205.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 18a-82024-05-10T00:00:00-07:002024-05-10T00:00:00-07:002024-10205Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-10/pdf/2024-10205.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10196.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 1240.01 To Reopen the Period by Which Certain Participants in the Maintaining Qualifications Program May Complete Their Prescribed Continuing Education Content2024-05-10T00:00:00-07:002024-05-10T00:00:00-07:002024-10196Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-10/pdf/2024-10196.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10191.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-05-10T00:00:00-07:002024-05-10T00:00:00-07:002024-10191Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-10/pdf/2024-10191.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10190.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Connectivity Offering Through Dedicated Cores2024-05-10T00:00:00-07:002024-05-10T00:00:00-07:002024-10190Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-10/pdf/2024-10190.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10355.htmlNotice - Sunshine Act Meetings2024-05-10T00:00:00-07:002024-05-10T00:00:00-07:002024-10355Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-10/pdf/2024-10355.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10252.htmlNotice - Proposed Collection; Comment Request; Extension: Form N-62024-05-10T00:00:00-07:002024-05-10T00:00:00-07:002024-10252Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-10/pdf/2024-10252.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/09/2024-10082.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Trade Now Order Attribute, at Equity 4, Rule 3301B and Rule 3301A2024-05-09T00:00:00-07:002024-05-09T00:00:00-07:002024-10082Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-09/pdf/2024-10082.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/09/2024-10081.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule at Equity 7, Section 3 To Implement a Market Data Revenue Rebate Program2024-05-09T00:00:00-07:002024-05-09T00:00:00-07:002024-10081Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-09/pdf/2024-10081.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/09/2024-10080.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Trade Now Order Attribute at Equity 4, Rule 4702 and Make Conforming Changes to Rule 47032024-05-09T00:00:00-07:002024-05-09T00:00:00-07:002024-10080Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-09/pdf/2024-10080.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/08/2024-09964.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 38a-12024-05-08T00:00:00-07:002024-05-08T00:00:00-07:002024-09964Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-08/pdf/2024-09964.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/08/2024-10004.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.002024-05-08T00:00:00-07:002024-05-08T00:00:00-07:002024-10004Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-08/pdf/2024-10004.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/08/2024-10003.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.002024-05-08T00:00:00-07:002024-05-08T00:00:00-07:002024-10003Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-08/pdf/2024-10003.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/08/2024-10002.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the 7RCC Spot Bitcoin and Carbon Credit Futures ETF Under NYSE Arca Rule 8.500-E (Trust Units)2024-05-08T00:00:00-07:002024-05-08T00:00:00-07:002024-10002Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-08/pdf/2024-10002.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/08/2024-10001.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving of Proposed Rule Change To Accommodate a Shorter Standard Settlement Cycle and Make Other Changes2024-05-08T00:00:00-07:002024-05-08T00:00:00-07:002024-10001Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-08/pdf/2024-10001.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/08/2024-10000.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Rule 10.162024-05-08T00:00:00-07:002024-05-08T00:00:00-07:002024-10000Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-08/pdf/2024-10000.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/08/2024-09995.htmlNotice - Crescent Capital BDC, Inc., et al.2024-05-08T00:00:00-07:002024-05-08T00:00:00-07:002024-09995Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-08/pdf/2024-09995.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/08/2024-09994.htmlNotice - F&W Investments LP and Fenwick & West LLP2024-05-08T00:00:00-07:002024-05-08T00:00:00-07:002024-09994Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-08/pdf/2024-09994.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/08/2024-09993.htmlNotice - Polen Credit Opportunities Fund, et al.2024-05-08T00:00:00-07:002024-05-08T00:00:00-07:002024-09993Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-08/pdf/2024-09993.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/07/2024-09850.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17g-52024-05-07T00:00:00-07:002024-05-07T00:00:00-07:002024-09850Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-07/pdf/2024-09850.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/07/2024-09849.htmlNotice - Proposed Collection; Comment Request; Extension: Rules 17g-8 and 17g-92024-05-07T00:00:00-07:002024-05-07T00:00:00-07:002024-09849Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-07/pdf/2024-09849.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/07/2024-09848.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17g-72024-05-07T00:00:00-07:002024-05-07T00:00:00-07:002024-09848Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-07/pdf/2024-09848.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/07/2024-09847.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATETM))2024-05-07T00:00:00-07:002024-05-07T00:00:00-07:002024-09847Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-07/pdf/2024-09847.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/07/2024-09846.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule2024-05-07T00:00:00-07:002024-05-07T00:00:00-07:002024-09846Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-07/pdf/2024-09846.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/06/2024-09759.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 11a1-1(T)2024-05-06T00:00:00-07:002024-05-06T00:00:00-07:002024-09759Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-06/pdf/2024-09759.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/06/2024-09960.htmlNotice - Sunshine Act Meetings2024-05-06T00:00:00-07:002024-05-06T00:00:00-07:002024-09960Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-06/pdf/2024-09960.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/02/2024-09473.htmlNotice - Self-Regulatory Organizations; MIAX Emerald LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Purge Ports2024-05-02T00:00:00-07:002024-05-02T00:00:00-07:002024-09473Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-02/pdf/2024-09473.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/02/2024-09472.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BZX Post Only Orders at Prices Below $1.002024-05-02T00:00:00-07:002024-05-02T00:00:00-07:002024-09472Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-02/pdf/2024-09472.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/02/2024-09471.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule for Purge Ports2024-05-02T00:00:00-07:002024-05-02T00:00:00-07:002024-09471Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-02/pdf/2024-09471.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/02/2024-09470.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Purge Ports2024-05-02T00:00:00-07:002024-05-02T00:00:00-07:002024-09470Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-02/pdf/2024-09470.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/02/2024-09477.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product2024-05-02T00:00:00-07:002024-05-02T00:00:00-07:002024-09477Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-02/pdf/2024-09477.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/02/2024-09475.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product2024-05-02T00:00:00-07:002024-05-02T00:00:00-07:002024-09475Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-02/pdf/2024-09475.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/02/2024-09474.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BYX Post Only Orders at Prices Below $1.002024-05-02T00:00:00-07:002024-05-02T00:00:00-07:002024-09474Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-02/pdf/2024-09474.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09444.htmlNotice - Deregistration Under Section 8(f) of the Investment Company Act of 19402024-05-01T00:00:00-07:002024-05-01T00:00:00-07:002024-09444Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09444.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09334.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 313, Other Restrictions on Options Transactions and Exercises; and Rule 700, Exercise of Option Contracts2024-05-01T00:00:00-07:002024-05-01T00:00:00-07:002024-09334Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09334.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09333.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change for Amendments to Rule 7.35 and Rule 7.35B2024-05-01T00:00:00-07:002024-05-01T00:00:00-07:002024-09333Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09333.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09332.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility (“BOX”)2024-05-01T00:00:00-07:002024-05-01T00:00:00-07:002024-09332Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09332.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09330.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Expand BZX Rule 14.11(l) To Permit the Generic Listing and Trading of Multi-class ETF Shares2024-05-01T00:00:00-07:002024-05-01T00:00:00-07:002024-09330Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09330.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09329.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Adopt Rule 971.2NYP Regarding the Operation of the Customer Best Execution Auction for Complex Orders on the NYSE American Pillar Trading Platform2024-05-01T00:00:00-07:002024-05-01T00:00:00-07:002024-09329Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09329.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09328.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Disapproving a Proposed Rule Change To Amend the Initial Period After Commencement of Trading of a Series of Exchange-Traded Fund Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, as Provided in Exchange Rule 14.11(l)2024-05-01T00:00:00-07:002024-05-01T00:00:00-07:002024-09328Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09328.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09327.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Partial Amendment No. 1, To Modify the GSD Rules To Facilitate Access to Clearance and Settlement of All Eligible Secondary Market Transactions in U.S. Treasury Securities2024-05-01T00:00:00-07:002024-05-01T00:00:00-07:002024-09327Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09327.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09326.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the NYSE Pillar Depth Data Feed2024-05-01T00:00:00-07:002024-05-01T00:00:00-07:002024-09326Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09326.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09325.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)2024-05-01T00:00:00-07:002024-05-01T00:00:00-07:002024-09325Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09325.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/30/2024-09221.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity and Application Session Fees for MEMX Options2024-04-30T00:00:00-07:002024-04-30T00:00:00-07:002024-09221Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-30/pdf/2024-09221.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/30/2024-09219.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity and Application Session Fees for MEMX Options2024-04-30T00:00:00-07:002024-04-30T00:00:00-07:002024-09219Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-30/pdf/2024-09219.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/30/2024-09218.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) To Address the Conditions of Note H to Rule 15c3-3a2024-04-30T00:00:00-07:002024-04-30T00:00:00-07:002024-09218Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-30/pdf/2024-09218.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/30/2024-09217.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Exchange Rule 5.3-O To Permit the Listing and Trading of Options on Commodity-Based Trust Shares2024-04-30T00:00:00-07:002024-04-30T00:00:00-07:002024-09217Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-30/pdf/2024-09217.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/30/2024-09216.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Cboe Exchange, Inc.; MIAX International Securities Exchange LLC; MIAX PEARL LLC; Nasdaq ISE, LLC; NYSE American LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Permit the Listing and Trading of Options on Trusts That Hold Bitcoin2024-04-30T00:00:00-07:002024-04-30T00:00:00-07:002024-09216Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-30/pdf/2024-09216.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/30/2024-09184.htmlNotice - Venerable Insurance and Annuity Company, et al.2024-04-30T00:00:00-07:002024-04-30T00:00:00-07:002024-09184Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-30/pdf/2024-09184.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09065.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-04-29T00:00:00-07:002024-04-29T00:00:00-07:002024-09065Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09065.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09064.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the iShares Ethereum Trust Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares2024-04-29T00:00:00-07:002024-04-29T00:00:00-07:002024-09064Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09064.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09062.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Franklin Ethereum ETF, a Series of the Franklin Ethereum Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-04-29T00:00:00-07:002024-04-29T00:00:00-07:002024-09062Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09062.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09057.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-04-29T00:00:00-07:002024-04-29T00:00:00-07:002024-09057Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09057.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09069.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-04-29T00:00:00-07:002024-04-29T00:00:00-07:002024-09069Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09069.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09067.htmlNotice - Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a National Market System Plan Regarding Consolidated Equity Market Data2024-04-29T00:00:00-07:002024-04-29T00:00:00-07:002024-09067Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09067.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09079.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Grayscale Ethereum Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)2024-04-29T00:00:00-07:002024-04-29T00:00:00-07:002024-09079Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09079.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09247.htmlNotice - Sunshine Act Meetings2024-04-29T00:00:00-07:002024-04-29T00:00:00-07:002024-09247Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09247.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08808.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Regarding Options Market Data Products2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08808Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08808.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08807.htmlNotice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading To Amend the Short Term Option Series Program2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08807Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08807.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08806.htmlNotice - Self-Regulatory Organizations; MIAX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading To Amend the Short Term Option Series Program2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08806Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08806.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08949.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08949Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08949.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08948.htmlNotice - Self-Regulatory Organizations; Options Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change by the Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08948Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08948.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08947.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Collateral Risk Management Framework2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08947Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08947.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08946.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting) To Reduce the 15-Minute TRACE Reporting Timeframe to One Minute2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08946Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08946.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08945.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08945Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08945.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08944.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08944Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08944.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08943.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Consisting of Proposed Rule Change To Amend MSRB Rule G-14 To Shorten the Timeframe for Reporting Trades in Municipal Securities to the MSRB2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08943Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08943.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08942.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08942Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08942.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08941.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08941Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08941.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-09035.htmlNotice - Proposed Collection; Comment Request; Extension: Form SD2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-09035Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-09035.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-09034.htmlNotice - Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 19402024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-09034Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-09034.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08805.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 980NYP2024-04-25T00:00:00-07:002024-04-25T00:00:00-07:002024-08805Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08805.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08804.htmlNotice - Options Price Reporting Authority; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Amendment To Modify Section 5.2(c)(iii) of the OPRA Plan Relating to Dissemination of Exchange Proprietary Data Information2024-04-25T00:00:00-07:002024-04-25T00:00:00-07:002024-08804Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08804.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08803.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 6.91P-O2024-04-25T00:00:00-07:002024-04-25T00:00:00-07:002024-08803Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08803.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08802.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Section 802.01D of the NYSE Listed Company Manual Concerning the Suspension and Delisting of a Listed Company That Has Changed its Primary Business Focus2024-04-25T00:00:00-07:002024-04-25T00:00:00-07:002024-08802Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08802.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08796.htmlNotice - Sound Point Meridian Capital, Inc., et al.2024-04-25T00:00:00-07:002024-04-25T00:00:00-07:002024-08796Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08796.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08688.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Retire the FINRA Rule 10000 Series (Code of Arbitration Procedure)2024-04-24T00:00:00-07:002024-04-24T00:00:00-07:002024-08688Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08688.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08683.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Activation Value in IEX Rule 11.190(g)(2)2024-04-24T00:00:00-07:002024-04-24T00:00:00-07:002024-08683Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08683.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08682.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Transaction Fees for Tape B Securities2024-04-24T00:00:00-07:002024-04-24T00:00:00-07:002024-08682Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08682.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08681.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend FINRA Rule 3240 (Borrowing From or Lending to Customers) To Strengthen the General Prohibition Against Borrowing and Lending Arrangements2024-04-24T00:00:00-07:002024-04-24T00:00:00-07:002024-08681Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08681.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08571.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Options Series Program in Rule 4.5(d)2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08571Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08571.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08570.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit the Listing and Trading of Options Series With Tuesday and Thursday Expirations for Options on iShares Russell 2000 ETF (IWM)2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08570Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08570.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08569.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 123D2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08569Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08569.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08582.htmlNotice - Hines Investment Management Holdings Limited Partnership and Hines Employee Access I LP2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08582Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08582.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08576.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Minor, Non-Substantive Edits to Rule 531, Reports and Market Data Products2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08576Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08576.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08575.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Regarding Dedicated Cores2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08575Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08575.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08574.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08574Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08574.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08573.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Options Series Program in Rule 19.6, Interpretation and Policy .052024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08573Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08573.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08572.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Options Series Program in Rule 19.6, Interpretation and Policy .052024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08572Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08572.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08512.htmlNotice - Order Making Fiscal Year 2024 Annual Adjustments to Transaction Fee Rates2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08512Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08512.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08492.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08492Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08492.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08491.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08491Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08491.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08490.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08490Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08490.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08489.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08489Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08489.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08488.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08488Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08488.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08487.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program To Include Securities Priced Below $1.002024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08487Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08487.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08486.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt a New Rule Regarding Order and Execution Management Systems2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08486Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08486.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08673.htmlNotice - Sunshine Act Meetings2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08673Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08673.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08413.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17Ac2-12024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08413Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08413.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08091.htmlRule - Adoption of Updated EDGAR Filer Manual2024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08091Rulehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08091.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08359.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08359Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08359.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08358.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08358Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08358.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08357.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08357Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08357.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08355.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08355Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08355.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08354.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees and Rebates for QCC and cQCC Orders2024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08354Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08354.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08381.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 12d2-2 and Form 252024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08381Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08381.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/17/2024-08097.htmlNotice - Proposed Collection; Comment Request; Extension: Credit Risk Retention-Regulation RR2024-04-17T00:00:00-07:002024-04-17T00:00:00-07:002024-08097Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-17/pdf/2024-08097.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/17/2024-08096.htmlNotice - Submission for OMB Review; Comment Request2024-04-17T00:00:00-07:002024-04-17T00:00:00-07:002024-08096Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-17/pdf/2024-08096.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/17/2024-08092.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Approving a Proposed Rule Change To Amend the Short Term Option Series Program2024-04-17T00:00:00-07:002024-04-17T00:00:00-07:002024-08092Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-17/pdf/2024-08092.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-08034.htmlNotice - Proposed Collection; Comment Request; Extension: Form ABS-EE2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-08034Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-08034.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07967.htmlNotice - Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-07967Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07967.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07966.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for the Cboe Silexx Platform2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-07966Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07966.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07965.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-07965Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07965.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07964.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-07964Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07964.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07963.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-07963Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07963.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07925.htmlNotice - Proposed Collection; Comment Request; Extension: Form F-6-Registration Statement2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-07925Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07925.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07893.htmlNotice - Aether Infrastructure & Natural Resources Fund and Aether Investment Partners, LLC2024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-07893Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07893.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07923.htmlNotice - Proposed Collection; Comment Request; Extension: Form 152024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-07923Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07923.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07874.htmlNotice - Proposed Collection; Comment Request; Extension: Securities Exchange Act 1934-Rule 12g3-22024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-07874Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07874.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-05556.htmlRule - Disclosure of Order Execution Information2024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-05556Rulehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-05556.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07841.htmlNotice - Proposed Collection; Comment Request; Extension: Form 3-Initial Statement of Beneficial Ownership of Securities2024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-07841Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07841.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07840.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5312024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-07840Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07840.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07839.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5312024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-07839Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07839.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07749.htmlNotice - Self-Regulatory Organizations; LCH SA; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Liquidity Risk Modelling Framework2024-04-12T00:00:00-07:002024-04-12T00:00:00-07:002024-07749Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07749.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07748.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 915 To Permit the Listing and Trading of Options on the Bitwise Bitcoin ETF, the Grayscale Bitcoin Trust, and Any Trust That Holds Bitcoin2024-04-12T00:00:00-07:002024-04-12T00:00:00-07:002024-07748Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07748.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07807.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 9b-12024-04-12T00:00:00-07:002024-04-12T00:00:00-07:002024-07807Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07807.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07648.htmlRule - The Enhancement and Standardization of Climate-Related Disclosures for Investors; Delay of Effective Date2024-04-12T00:00:00-07:002024-04-12T00:00:00-07:002024-07648Rulehttps://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07648.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07672.htmlNotice - In the Matter of the Financial Industry Regulatory Authority, Inc.; Order Scheduling Filing of Statements On Review Regarding an Order Approving a Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure To Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations (File No. SR-FINRA-2023-013)2024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07672Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07672.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07664.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 11a-32024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07664Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07664.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07695.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 18a-92024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07695Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07695.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07641.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 2(1)2024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07641Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07641.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07640.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Deposits Service Guide and the Operational Arrangements2024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07640Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07640.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07639.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options2024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07639Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07639.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07638.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options2024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07638Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07638.pdf