<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/12/26?registers=between Sun, 29 Dec 2024 10:32:23 -0800 Sun, 29 Dec 2024 10:32:23 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/12/26?registers=between Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 From the Annual Meeting of Shareholders Requirement Set Forth in Exchange Rule 14.10(f) https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30689.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30689.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30689 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30689.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Section 302.00 of the NYSE Listed Company Manual To Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement To Hold Annual Shareholder Meetings https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30688.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30688.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30688 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30688.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Sections 140 and 141 of the NYSE American Company Guide to Amend the Original and Annual Listing Fees for Bonds and the Annual Fee for Stock Issues https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30687.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30687.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30687 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30687.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Sections 902.02, 902.03 and 902.08 of the NYSE Listed Company Manual To Amend Initial Listing Fees and Certain of Its Annual Fees Applicable to Listed Issuers and Establish a Maximum Fee for Debt Securities and Structured Products https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30686.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30686.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30686 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30686.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Clarifying Changes Related to New Time-In-Force Instructions on MIAX Pearl Equities https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30781.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30781.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30781 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30781.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 19.3, Criteria for Underlying Securities, To List and Trade Options on the Fidelity Wise Origin Bitcoin Fund and the ARK 21Shares Bitcoin ETF https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30780.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30780.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30780 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30780.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 19.3, Criteria for Underlying Securities, To List and Trade Options on the Grayscale Bitcoin Trust, the Grayscale Bitcoin Mini Trust, and the Bitwise Bitcoin ETF https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30779.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30779.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30779 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30779.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify the Package of Complimentary Services Provided to Certain Eligible Switches and To Modify the Definition of an Eligible Switch https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30685.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30685.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30685 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30685.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to DTC's New Issue Information Dissemination Service To Unwind a Prior Rule Filing and Provide a More Accurate Description of the Service https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30684.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30684.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30684 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30684.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the Franklin Crypto Index ETF, a Series of the Franklin Crypto Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30683.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30683.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30683 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30683.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30682.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30682.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30682 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30682.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Permit the Generic Listing and Trading of Multi-Class ETF Shares https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30681.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30681.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30681 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30681.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Adopt FINRA Rules 12808 and 13808 (Accelerated Processing) To Accelerate the Processing of Arbitration Proceedings for Parties Who Qualify Based on Their Age or Health Condition https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30680.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30680.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30680 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30680.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Clearing Agency Operational Risk Management Framework https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30679.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30679.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30679 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30679.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Clearing Agency Operational Risk Management Framework https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30678.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30678.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30678 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30678.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Equity 4 To Establish Halt Cross Price Protections and Make Other Related Changes https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30677.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30677.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30677 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30677.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-31060.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-31060.html Thu, 26 Dec 2024 00:00:00 -0800 2024-31060 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-31060.pdf Notice - Proposed Collection; Comment Request; Extension: Electronic Data Collection System Form TCR https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30772.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30772.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30772 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30772.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 239 https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30771.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30771.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30771 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30771.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 204 https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30770.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30770.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30770 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30770.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form F-X https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30769.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30769.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30769 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30769.pdf Notice - Submission for OMB Review; Comment Request; Extension: Regulation G https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30767.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30767.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30767 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30767.pdf Notice - Thirdline Real Estate Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30656.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30656.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30656 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30656.pdf Notice - MidCap Financial Investment Corporation, et al. https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30655.html https://regulations.justia.com/regulations/fedreg/2024/12/26/2024-30655.html Thu, 26 Dec 2024 00:00:00 -0800 2024-30655 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-26/pdf/2024-30655.pdf