<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/12/20?registers=between Sun, 29 Dec 2024 10:13:31 -0800 Sun, 29 Dec 2024 10:13:31 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/12/20?registers=between Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Anti-Internalization Functionality in Equity 4, Rule 4757 https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30354.html https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30354.html Fri, 20 Dec 2024 00:00:00 -0800 2024-30354 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30354.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Section 1003 of the NYSE American LLC Company Guide To Provide for the Suspension and Delisting of Any Company That: (i) Has Effected One or More Reverse Stock Splits Over the Prior Two-Year Period With a Cumulative Ratio of 200 Shares or More to One; or (ii) Has Effectuated a Reverse Stock Split and the Effectuation of Such Reverse Stock Split Results in the Company's Security Falling Below Any of the Continued Listing Requirements of Section 1003 https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30353.html https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30353.html Fri, 20 Dec 2024 00:00:00 -0800 2024-30353 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30353.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 11.25(e) To Allow Users To Utilize the Exchange's Match Trade Prevention Functionality When Entering Periodic Auction Orders Onto the Exchange for Execution https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30352.html https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30352.html Fri, 20 Dec 2024 00:00:00 -0800 2024-30352 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30352.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Guide to the DTC Fee Schedule To Revise Certain Fees Charged to Participants for Settlement Services https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30351.html https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30351.html Fri, 20 Dec 2024 00:00:00 -0800 2024-30351 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30351.pdf Notice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Sapphire, LLC to Adopt Connectivity and Certain Port Fees for Members and Non-Members https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30350.html https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30350.html Fri, 20 Dec 2024 00:00:00 -0800 2024-30350 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30350.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30349.html https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30349.html Fri, 20 Dec 2024 00:00:00 -0800 2024-30349 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30349.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Options 3, Section 13 Related to XND https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30348.html https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30348.html Fri, 20 Dec 2024 00:00:00 -0800 2024-30348 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30348.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 15c3-4 https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30367.html https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30367.html Fri, 20 Dec 2024 00:00:00 -0800 2024-30367 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30367.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 18a-10 https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30366.html https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30366.html Fri, 20 Dec 2024 00:00:00 -0800 2024-30366 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30366.pdf Notice - Amended and Restated Order Specifying the Manner and Format of Filing Unaudited Financial and Operational Information by Security-Based Swap Dealers and Major Security-Based Swap Participants That are not U.S. Persons and are Relying on Substituted Compliance Determinations With Respect to Rule 18a-7 https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30377.html https://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30377.html Fri, 20 Dec 2024 00:00:00 -0800 2024-30377 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30377.pdf