Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/12/20?limit=200®isters=between&mode=atom2024-12-29T09:42:58-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30354.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Anti-Internalization Functionality in Equity 4, Rule 47572024-12-20T00:00:00-08:002024-12-20T00:00:00-08:002024-30354Noticehttps://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30354.pdfhttps://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30353.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Section 1003 of the NYSE American LLC Company Guide To Provide for the Suspension and Delisting of Any Company That: (i) Has Effected One or More Reverse Stock Splits Over the Prior Two-Year Period With a Cumulative Ratio of 200 Shares or More to One; or (ii) Has Effectuated a Reverse Stock Split and the Effectuation of Such Reverse Stock Split Results in the Company's Security Falling Below Any of the Continued Listing Requirements of Section 10032024-12-20T00:00:00-08:002024-12-20T00:00:00-08:002024-30353Noticehttps://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30353.pdfhttps://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30352.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 11.25(e) To Allow Users To Utilize the Exchange's Match Trade Prevention Functionality When Entering Periodic Auction Orders Onto the Exchange for Execution2024-12-20T00:00:00-08:002024-12-20T00:00:00-08:002024-30352Noticehttps://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30352.pdfhttps://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30351.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Guide to the DTC Fee Schedule To Revise Certain Fees Charged to Participants for Settlement Services2024-12-20T00:00:00-08:002024-12-20T00:00:00-08:002024-30351Noticehttps://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30351.pdfhttps://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30350.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Sapphire, LLC to Adopt Connectivity and Certain Port Fees for Members and Non-Members2024-12-20T00:00:00-08:002024-12-20T00:00:00-08:002024-30350Noticehttps://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30350.pdfhttps://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30349.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule2024-12-20T00:00:00-08:002024-12-20T00:00:00-08:002024-30349Noticehttps://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30349.pdfhttps://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30348.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Options 3, Section 13 Related to XND2024-12-20T00:00:00-08:002024-12-20T00:00:00-08:002024-30348Noticehttps://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30348.pdfhttps://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30367.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 15c3-42024-12-20T00:00:00-08:002024-12-20T00:00:00-08:002024-30367Noticehttps://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30367.pdfhttps://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30366.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 18a-102024-12-20T00:00:00-08:002024-12-20T00:00:00-08:002024-30366Noticehttps://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30366.pdfhttps://regulations.justia.com/regulations/fedreg/2024/12/20/2024-30377.htmlNotice - Amended and Restated Order Specifying the Manner and Format of Filing Unaudited Financial and Operational Information by Security-Based Swap Dealers and Major Security-Based Swap Participants That are not U.S. Persons and are Relying on Substituted Compliance Determinations With Respect to Rule 18a-72024-12-20T00:00:00-08:002024-12-20T00:00:00-08:002024-30377Noticehttps://www.govinfo.gov/content/pkg/FR-2024-12-20/pdf/2024-30377.pdf