Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/12/06?limit=200&registers=between&mode=atom 2024-12-29T09:43:08-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2024/12/06/2024-28551.html Notice - In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission 2024-12-06T00:00:00-08:00 2024-12-06T00:00:00-08:00 2024-28551 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-06/pdf/2024-28551.pdf https://regulations.justia.com/regulations/fedreg/2024/12/06/2024-28549.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services 2024-12-06T00:00:00-08:00 2024-12-06T00:00:00-08:00 2024-28549 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-06/pdf/2024-28549.pdf https://regulations.justia.com/regulations/fedreg/2024/12/06/2024-28548.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Modifications to Its Governance Documents To Align With Recently Adopted SEC Governance Rules 2024-12-06T00:00:00-08:00 2024-12-06T00:00:00-08:00 2024-28548 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-06/pdf/2024-28548.pdf https://regulations.justia.com/regulations/fedreg/2024/12/06/2024-28547.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Dealer Status 2024-12-06T00:00:00-08:00 2024-12-06T00:00:00-08:00 2024-28547 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-06/pdf/2024-28547.pdf https://regulations.justia.com/regulations/fedreg/2024/12/06/2024-28546.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2024-12-06T00:00:00-08:00 2024-12-06T00:00:00-08:00 2024-28546 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-06/pdf/2024-28546.pdf https://regulations.justia.com/regulations/fedreg/2024/12/06/2024-28545.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services 2024-12-06T00:00:00-08:00 2024-12-06T00:00:00-08:00 2024-28545 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-06/pdf/2024-28545.pdf https://regulations.justia.com/regulations/fedreg/2024/12/06/2024-28544.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services 2024-12-06T00:00:00-08:00 2024-12-06T00:00:00-08:00 2024-28544 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-06/pdf/2024-28544.pdf https://regulations.justia.com/regulations/fedreg/2024/12/06/2024-28543.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services 2024-12-06T00:00:00-08:00 2024-12-06T00:00:00-08:00 2024-28543 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-06/pdf/2024-28543.pdf https://regulations.justia.com/regulations/fedreg/2024/12/06/2024-28542.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services 2024-12-06T00:00:00-08:00 2024-12-06T00:00:00-08:00 2024-28542 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-06/pdf/2024-28542.pdf https://regulations.justia.com/regulations/fedreg/2024/12/06/2024-28732.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 154 2024-12-06T00:00:00-08:00 2024-12-06T00:00:00-08:00 2024-28732 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-06/pdf/2024-28732.pdf https://regulations.justia.com/regulations/fedreg/2024/12/06/2024-28541.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services 2024-12-06T00:00:00-08:00 2024-12-06T00:00:00-08:00 2024-28541 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-06/pdf/2024-28541.pdf https://regulations.justia.com/regulations/fedreg/2024/12/06/2024-28540.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Hennessy Stance ESG ETF Under Nasdaq Rule 5750 (Proxy Portfolio Shares) 2024-12-06T00:00:00-08:00 2024-12-06T00:00:00-08:00 2024-28540 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-06/pdf/2024-28540.pdf https://regulations.justia.com/regulations/fedreg/2024/12/06/2024-28539.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide that DEEP+ Data Will Be Included in the Exchange's HIST Data Product 2024-12-06T00:00:00-08:00 2024-12-06T00:00:00-08:00 2024-28539 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-06/pdf/2024-28539.pdf https://regulations.justia.com/regulations/fedreg/2024/12/06/2024-28538.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Enhancements to the System for Theoretical Analysis and Numerical Simulations (“STANS”) and OCC's Comprehensive Stress Testing (“CST”) Methodology, To Better Capture the Risks Associated With Short-Dated Options 2024-12-06T00:00:00-08:00 2024-12-06T00:00:00-08:00 2024-28538 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-06/pdf/2024-28538.pdf