<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/12/03?registers=between Sun, 29 Dec 2024 10:08:47 -0800 Sun, 29 Dec 2024 10:08:47 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/12/03?registers=between Notice - Proposed Collection; Comment Request; Extension: Rule 17Ad-11 https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28261.html https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28261.html Tue, 03 Dec 2024 00:00:00 -0800 2024-28261 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28261.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form N-8F https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28260.html https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28260.html Tue, 03 Dec 2024 00:00:00 -0800 2024-28260 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28260.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FLEX Options Listing https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28259.html https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28259.html Tue, 03 Dec 2024 00:00:00 -0800 2024-28259 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28259.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Disapproving Proposed Rule Change To Increase Fees for Certain Market Data and Connectivity Products and To Maintain the Current Fees for Such Products if Members Meet a Minimum Average Daily Displayed Volume Threshold https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28258.html https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28258.html Tue, 03 Dec 2024 00:00:00 -0800 2024-28258 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28258.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Its Stock Loan Programs https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28257.html https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28257.html Tue, 03 Dec 2024 00:00:00 -0800 2024-28257 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28257.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; The Depository Trust Company; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28256.html https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28256.html Tue, 03 Dec 2024 00:00:00 -0800 2024-28256 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28256.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing of Proposed Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28255.html https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28255.html Tue, 03 Dec 2024 00:00:00 -0800 2024-28255 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28255.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28253.html https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28253.html Tue, 03 Dec 2024 00:00:00 -0800 2024-28253 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28253.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 19.3, Criteria for Underlying Securities, To Allow the Exchange To List and Trade Options on the iShares Bitcoin Trust (“the Trust”) https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28345.html https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28345.html Tue, 03 Dec 2024 00:00:00 -0800 2024-28345 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28345.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Rules Related to the Nasdaq-100® Volatility Index https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28344.html https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28344.html Tue, 03 Dec 2024 00:00:00 -0800 2024-28344 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28344.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Bitwise 10 Crypto Index Fund Under Proposed NYSE Arca Rule 8.800-E (Commodity- and Digital Asset-Based Investment Interests) https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28343.html https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28343.html Tue, 03 Dec 2024 00:00:00 -0800 2024-28343 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28343.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt New Functionality Relating to the Processing of Auction Responses https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28342.html https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28342.html Tue, 03 Dec 2024 00:00:00 -0800 2024-28342 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28342.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 3120 (Position Limits) and 5020 (Criteria for Underlying Securities) To Permit Options Trading on Bitcoin Funds https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28341.html https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28341.html Tue, 03 Dec 2024 00:00:00 -0800 2024-28341 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28341.pdf Notice - Antares Private Credit Fund and Antares Capital Credit Advisers LLC https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28334.html https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28334.html Tue, 03 Dec 2024 00:00:00 -0800 2024-28334 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28334.pdf Notice - Privacore PCAAM Alternative Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28333.html https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28333.html Tue, 03 Dec 2024 00:00:00 -0800 2024-28333 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28333.pdf