Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/12/03?limit=200&registers=between&mode=atom 2024-12-29T09:52:27-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28261.html Notice - Proposed Collection; Comment Request; Extension: Rule 17Ad-11 2024-12-03T00:00:00-08:00 2024-12-03T00:00:00-08:00 2024-28261 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28261.pdf https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28260.html Notice - Submission for OMB Review; Comment Request; Extension: Form N-8F 2024-12-03T00:00:00-08:00 2024-12-03T00:00:00-08:00 2024-28260 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28260.pdf https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28259.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FLEX Options Listing 2024-12-03T00:00:00-08:00 2024-12-03T00:00:00-08:00 2024-28259 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28259.pdf https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28258.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Disapproving Proposed Rule Change To Increase Fees for Certain Market Data and Connectivity Products and To Maintain the Current Fees for Such Products if Members Meet a Minimum Average Daily Displayed Volume Threshold 2024-12-03T00:00:00-08:00 2024-12-03T00:00:00-08:00 2024-28258 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28258.pdf https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28257.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Its Stock Loan Programs 2024-12-03T00:00:00-08:00 2024-12-03T00:00:00-08:00 2024-28257 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28257.pdf https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28256.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; The Depository Trust Company; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest 2024-12-03T00:00:00-08:00 2024-12-03T00:00:00-08:00 2024-28256 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28256.pdf https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28255.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing of Proposed Minor Rule Violation Plan 2024-12-03T00:00:00-08:00 2024-12-03T00:00:00-08:00 2024-28255 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28255.pdf https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28253.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule 2024-12-03T00:00:00-08:00 2024-12-03T00:00:00-08:00 2024-28253 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28253.pdf https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28345.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 19.3, Criteria for Underlying Securities, To Allow the Exchange To List and Trade Options on the iShares Bitcoin Trust (“the Trust”) 2024-12-03T00:00:00-08:00 2024-12-03T00:00:00-08:00 2024-28345 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28345.pdf https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28344.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Rules Related to the Nasdaq-100® Volatility Index 2024-12-03T00:00:00-08:00 2024-12-03T00:00:00-08:00 2024-28344 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28344.pdf https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28343.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Bitwise 10 Crypto Index Fund Under Proposed NYSE Arca Rule 8.800-E (Commodity- and Digital Asset-Based Investment Interests) 2024-12-03T00:00:00-08:00 2024-12-03T00:00:00-08:00 2024-28343 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28343.pdf https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28342.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt New Functionality Relating to the Processing of Auction Responses 2024-12-03T00:00:00-08:00 2024-12-03T00:00:00-08:00 2024-28342 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28342.pdf https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28341.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 3120 (Position Limits) and 5020 (Criteria for Underlying Securities) To Permit Options Trading on Bitcoin Funds 2024-12-03T00:00:00-08:00 2024-12-03T00:00:00-08:00 2024-28341 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28341.pdf https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28334.html Notice - Antares Private Credit Fund and Antares Capital Credit Advisers LLC 2024-12-03T00:00:00-08:00 2024-12-03T00:00:00-08:00 2024-28334 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28334.pdf https://regulations.justia.com/regulations/fedreg/2024/12/03/2024-28333.html Notice - Privacore PCAAM Alternative Income Fund, et al. 2024-12-03T00:00:00-08:00 2024-12-03T00:00:00-08:00 2024-28333 Notice https://www.govinfo.gov/content/pkg/FR-2024-12-03/pdf/2024-28333.pdf