<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/11/14?registers=between Sun, 29 Dec 2024 11:18:51 -0800 Sun, 29 Dec 2024 11:18:51 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/11/14?registers=between Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Equities Transaction Pricing https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26416.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26416.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26416 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26416.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903 To Allow For the Interval Between Strike Prices of Series of Options on Shares of the SPDR Gold Shares to be $1 or Greater and To Expand the Short Term Option Series Program To Permit the Listing of Two Monday Expirations for Options on Shares of the SPDR Gold Shares, iShares Silver Trust, and iShares 20+ Year Treasury Bond ETF https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26415.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26415.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26415 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26415.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Add a New Member Program https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26414.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26414.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26414 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26414.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, by the Options Clearing Corporation To Establish a Margin Add-On Charge That Would Be Applied to All Clearing Member Accounts To Help Mitigate the Risks Arising From Intraday and Overnight Trading Activity https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26413.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26413.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26413 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26413.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Approach to the Options Regulatory Fee (ORF) in 2025 https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26412.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26412.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26412 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26412.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Approach to the Options Regulatory Fee (ORF) in 2025 https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26411.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26411.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26411 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26411.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Approach to the Options Regulatory Fee (ORF) in 2025 https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26410.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26410.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26410 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26410.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Lower the Current Options Regulatory Fee (ORF) and Adopt a New Approach to ORF in 2025 https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26409.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26409.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26409 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26409.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Lower the Current Options Regulatory Fee (ORF) and Adopt a New Approach to ORF in 2025 https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26408.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26408.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26408 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26408.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Relating to BOX Connectivity Fees and Port Fees for Trading on the BOX Options Market LLC Facility https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26407.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26407.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26407 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26407.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2300 (Supervision) https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26406.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26406.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26406 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26406.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Transaction Pricing https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26421.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26421.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26421 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26421.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 13606 (Record of Proceedings) To Provide Customers Access to a Copy of the Official Record of an Expungement Hearing https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26420.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26420.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26420 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26420.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Approach to the Options Regulatory Fee (ORF) in 2025 https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26419.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26419.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26419 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26419.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt Temporary Rule 7.34-E(T) and Revise Rules 1.1 and 7.34-E To Lengthen Current Extended Trading Sessions https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26418.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26418.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26418 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26418.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.4-O To Allow for the Interval Between Strike Prices of Series of Options on Shares of the SPDR Gold Shares To Be $1 or Greater and To Expand the Short Term Option Series Program To Permit the Listing of Two Monday Expirations For Options on Shares of the SPDR Gold Shares, iShares Silver Trust, and iShares 20+ Year Treasury Bond ETF https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26417.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26417.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26417 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26417.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Exchange Rule 915 To Permit the Listing and Trading of Options on the Bitwise Ethereum ETF, the Grayscale Ethereum Trust, the Grayscale Ethereum Mini Trust, and Any Trust That Holds Ether https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26533.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26533.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26533 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26533.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Options on the iShares Ethereum Trust https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26532.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26532.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26532 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26532.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Adopt a Minimum Margin Amount at GSD https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26531.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26531.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26531 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26531.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of No Objection to Advance Notice, as Modified by Partial Amendment No. 1, To Adopt a Minimum Margin Amount at GSD https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26519.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26519.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26519 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26519.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26194.html https://regulations.justia.com/regulations/fedreg/2024/11/14/2024-26194.html Thu, 14 Nov 2024 00:00:00 -0800 2024-26194 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-14/pdf/2024-26194.pdf