<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/11/04?registers=between Sun, 29 Dec 2024 10:47:16 -0800 Sun, 29 Dec 2024 10:47:16 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/11/04?registers=between Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cash Spreads and Fees on Securities Collateral https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25533.html https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25533.html Mon, 04 Nov 2024 00:00:00 -0800 2024-25533 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25533.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25532.html https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25532.html Mon, 04 Nov 2024 00:00:00 -0800 2024-25532 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25532.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 7.31(f)(1) https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25530.html https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25530.html Mon, 04 Nov 2024 00:00:00 -0800 2024-25530 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25530.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt New NYSE Arca Rule 8.800-E To Provide for the Listing and Trading of Commodity- and Digital Asset-Based Investment Interests and To List and Trade Shares of the Grayscale Digital Large Cap Fund LLC https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25529.html https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25529.html Mon, 04 Nov 2024 00:00:00 -0800 2024-25529 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25529.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25528.html https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25528.html Mon, 04 Nov 2024 00:00:00 -0800 2024-25528 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25528.pdf Notice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Purge Ports https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25527.html https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25527.html Mon, 04 Nov 2024 00:00:00 -0800 2024-25527 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25527.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Change Amending Section 1003 of the NYSE American LLC Company Guide To Provide for the Suspension and Delisting of Any Company That: (i) Has Effected One or More Reverse Stock Splits Over the Prior Two-Year Period With a Cumulative Ratio of 200 Shares or More to One; or (ii) Has Effectuated a Reverse Stock Split and the Effectuation of Such Reverse Stock Split Results in the Company's Security Falling Below Any of the Continued Listing Requirements of Section 1003 https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25526.html https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25526.html Mon, 04 Nov 2024 00:00:00 -0800 2024-25526 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25526.pdf Notice - Notice of an Application of the New York Stock Exchange LLC for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 and Request for Comment https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25558.html https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25558.html Mon, 04 Nov 2024 00:00:00 -0800 2024-25558 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25558.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17Ac2-2 https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25548.html https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25548.html Mon, 04 Nov 2024 00:00:00 -0800 2024-25548 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25548.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 30e-2 https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25547.html https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25547.html Mon, 04 Nov 2024 00:00:00 -0800 2024-25547 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25547.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 3a-4 https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25546.html https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25546.html Mon, 04 Nov 2024 00:00:00 -0800 2024-25546 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25546.pdf Notice - Institutional Investment Strategy Fund and Buena Capital Advisors, LLC https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25540.html https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25540.html Mon, 04 Nov 2024 00:00:00 -0800 2024-25540 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25540.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide a Temporary Discount for Certain Purchases of BYX Historical Depth Data https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25537.html https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25537.html Mon, 04 Nov 2024 00:00:00 -0800 2024-25537 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25537.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25536.html https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25536.html Mon, 04 Nov 2024 00:00:00 -0800 2024-25536 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25536.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25535.html https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25535.html Mon, 04 Nov 2024 00:00:00 -0800 2024-25535 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25535.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25678.html https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25678.html Mon, 04 Nov 2024 00:00:00 -0800 2024-25678 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25678.pdf