Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/11/04?limit=200&registers=between&mode=atom 2024-12-29T11:45:59-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25533.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cash Spreads and Fees on Securities Collateral 2024-11-04T00:00:00-08:00 2024-11-04T00:00:00-08:00 2024-25533 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25533.pdf https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25532.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2024-11-04T00:00:00-08:00 2024-11-04T00:00:00-08:00 2024-25532 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25532.pdf https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25530.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 7.31(f)(1) 2024-11-04T00:00:00-08:00 2024-11-04T00:00:00-08:00 2024-25530 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25530.pdf https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25529.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt New NYSE Arca Rule 8.800-E To Provide for the Listing and Trading of Commodity- and Digital Asset-Based Investment Interests and To List and Trade Shares of the Grayscale Digital Large Cap Fund LLC 2024-11-04T00:00:00-08:00 2024-11-04T00:00:00-08:00 2024-25529 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25529.pdf https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25528.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2024-11-04T00:00:00-08:00 2024-11-04T00:00:00-08:00 2024-25528 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25528.pdf https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25527.html Notice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Purge Ports 2024-11-04T00:00:00-08:00 2024-11-04T00:00:00-08:00 2024-25527 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25527.pdf https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25526.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Change Amending Section 1003 of the NYSE American LLC Company Guide To Provide for the Suspension and Delisting of Any Company That: (i) Has Effected One or More Reverse Stock Splits Over the Prior Two-Year Period With a Cumulative Ratio of 200 Shares or More to One; or (ii) Has Effectuated a Reverse Stock Split and the Effectuation of Such Reverse Stock Split Results in the Company's Security Falling Below Any of the Continued Listing Requirements of Section 1003 2024-11-04T00:00:00-08:00 2024-11-04T00:00:00-08:00 2024-25526 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25526.pdf https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25558.html Notice - Notice of an Application of the New York Stock Exchange LLC for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 and Request for Comment 2024-11-04T00:00:00-08:00 2024-11-04T00:00:00-08:00 2024-25558 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25558.pdf https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25548.html Notice - Proposed Collection; Comment Request; Extension: Rule 17Ac2-2 2024-11-04T00:00:00-08:00 2024-11-04T00:00:00-08:00 2024-25548 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25548.pdf https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25547.html Notice - Proposed Collection; Comment Request; Extension: Rule 30e-2 2024-11-04T00:00:00-08:00 2024-11-04T00:00:00-08:00 2024-25547 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25547.pdf https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25546.html Notice - Proposed Collection; Comment Request; Extension: Rule 3a-4 2024-11-04T00:00:00-08:00 2024-11-04T00:00:00-08:00 2024-25546 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25546.pdf https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25540.html Notice - Institutional Investment Strategy Fund and Buena Capital Advisors, LLC 2024-11-04T00:00:00-08:00 2024-11-04T00:00:00-08:00 2024-25540 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25540.pdf https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25537.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide a Temporary Discount for Certain Purchases of BYX Historical Depth Data 2024-11-04T00:00:00-08:00 2024-11-04T00:00:00-08:00 2024-25537 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25537.pdf https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25536.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2024-11-04T00:00:00-08:00 2024-11-04T00:00:00-08:00 2024-25536 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25536.pdf https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25535.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2024-11-04T00:00:00-08:00 2024-11-04T00:00:00-08:00 2024-25535 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25535.pdf https://regulations.justia.com/regulations/fedreg/2024/11/04/2024-25678.html Notice - Sunshine Act Meetings 2024-11-04T00:00:00-08:00 2024-11-04T00:00:00-08:00 2024-25678 Notice https://www.govinfo.gov/content/pkg/FR-2024-11-04/pdf/2024-25678.pdf