<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/10/21?registers=between Sun, 29 Dec 2024 09:39:44 -0800 Sun, 29 Dec 2024 09:39:44 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/10/21?registers=between Notice - 5C Lending Partners Corp., et al. https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24217.html https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24217.html Mon, 21 Oct 2024 00:00:00 -0700 2024-24217 Notice https://www.govinfo.gov/content/pkg/FR-2024-10-21/pdf/2024-24217.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical and Other Non-Substantive Changes Within FINRA Rules https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24202.html https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24202.html Mon, 21 Oct 2024 00:00:00 -0700 2024-24202 Notice https://www.govinfo.gov/content/pkg/FR-2024-10-21/pdf/2024-24202.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize NYSE Rule 3110 https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24201.html https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24201.html Mon, 21 Oct 2024 00:00:00 -0700 2024-24201 Notice https://www.govinfo.gov/content/pkg/FR-2024-10-21/pdf/2024-24201.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24209.html https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24209.html Mon, 21 Oct 2024 00:00:00 -0700 2024-24209 Notice https://www.govinfo.gov/content/pkg/FR-2024-10-21/pdf/2024-24209.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24208.html https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24208.html Mon, 21 Oct 2024 00:00:00 -0700 2024-24208 Notice https://www.govinfo.gov/content/pkg/FR-2024-10-21/pdf/2024-24208.pdf Notice - Self-Regulatory Organizations; Depository Trust Company; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24207.html https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24207.html Mon, 21 Oct 2024 00:00:00 -0700 2024-24207 Notice https://www.govinfo.gov/content/pkg/FR-2024-10-21/pdf/2024-24207.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2618(a)(7)(A) To Allow Equity Members To Cancel a Subset of Orders Over an Order Entry Port https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24206.html https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24206.html Mon, 21 Oct 2024 00:00:00 -0700 2024-24206 Notice https://www.govinfo.gov/content/pkg/FR-2024-10-21/pdf/2024-24206.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Modify the GSD Rules Relating to the Adoption of a Trade Submission Requirement https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24205.html https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24205.html Mon, 21 Oct 2024 00:00:00 -0700 2024-24205 Notice https://www.govinfo.gov/content/pkg/FR-2024-10-21/pdf/2024-24205.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Concerning Options Transaction Fees https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24204.html https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24204.html Mon, 21 Oct 2024 00:00:00 -0700 2024-24204 Notice https://www.govinfo.gov/content/pkg/FR-2024-10-21/pdf/2024-24204.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24203.html https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24203.html Mon, 21 Oct 2024 00:00:00 -0700 2024-24203 Notice https://www.govinfo.gov/content/pkg/FR-2024-10-21/pdf/2024-24203.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24401.html https://regulations.justia.com/regulations/fedreg/2024/10/21/2024-24401.html Mon, 21 Oct 2024 00:00:00 -0700 2024-24401 Notice https://www.govinfo.gov/content/pkg/FR-2024-10-21/pdf/2024-24401.pdf