<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/09/25?registers=between Sun, 29 Dec 2024 09:49:17 -0800 Sun, 29 Dec 2024 09:49:17 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/09/25?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21882.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21882.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21882 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21882.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE Arca Aggregated Lite Data Feed https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21881.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21881.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21881 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21881.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Proprietary Market Data Fee Schedule To Establish an Access Fee for the NYSE Pillar Depth Data Feed https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21880.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21880.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21880 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21880.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Establish Fees for the NYSE American Aggregated Lite Data Feed https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21879.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21879.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21879 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21879.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE Aggregated Lite Data Feed https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21878.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21878.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21878 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21878.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Proprietary Market Data Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21877.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21877.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21877 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21877.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 11.25(e) To Allow Users To Utilize the Exchange's Match Trade Prevention Functionality When Entering Periodic Auction Orders Onto the Exchange for Execution https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21876.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21876.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21876 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21876.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21875.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21875.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21875 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21875.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21874.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21874.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21874 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21874.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21873.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21873.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21873 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21873.pdf Notice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21872.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21872.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21872 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21872.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Definition of Phlx Options Trade Outline https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21871.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21871.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21871 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21871.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Definition of Nasdaq Options Trade Outline https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21870.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21870.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21870 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21870.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Definition of GEMX Open/Close End of Day and Intraday Trade Profile https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21869.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21869.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21869 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21869.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21762.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21762.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21762 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21762.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21761.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21761.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21761 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21761.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21760.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21760.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21760 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21760.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21759.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21759.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21759 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21759.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21758.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21758.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21758 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21758.pdf Notice - Gemcorp Capital Advisors LLC and Gemcorp Commodities Alternative Products Fund https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21857.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21857.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21857 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21857.pdf Notice - T. Rowe Price OHA Flexible Credit Income Fund and OHA Private Credit Advisors II, L.P. https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21855.html https://regulations.justia.com/regulations/fedreg/2024/09/25/2024-21855.html Wed, 25 Sep 2024 00:00:00 -0700 2024-21855 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-25/pdf/2024-21855.pdf