Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/09/23?limit=200&registers=between&mode=atom 2024-12-29T10:26:19-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2024/09/23/2024-21808.html Notice - Sunshine Act Meetings 2024-09-23T00:00:00-07:00 2024-09-23T00:00:00-07:00 2024-21808 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-23/pdf/2024-21808.pdf https://regulations.justia.com/regulations/fedreg/2024/09/23/2024-21685.html Notice - Submission for OMB Review; Comment Request; Extension Rule 17Ad-15 2024-09-23T00:00:00-07:00 2024-09-23T00:00:00-07:00 2024-21685 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-23/pdf/2024-21685.pdf https://regulations.justia.com/regulations/fedreg/2024/09/23/2024-21623.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Form U4 and FINRA Rule 3110.19(d) (Obligation To Provide List of RSLs to FINRA) for New RSL Question 2024-09-23T00:00:00-07:00 2024-09-23T00:00:00-07:00 2024-21623 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-23/pdf/2024-21623.pdf https://regulations.justia.com/regulations/fedreg/2024/09/23/2024-21622.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 3240 (Borrowing From or Lending to Customers) To Strengthen the General Prohibition Against Borrowing and Lending Arrangements 2024-09-23T00:00:00-07:00 2024-09-23T00:00:00-07:00 2024-21622 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-23/pdf/2024-21622.pdf https://regulations.justia.com/regulations/fedreg/2024/09/23/2024-21621.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.31E 2024-09-23T00:00:00-07:00 2024-09-23T00:00:00-07:00 2024-21621 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-23/pdf/2024-21621.pdf https://regulations.justia.com/regulations/fedreg/2024/09/23/2024-21656.html Notice - Proposed Collection; Comment Request; Extension: Rule 17f-1(b) 2024-09-23T00:00:00-07:00 2024-09-23T00:00:00-07:00 2024-21656 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-23/pdf/2024-21656.pdf https://regulations.justia.com/regulations/fedreg/2024/09/23/2024-21625.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6897(b) (CAT Cost Recovery Fees) To Implement a Historical Consolidated Audit Trail Recovery Assessment 2024-09-23T00:00:00-07:00 2024-09-23T00:00:00-07:00 2024-21625 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-23/pdf/2024-21625.pdf https://regulations.justia.com/regulations/fedreg/2024/09/23/2024-21624.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 2024-09-23T00:00:00-07:00 2024-09-23T00:00:00-07:00 2024-21624 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-23/pdf/2024-21624.pdf