Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/09/12?limit=200®isters=between&mode=atom2024-12-29T09:58:25-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20477.htmlNotice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail2024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20477Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20477.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20476.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail2024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20476Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20476.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20475.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail2024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20475Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20475.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20474.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail2024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20474Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20474.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20473.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail2024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20473Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20473.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20472.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail2024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20472Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20472.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20471.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail2024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20471Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20471.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20468.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail2024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20468Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20468.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20461.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail2024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20461Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20461.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20641.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Existing Note in the Connectivity Fee Schedule2024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20641Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20641.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20640.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Existing Note in the Connectivity Fee Schedule2024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20640Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20640.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20639.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Existing Note in the Connectivity Fee Schedule2024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20639Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20639.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20638.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Existing Note in the Connectivity Fee Schedule2024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20638Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20638.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20637.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Existing Note in the Connectivity Fee Schedule2024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20637Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20637.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20634.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail2024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20634Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20634.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20633.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule2024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20633Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20633.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20632.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning the Adoption of a Minimum Margin Amount at GSD2024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20632Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20632.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20714.htmlNotice - Public Company Accounting Oversight Board; Order Granting Approval of QC 1000, A Firm's System of Quality Control, and Related Amendments to PCAOB Standards, Rules, and Forms2024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20714Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20714.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20695.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 13n-1-13n-12; Form SDR2024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20695Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20695.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/12/2024-20700.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 23c-3 and Form N-23c-32024-09-12T00:00:00-07:002024-09-12T00:00:00-07:002024-20700Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-12/pdf/2024-20700.pdf