<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/09/05?registers=between Sun, 29 Dec 2024 10:26:24 -0800 Sun, 29 Dec 2024 10:26:24 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/09/05?registers=between Notice - Submission for OMB Review; Comment Request; Extension: Rule 206(4)-1 https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19959.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19959.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19959 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19959.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Relating to BOX Connectivity Fees and Port Fees for Trading on the BOX Options Market LLC Facility https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19952.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19952.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19952 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19952.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19951.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19951.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19951 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19951.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt a New Rule Regarding Order and Execution Management Systems https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19950.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19950.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19950 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19950.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Rule 5820 To Codify the Standards of Review that Govern Appeals Before the Nasdaq Listing and Hearing Review Council and Calls for Review by the Nasdaq Listing and Hearing Review Council https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19949.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19949.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19949 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19949.pdf Notice - CION Grosvenor Infrastructure Fund, et al. https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19904.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19904.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19904 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19904.pdf Notice - Submission for OMB Review; Comment Request; Extension: 6c-7 https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19903.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19903.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19903 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19903.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 22c-2 https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19902.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19902.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19902 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19902.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 12d1-1 https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19960.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19960.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19960 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19960.pdf Notice - Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19978.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19978.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19978 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19978.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19880.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19880.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19880 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19880.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19879.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19879.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19879 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19879.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the Clearing Rules, Risk Management Framework, Governance Playbook and Sixth Amended and Restated Operating Agreement https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19878.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19878.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19878 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19878.pdf Notice - Self-Regulatory Organizations; MIAX Sapphire LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19877.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19877.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19877 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19877.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19876.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19876.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19876 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19876.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19875.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19875.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19875 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19875.pdf Notice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19874.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19874.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19874 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19874.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19873.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19873.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19873 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19873.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19872.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19872.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19872 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19872.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19871.html https://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19871.html Thu, 05 Sep 2024 00:00:00 -0700 2024-19871 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19871.pdf