Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/09/05?limit=200®isters=between&mode=atom2024-12-29T09:54:53-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19959.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 206(4)-12024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19959Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19959.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19952.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Relating to BOX Connectivity Fees and Port Fees for Trading on the BOX Options Market LLC Facility2024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19952Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19952.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19951.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 20242024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19951Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19951.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19950.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt a New Rule Regarding Order and Execution Management Systems2024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19950Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19950.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19949.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Rule 5820 To Codify the Standards of Review that Govern Appeals Before the Nasdaq Listing and Hearing Review Council and Calls for Review by the Nasdaq Listing and Hearing Review Council2024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19949Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19949.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19904.htmlNotice - CION Grosvenor Infrastructure Fund, et al.2024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19904Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19904.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19903.htmlNotice - Submission for OMB Review; Comment Request; Extension: 6c-72024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19903Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19903.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19902.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 22c-22024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19902Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19902.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19960.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 12d1-12024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19960Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19960.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19978.htmlNotice - Deregistration Under Section 8(f) of the Investment Company Act of 19402024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19978Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19978.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19880.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail2024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19880Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19880.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19879.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)2024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19879Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19879.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19878.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the Clearing Rules, Risk Management Framework, Governance Playbook and Sixth Amended and Restated Operating Agreement2024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19878Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19878.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19877.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 20242024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19877Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19877.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19876.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail2024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19876Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19876.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19875.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 20242024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19875Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19875.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19874.htmlNotice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 20242024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19874Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19874.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19873.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail2024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19873Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19873.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19872.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail2024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19872Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19872.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/05/2024-19871.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail2024-09-05T00:00:00-07:002024-09-05T00:00:00-07:002024-19871Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-05/pdf/2024-19871.pdf