<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/09/04?registers=between Sun, 29 Dec 2024 10:35:44 -0800 Sun, 29 Dec 2024 10:35:44 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/09/04?registers=between Notice - Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(h) of the Investment Advisers Act of 1940 https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19849.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19849.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19849 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19849.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-20050.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-20050.html Wed, 04 Sep 2024 00:00:00 -0700 2024-20050 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-20050.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19928.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19928.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19928 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19928.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 4.3 To List and Trade Options on Bitcoin Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19771.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19771.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19771 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19771.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 952NYP https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19770.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19770.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19770 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19770.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Sections 15 and 25 https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19769.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19769.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19769 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19769.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Sections 8, 15 and 25 https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19768.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19768.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19768 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19768.pdf Notice - Self-Regulatory Organizations: MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Excessive Quoting Fee https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19767.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19767.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19767 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19767.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Describe the Access Methods to the MIAX Pearl Options Testing Systems Environment and Discontinue One Access Method https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19766.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19766.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19766 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19766.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Describe the Access Methods to the Exchange's Testing Systems Environment and Discontinue One Access Method https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19765.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19765.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19765 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19765.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Describe the Access Methods to the Exchange's Testing Systems Environment and Discontinue One Access Method https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19764.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19764.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19764 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19764.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Extension of Review Period of Advance Notice To Host Certain Core Clearance and Settlement Systems in a Public Cloud https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19763.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19763.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19763 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19763.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of Review Period of Advance Notice To Host Certain Core Clearance and Settlement Systems in a Public Cloud https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19762.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19762.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19762 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19762.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Extension of Review Period of Advance Notice To Host Certain Core Clearance and Settlement Systems in a Public Cloud https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19761.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19761.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19761 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19761.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19760.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19760.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19760 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19760.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19759.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19759.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19759 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19759.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19758.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19758.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19758 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19758.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19757.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19757.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19757 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19757.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.64P-O https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19778.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19778.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19778 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19778.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 From the Annual Meeting of Shareholders Requirement Set Forth in Exchange Rule 14.10(f) https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19775.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19775.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19775 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19775.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19774.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19774.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19774 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19774.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend Rule 915 to Permit the Listing and Trading of Options on Bitcoin ETFs https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19773.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19773.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19773 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19773.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 4.3 to List and Trade Options on Ethereum Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19772.html https://regulations.justia.com/regulations/fedreg/2024/09/04/2024-19772.html Wed, 04 Sep 2024 00:00:00 -0700 2024-19772 Notice https://www.govinfo.gov/content/pkg/FR-2024-09-04/pdf/2024-19772.pdf