Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/09/03?limit=200®isters=between&mode=atom2024-12-29T09:56:37-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19629.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17f-22024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19629Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19629.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19628.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 10f-32024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19628Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19628.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19659.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 20242024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19659Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19659.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19658.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 20242024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19658Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19658.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19657.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest2024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19657Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19657.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19656.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest2024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19656Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19656.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19655.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 20242024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19655Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19655.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19654.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 20242024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19654Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19654.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19653.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 20242024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19653Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19653.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19652.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 20242024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19652Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19652.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19650.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest2024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19650Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19650.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19649.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 20242024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19649Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19649.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19648.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 20242024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19648Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19648.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19646.htmlNotice - 24X National Exchange LLC; Notice of Filing of Amendment No. 1 to an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 19342024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19646Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19646.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19645.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 20242024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19645Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19645.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19644.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 20242024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19644Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19644.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19643.htmlNotice - Self-Regulatory Organizations; Depository Trust Company; Notice of Withdrawal of a Proposed Rule Change To Modify the DTC Operational Arrangements (Necessary for Securities To Become and Remain Eligible for DTC Services)2024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19643Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19643.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19642.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 20242024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19642Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19642.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19641.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Sapphire LLC To Establish an Options Regulatory Fee (“ORF”)2024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19641Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19641.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19663.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules To Permit the Listing of Two Monday Expirations for Options on SPDR Gold Shares, iShares Silver Trust, and iShares 20+ Year Treasury Bond ETF2024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19663Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19663.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19662.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 20242024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19662Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19662.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19661.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Directed Order Functionality2024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19661Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19661.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19660.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Sapphire, LLC To Adopt Connectivity and Certain Port Fees for Members and Non-Members2024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19660Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19660.pdfhttps://regulations.justia.com/regulations/fedreg/2024/09/03/2024-19818.htmlNotice - Sunshine Act Meetings2024-09-03T00:00:00-07:002024-09-03T00:00:00-07:002024-19818Noticehttps://www.govinfo.gov/content/pkg/FR-2024-09-03/pdf/2024-19818.pdf