<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/08/07?registers=between Sun, 29 Dec 2024 09:51:43 -0800 Sun, 29 Dec 2024 09:51:43 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/08/07?registers=between Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the DTC Operational Arrangements (Necessary for Securities To Become and Remain Eligible for DTC Services) https://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17389.html https://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17389.html Wed, 07 Aug 2024 00:00:00 -0700 2024-17389 Notice https://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17389.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., NYSE Chicago, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., Long-Term Stock Exchange, Inc., MEMX LLC, Nasdaq ISE, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, Investors Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, MIAX Sapphire, LLC, The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, and NYSE Arca, Inc. Concerning Covered Regulation NMS and Consolidated Audit Trail Rules https://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17388.html https://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17388.html Wed, 07 Aug 2024 00:00:00 -0700 2024-17388 Notice https://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17388.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE American LLC, Cboe BZX Exchange, Inc., the Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The Nasdaq Stock Market LLC, BOX Exchange LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, Miami International Securities Exchange, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, MIAX Sapphire, and MEMX LLC Concerning Options-Related Market Surveillance https://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17387.html https://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17387.html Wed, 07 Aug 2024 00:00:00 -0700 2024-17387 Notice https://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17387.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31-E https://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17386.html https://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17386.html Wed, 07 Aug 2024 00:00:00 -0700 2024-17386 Notice https://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17386.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 https://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17385.html https://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17385.html Wed, 07 Aug 2024 00:00:00 -0700 2024-17385 Notice https://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17385.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MSRB's Real-Time Transaction Reporting System and Price Dissemination Information Facility To Retire the Transmission Control Protocol Secure Socket Connection https://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17384.html https://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17384.html Wed, 07 Aug 2024 00:00:00 -0700 2024-17384 Notice https://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17384.pdf Notice - Security-Based Swap Data Repositories; KOR Reporting, Inc.; Notice of Filing of Application for Registration as a Security-Based Swap Data Repository https://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17423.html https://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17423.html Wed, 07 Aug 2024 00:00:00 -0700 2024-17423 Notice https://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17423.pdf Notice - Fidus Investment Corporation, et al. https://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17446.html https://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17446.html Wed, 07 Aug 2024 00:00:00 -0700 2024-17446 Notice https://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17446.pdf