Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/08/07?limit=200®isters=between&mode=atom2024-12-29T10:38:34-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17389.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the DTC Operational Arrangements (Necessary for Securities To Become and Remain Eligible for DTC Services)2024-08-07T00:00:00-07:002024-08-07T00:00:00-07:002024-17389Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17389.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17388.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., NYSE Chicago, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., Long-Term Stock Exchange, Inc., MEMX LLC, Nasdaq ISE, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, Investors Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, MIAX Sapphire, LLC, The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, and NYSE Arca, Inc. Concerning Covered Regulation NMS and Consolidated Audit Trail Rules2024-08-07T00:00:00-07:002024-08-07T00:00:00-07:002024-17388Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17388.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17387.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE American LLC, Cboe BZX Exchange, Inc., the Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The Nasdaq Stock Market LLC, BOX Exchange LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, Miami International Securities Exchange, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, MIAX Sapphire, and MEMX LLC Concerning Options-Related Market Surveillance2024-08-07T00:00:00-07:002024-08-07T00:00:00-07:002024-17387Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17387.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17386.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31-E2024-08-07T00:00:00-07:002024-08-07T00:00:00-07:002024-17386Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17386.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17385.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.312024-08-07T00:00:00-07:002024-08-07T00:00:00-07:002024-17385Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17385.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17384.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MSRB's Real-Time Transaction Reporting System and Price Dissemination Information Facility To Retire the Transmission Control Protocol Secure Socket Connection2024-08-07T00:00:00-07:002024-08-07T00:00:00-07:002024-17384Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17384.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17423.htmlNotice - Security-Based Swap Data Repositories; KOR Reporting, Inc.; Notice of Filing of Application for Registration as a Security-Based Swap Data Repository2024-08-07T00:00:00-07:002024-08-07T00:00:00-07:002024-17423Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17423.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17446.htmlNotice - Fidus Investment Corporation, et al.2024-08-07T00:00:00-07:002024-08-07T00:00:00-07:002024-17446Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17446.pdf