<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/07/15?registers=between Sun, 29 Dec 2024 10:36:33 -0800 Sun, 29 Dec 2024 10:36:33 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/07/15?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15590.html https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15590.html Mon, 15 Jul 2024 00:00:00 -0700 2024-15590 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15590.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt Fees for Dedicated Cores https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15402.html https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15402.html Mon, 15 Jul 2024 00:00:00 -0700 2024-15402 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15402.pdf Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Liquidity Risk Modelling Framework https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15401.html https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15401.html Mon, 15 Jul 2024 00:00:00 -0700 2024-15401 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15401.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Transaction Pricing https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15400.html https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15400.html Mon, 15 Jul 2024 00:00:00 -0700 2024-15400 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15400.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15399.html https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15399.html Mon, 15 Jul 2024 00:00:00 -0700 2024-15399 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15399.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Modify Rule 11.24 To Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program To Include Securities Priced Below $1.00 https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15398.html https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15398.html Mon, 15 Jul 2024 00:00:00 -0700 2024-15398 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15398.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Launch Proximity-On-Demand, a Managed Colocation Solution https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15412.html https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15412.html Mon, 15 Jul 2024 00:00:00 -0700 2024-15412 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15412.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Section 102.06 of the NYSE Listed Company Manual To Provide That a Special Purpose Acquisition Company Can Remain Listed Until Forty-Two Months From Its Original Listing Date if It Has Entered Into a Definitive Agreement With Respect to a Business Combination Within Three Years of Listing https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15411.html https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15411.html Mon, 15 Jul 2024 00:00:00 -0700 2024-15411 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15411.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an OTTO Protocol https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15410.html https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15410.html Mon, 15 Jul 2024 00:00:00 -0700 2024-15410 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15410.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules To Permit the Listing of Two Monday Expirations for Options on United States Oil Fund, LP, United States Natural Gas Fund, LP, SPDR Gold Shares, iShares Silver Trust, and iShares 20+ Year Treasury Bond ETF https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15409.html https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15409.html Mon, 15 Jul 2024 00:00:00 -0700 2024-15409 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15409.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Company Listing Fees Under Exchange Rule 14.13 https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15408.html https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15408.html Mon, 15 Jul 2024 00:00:00 -0700 2024-15408 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15408.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Regarding Dedicated Cores https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15407.html https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15407.html Mon, 15 Jul 2024 00:00:00 -0700 2024-15407 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15407.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 1903 https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15406.html https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15406.html Mon, 15 Jul 2024 00:00:00 -0700 2024-15406 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15406.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3103 https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15405.html https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15405.html Mon, 15 Jul 2024 00:00:00 -0700 2024-15405 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15405.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 From the Annual Meeting of Shareholders Requirement Set Forth in Exchange Rule 14.10(f) https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15404.html https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15404.html Mon, 15 Jul 2024 00:00:00 -0700 2024-15404 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15404.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 1903 https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15403.html https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15403.html Mon, 15 Jul 2024 00:00:00 -0700 2024-15403 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15403.pdf Notice - Proposed Collection; Comment Request; Extension: Contract Standard for Contractor Workforce Inclusion https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15417.html https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15417.html Mon, 15 Jul 2024 00:00:00 -0700 2024-15417 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15417.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Launch Proximity-On-Demand, a Managed Colocation Solution https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15413.html https://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15413.html Mon, 15 Jul 2024 00:00:00 -0700 2024-15413 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15413.pdf