<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/07/09?registers=between Sun, 29 Dec 2024 10:11:16 -0800 Sun, 29 Dec 2024 10:11:16 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/07/09?registers=between Notice - Proposed Collection; Comment Request; Extension: Rule 23c-3 and Form N-23c-3 https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-14977.html https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-14977.html Tue, 09 Jul 2024 00:00:00 -0700 2024-14977 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-14977.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-14974.html https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-14974.html Tue, 09 Jul 2024 00:00:00 -0700 2024-14974 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-14974.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Make Certain Conforming Clarifying Changes to Rule 601 To Harmonize With NYSE Arca Rule 10.16 https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-14973.html https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-14973.html Tue, 09 Jul 2024 00:00:00 -0700 2024-14973 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-14973.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-15107.html https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-15107.html Tue, 09 Jul 2024 00:00:00 -0700 2024-15107 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-15107.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Application of Bid Price Compliance Periods https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-15038.html https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-15038.html Tue, 09 Jul 2024 00:00:00 -0700 2024-15038 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-15038.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual To Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement To Hold Annual Shareholder Meetings https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-15037.html https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-15037.html Tue, 09 Jul 2024 00:00:00 -0700 2024-15037 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-15037.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change Regarding Enhancements to Its DMM Program https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-15036.html https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-15036.html Tue, 09 Jul 2024 00:00:00 -0700 2024-15036 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-15036.pdf Notice - Proposed Collection; Comment Request; Extension: Rules 13n-1-13n-12; Form SDR https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-15026.html https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-15026.html Tue, 09 Jul 2024 00:00:00 -0700 2024-15026 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-15026.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-14972.html https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-14972.html Tue, 09 Jul 2024 00:00:00 -0700 2024-14972 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-14972.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to Its Rules and Comprehensive Stress Testing & Clearing Fund Methodology, and Liquidity Risk Management Description https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-14971.html https://regulations.justia.com/regulations/fedreg/2024/07/09/2024-14971.html Tue, 09 Jul 2024 00:00:00 -0700 2024-14971 Notice https://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-14971.pdf