<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/05/28?registers=between Wed, 01 Jan 2025 06:50:59 -0800 Wed, 01 Jan 2025 06:50:59 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/05/28?registers=between Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Its Trading Rules in Connection With Its Transition to a New Trading Platform https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11580.html https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11580.html Tue, 28 May 2024 00:00:00 -0700 2024-11580 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11580.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10 kW https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11579.html https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11579.html Tue, 28 May 2024 00:00:00 -0700 2024-11579 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11579.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11 To Describe the Manner in Which the Exchange Processes Executions in Securities Priced Below $1.00 Received From Away Trading Centers Priced in Fractional Pennies https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11577.html https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11577.html Tue, 28 May 2024 00:00:00 -0700 2024-11577 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11577.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules Concerning Supervision To Adopt Rules Based on NYSE American Rules 3110-Equities and 3120-Equities https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11576.html https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11576.html Tue, 28 May 2024 00:00:00 -0700 2024-11576 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11576.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13 To Describe the Manner in Which the Exchange Processes Executions in Securities Priced Below $1.00 Received From Away Trading Centers Priced in Fractional Pennies https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11575.html https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11575.html Tue, 28 May 2024 00:00:00 -0700 2024-11575 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11575.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10 kW https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11574.html https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11574.html Tue, 28 May 2024 00:00:00 -0700 2024-11574 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11574.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13 To Describe the Manner in Which the Exchange Processes Executions in Securities Priced Below $1.00 Received From Away Trading Centers Priced in Fractional Pennies https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11573.html https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11573.html Tue, 28 May 2024 00:00:00 -0700 2024-11573 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11573.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning Modifications to Its Board Charter and Risk Committee Charter To Align With Recently Adopted CFTC Governance Requirements for Derivatives Clearing Organizations https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11572.html https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11572.html Tue, 28 May 2024 00:00:00 -0700 2024-11572 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11572.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 12800 (Simplified Arbitration) To Clarify and Amend the Applicability of the Document Production Lists https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11584.html https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11584.html Tue, 28 May 2024 00:00:00 -0700 2024-11584 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11584.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10 kW https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11583.html https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11583.html Tue, 28 May 2024 00:00:00 -0700 2024-11583 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11583.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11 To Describe the Manner in Which the Exchange Processes Executions in Securities Priced Below $1.00 Received From Away Trading Centers Priced in Fractional Pennies https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11582.html https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11582.html Tue, 28 May 2024 00:00:00 -0700 2024-11582 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11582.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Increase Fees for Certain Market Data and Connectivity Products and To Maintain the Current Fees for Such Products if Members Meet a Minimum Average Daily Displayed Volume Threshold https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11581.html https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11581.html Tue, 28 May 2024 00:00:00 -0700 2024-11581 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11581.pdf Notice - Kennedy Lewis Capital Company and Kennedy Lewis Capital Holdings LLC https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11532.html https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11532.html Tue, 28 May 2024 00:00:00 -0700 2024-11532 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11532.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10 kW https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11569.html https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11569.html Tue, 28 May 2024 00:00:00 -0700 2024-11569 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11569.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11568.html https://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11568.html Tue, 28 May 2024 00:00:00 -0700 2024-11568 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11568.pdf