Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/05/28?limit=200®isters=between&mode=atom2025-01-01T07:21:05-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11580.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Its Trading Rules in Connection With Its Transition to a New Trading Platform2024-05-28T00:00:00-07:002024-05-28T00:00:00-07:002024-11580Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11580.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11579.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10 kW2024-05-28T00:00:00-07:002024-05-28T00:00:00-07:002024-11579Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11579.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11577.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11 To Describe the Manner in Which the Exchange Processes Executions in Securities Priced Below $1.00 Received From Away Trading Centers Priced in Fractional Pennies2024-05-28T00:00:00-07:002024-05-28T00:00:00-07:002024-11577Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11577.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11576.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules Concerning Supervision To Adopt Rules Based on NYSE American Rules 3110-Equities and 3120-Equities2024-05-28T00:00:00-07:002024-05-28T00:00:00-07:002024-11576Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11576.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11575.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13 To Describe the Manner in Which the Exchange Processes Executions in Securities Priced Below $1.00 Received From Away Trading Centers Priced in Fractional Pennies2024-05-28T00:00:00-07:002024-05-28T00:00:00-07:002024-11575Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11575.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11574.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10 kW2024-05-28T00:00:00-07:002024-05-28T00:00:00-07:002024-11574Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11574.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11573.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13 To Describe the Manner in Which the Exchange Processes Executions in Securities Priced Below $1.00 Received From Away Trading Centers Priced in Fractional Pennies2024-05-28T00:00:00-07:002024-05-28T00:00:00-07:002024-11573Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11573.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11572.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning Modifications to Its Board Charter and Risk Committee Charter To Align With Recently Adopted CFTC Governance Requirements for Derivatives Clearing Organizations2024-05-28T00:00:00-07:002024-05-28T00:00:00-07:002024-11572Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11572.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11584.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 12800 (Simplified Arbitration) To Clarify and Amend the Applicability of the Document Production Lists2024-05-28T00:00:00-07:002024-05-28T00:00:00-07:002024-11584Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11584.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11583.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10 kW2024-05-28T00:00:00-07:002024-05-28T00:00:00-07:002024-11583Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11583.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11582.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11 To Describe the Manner in Which the Exchange Processes Executions in Securities Priced Below $1.00 Received From Away Trading Centers Priced in Fractional Pennies2024-05-28T00:00:00-07:002024-05-28T00:00:00-07:002024-11582Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11582.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11581.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Increase Fees for Certain Market Data and Connectivity Products and To Maintain the Current Fees for Such Products if Members Meet a Minimum Average Daily Displayed Volume Threshold2024-05-28T00:00:00-07:002024-05-28T00:00:00-07:002024-11581Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11581.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11532.htmlNotice - Kennedy Lewis Capital Company and Kennedy Lewis Capital Holdings LLC2024-05-28T00:00:00-07:002024-05-28T00:00:00-07:002024-11532Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11532.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11569.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10 kW2024-05-28T00:00:00-07:002024-05-28T00:00:00-07:002024-11569Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11569.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/28/2024-11568.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-05-28T00:00:00-07:002024-05-28T00:00:00-07:002024-11568Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-28/pdf/2024-11568.pdf