<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/04/11?registers=between Sun, 29 Dec 2024 10:00:23 -0800 Sun, 29 Dec 2024 10:00:23 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/04/11?registers=between Notice - In the Matter of the Financial Industry Regulatory Authority, Inc.; Order Scheduling Filing of Statements On Review Regarding an Order Approving a Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure To Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations (File No. SR-FINRA-2023-013) https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07672.html https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07672.html Thu, 11 Apr 2024 00:00:00 -0700 2024-07672 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07672.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 11a-3 https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07664.html https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07664.html Thu, 11 Apr 2024 00:00:00 -0700 2024-07664 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07664.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 18a-9 https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07695.html https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07695.html Thu, 11 Apr 2024 00:00:00 -0700 2024-07695 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07695.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 2(1) https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07641.html https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07641.html Thu, 11 Apr 2024 00:00:00 -0700 2024-07641 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07641.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Deposits Service Guide and the Operational Arrangements https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07640.html https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07640.html Thu, 11 Apr 2024 00:00:00 -0700 2024-07640 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07640.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07639.html https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07639.html Thu, 11 Apr 2024 00:00:00 -0700 2024-07639 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07639.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07638.html https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07638.html Thu, 11 Apr 2024 00:00:00 -0700 2024-07638 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07638.pdf