Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2024/03/26?limit=200&registers=between&mode=atom 2024-12-29T11:31:24-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06345.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06345 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06345.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06344.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06344 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06344.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06343.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06343 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06343.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06342.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06342 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06342.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06341.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06341 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06341.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06340.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06340 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06340.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06339.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06339 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06339.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06338.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06338 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06338.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06337.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06337 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06337.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06336.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the 7RCC Spot Bitcoin and Carbon Credit Futures ETF 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06336 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06336.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06349.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule for Purge Ports 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06349 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06349.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06348.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Purge Ports 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06348 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06348.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06347.html Notice - Self-Regulatory Organizations; MIAX Emerald LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Purge Ports 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06347 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06347.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06346.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06346 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06346.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06325.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Complex Order Rebates in the Exchange's Pricing Schedule at Options 7, Section 4 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06325 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06325.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06324.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06324 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06324.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06323.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06323 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06323.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06322.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 9 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06322 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06322.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06321.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Regular Taker Fees in the Exchange's Pricing Schedule at Options 7, Section 3 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06321 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06321.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06320.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06320 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06320.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06319.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 to, and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06319 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06319.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06318.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Sections 13 and 14 and Options 8, Section 24 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06318 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06318.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06335.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06335 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06335.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06334.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06334 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06334.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06333.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10 kW 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06333 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06333.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06332.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06332 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06332.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06331.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06331 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06331.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06330.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06330 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06330.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06329.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Enhancements to Current Risk Protections 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06329 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06329.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06328.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Trade Now Order Attribute, at Equity 4, Rules 4702 and 4703 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06328 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06328.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06327.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.31E 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06327 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06327.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06326.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06326 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06326.pdf https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06371.html Notice - Proposed Collection; Comment Request; Extension: Rule 18a-7 2024-03-26T00:00:00-07:00 2024-03-26T00:00:00-07:00 2024-06371 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06371.pdf