Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023?limit=200&registers=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom 2024-07-25T09:24:13-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/12/29/2023-28785.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 15c2-7 2023-12-29T00:00:00-08:00 2023-12-29T00:00:00-08:00 2023-28785 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-29/pdf/2023-28785.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28706.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Modify the DTC Settlement Service Guide 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28706 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28706.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28705.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 517, Quote Types Defined 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28705 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28705.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28704.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 900.3NYP 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28704 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28704.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28613.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28613 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28613.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28612.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-12 To Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28612 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28612.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28611.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the NYSE Listed Company Manual To Adopt Listing Standards for Natural Asset Companies 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28611 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28611.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28610.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Introduce a New Data Product To Be Known as the Short Interest Report 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28610 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28610.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28609.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28609 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28609.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28608.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28608 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28608.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28607.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28607 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28607.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28606.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28606 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28606.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28605.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28605 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28605.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28604.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28604 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28604.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28603.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28603 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28603.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28672.html Notice - Nuveen Enhanced Floating Rate Income Fund, et al. 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28672 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28672.pdf https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28671.html Notice - MainStay MacKay Municipal Income Opportunities Fund and New York Life Investment Management LLC 2023-12-28T00:00:00-08:00 2023-12-28T00:00:00-08:00 2023-28671 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28671.pdf https://regulations.justia.com/regulations/fedreg/2023/12/27/2023-28457.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Addendum A (Fee Structure) 2023-12-27T00:00:00-08:00 2023-12-27T00:00:00-08:00 2023-28457 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-27/pdf/2023-28457.pdf https://regulations.justia.com/regulations/fedreg/2023/12/27/2023-28454.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product 2023-12-27T00:00:00-08:00 2023-12-27T00:00:00-08:00 2023-28454 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-27/pdf/2023-28454.pdf https://regulations.justia.com/regulations/fedreg/2023/12/27/2023-28453.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Short Term Option Series Program 2023-12-27T00:00:00-08:00 2023-12-27T00:00:00-08:00 2023-28453 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-27/pdf/2023-28453.pdf https://regulations.justia.com/regulations/fedreg/2023/12/27/2023-28452.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product 2023-12-27T00:00:00-08:00 2023-12-27T00:00:00-08:00 2023-28452 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-27/pdf/2023-28452.pdf https://regulations.justia.com/regulations/fedreg/2023/12/26/2023-28328.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule by Modifying Certain Tiers and Discontinuing the NBBO Setter Program 2023-12-26T00:00:00-08:00 2023-12-26T00:00:00-08:00 2023-28328 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-26/pdf/2023-28328.pdf https://regulations.justia.com/regulations/fedreg/2023/12/26/2023-28327.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List 2023-12-26T00:00:00-08:00 2023-12-26T00:00:00-08:00 2023-28327 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-26/pdf/2023-28327.pdf https://regulations.justia.com/regulations/fedreg/2023/12/26/2023-28326.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Price List 2023-12-26T00:00:00-08:00 2023-12-26T00:00:00-08:00 2023-28326 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-26/pdf/2023-28326.pdf https://regulations.justia.com/regulations/fedreg/2023/12/26/2023-28325.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Dissemination of Information on Individual Transactions in U.S. Treasury Securities and Related Fees 2023-12-26T00:00:00-08:00 2023-12-26T00:00:00-08:00 2023-28325 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-26/pdf/2023-28325.pdf https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28196.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Hashdex Nasdaq Ethereum ETF Under Nasdaq Rule 5711(i) (Trust Units) 2023-12-22T00:00:00-08:00 2023-12-22T00:00:00-08:00 2023-28196 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28196.pdf https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28195.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts) 2023-12-22T00:00:00-08:00 2023-12-22T00:00:00-08:00 2023-28195 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28195.pdf https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28194.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2023-12-22T00:00:00-08:00 2023-12-22T00:00:00-08:00 2023-28194 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28194.pdf https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28193.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2023-12-22T00:00:00-08:00 2023-12-22T00:00:00-08:00 2023-28193 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28193.pdf https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28192.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2023-12-22T00:00:00-08:00 2023-12-22T00:00:00-08:00 2023-28192 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28192.pdf https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28197.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2615(d) To Eliminate the Contingent Open 2023-12-22T00:00:00-08:00 2023-12-22T00:00:00-08:00 2023-28197 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28197.pdf https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28212.html Notice - Notice of Intention To Cancel Registration Pursuant to the Investment Advisers Act of 1940 2023-12-22T00:00:00-08:00 2023-12-22T00:00:00-08:00 2023-28212 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28212.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28115.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 2a-5 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28115 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28115.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28114.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 15c2-1 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28114 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28114.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28119.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 17g-1 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28119 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28119.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28118.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 19a-1 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28118 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28118.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28117.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 489 and Form F-N 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28117 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28117.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28116.html Notice - Submission for OMB Review; Comment Request; Extension: Form 2-E 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28116 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28116.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28040.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28040 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28040.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28039.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28039 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28039.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28043.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Rules To Govern FLEX Equity Options and a New Order Type To Trade FLEX Equity Options on the BOX Trading Floor 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28043 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28043.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28042.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-7150-1 and Rule 7250 (Quote Mitigation) 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28042 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28042.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28041.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28041 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28041.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27887.html Notice - Submission for OMB Review; Comment Request; Rule 211(h)(2)-1 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27887 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27887.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27927.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 9 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27927 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27927.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27926.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27926 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27926.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27925.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27925 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27925.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27924.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Proprietary Data Fees for Top of PHLX Options (“TOPO”), PHLX Orders, and TOPO Plus Orders at Options 7, Section 10 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27924 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27924.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27913.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.62P-O 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27913 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27913.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27912.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Amendments to the Options Clearing Corporation's Collateral Risk Management Policy and Margin Policy 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27912 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27912.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27911.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27911 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27911.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27910.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27910 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27910.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27909.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27909 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27909.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27923.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27923 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27923.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27922.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27922 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27922.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27921.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27921 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27921.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27920.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27920 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27920.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27919.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27919 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27919.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27918.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 114(f) 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27918 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27918.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27917.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27917 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27917.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27916.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Low Priced Stock Strike Price Interval Program 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27916 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27916.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27915.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for Options on the Nasdaq 100 Index in the Exchange's Pricing Schedule at Options 7 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27915 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27915.pdf https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27914.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for Options on the Nasdaq 100 Index in the Exchange's Pricing Schedule at Options 7 2023-12-20T00:00:00-08:00 2023-12-20T00:00:00-08:00 2023-27914 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27914.pdf https://regulations.justia.com/regulations/fedreg/2023/12/19/2023-27809.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Changes to Certain Representations Relating to the Hashdex Bitcoin Futures Fund 2023-12-19T00:00:00-08:00 2023-12-19T00:00:00-08:00 2023-27809 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-19/pdf/2023-27809.pdf https://regulations.justia.com/regulations/fedreg/2023/12/19/2023-27807.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2023-12-19T00:00:00-08:00 2023-12-19T00:00:00-08:00 2023-27807 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-19/pdf/2023-27807.pdf https://regulations.justia.com/regulations/fedreg/2023/12/19/2023-27806.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2023-12-19T00:00:00-08:00 2023-12-19T00:00:00-08:00 2023-27806 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-19/pdf/2023-27806.pdf https://regulations.justia.com/regulations/fedreg/2023/12/19/2023-27805.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Commodity-Based Trust Shares in Nasdaq Rule 5711(d)(iv)(A) and To Correct a Typographical Error in Nasdaq Rule 5711(d)(iv)(B) 2023-12-19T00:00:00-08:00 2023-12-19T00:00:00-08:00 2023-27805 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-19/pdf/2023-27805.pdf https://regulations.justia.com/regulations/fedreg/2023/12/19/2023-27786.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BZX Rule 14.11(e)(4)(C)(i) (Commodity-Based Trust Shares) 2023-12-19T00:00:00-08:00 2023-12-19T00:00:00-08:00 2023-27786 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-19/pdf/2023-27786.pdf https://regulations.justia.com/regulations/fedreg/2023/12/19/2023-27785.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Enhancements to Its DMM Program 2023-12-19T00:00:00-08:00 2023-12-19T00:00:00-08:00 2023-27785 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-19/pdf/2023-27785.pdf https://regulations.justia.com/regulations/fedreg/2023/12/19/2023-27784.html Notice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 100, Definitions, Rule 530, Limit Up-Limit Down, Rule 2612, Minimum Price Variations, Rule 2614, Orders and Order Instructions, and Rule 2705 Prohibition Against Trading Ahead of Customer Orders 2023-12-19T00:00:00-08:00 2023-12-19T00:00:00-08:00 2023-27784 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-19/pdf/2023-27784.pdf https://regulations.justia.com/regulations/fedreg/2023/12/19/2023-27782.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 404, Series of Option Contracts Open for Trading 2023-12-19T00:00:00-08:00 2023-12-19T00:00:00-08:00 2023-27782 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-19/pdf/2023-27782.pdf https://regulations.justia.com/regulations/fedreg/2023/12/19/2023-27770.html Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2024 2023-12-19T00:00:00-08:00 2023-12-19T00:00:00-08:00 2023-27770 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-19/pdf/2023-27770.pdf https://regulations.justia.com/regulations/fedreg/2023/12/18/2023-27848.html Notice - Sunshine Act Meetings 2023-12-18T00:00:00-08:00 2023-12-18T00:00:00-08:00 2023-27848 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-18/pdf/2023-27848.pdf https://regulations.justia.com/regulations/fedreg/2023/12/18/2023-27676.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for Options on the Nasdaq 100 Index in the Exchange's Pricing Schedule at Options 7 2023-12-18T00:00:00-08:00 2023-12-18T00:00:00-08:00 2023-27676 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-18/pdf/2023-27676.pdf https://regulations.justia.com/regulations/fedreg/2023/12/18/2023-27675.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) in Order To Adopt a New Tier Under Footnote 13 (Tape B Volume and Quoting) Specific to Single-Stock Exchange Traded Funds (“Single-Stock ETFs”) 2023-12-18T00:00:00-08:00 2023-12-18T00:00:00-08:00 2023-27675 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-18/pdf/2023-27675.pdf https://regulations.justia.com/regulations/fedreg/2023/12/18/2023-27674.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Options 7 2023-12-18T00:00:00-08:00 2023-12-18T00:00:00-08:00 2023-27674 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-18/pdf/2023-27674.pdf https://regulations.justia.com/regulations/fedreg/2023/12/15/2023-24587.html Rule - Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities 2023-12-15T00:00:00-08:00 2023-12-15T00:00:00-08:00 2023-24587 Rule https://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-24587.pdf https://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27531.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Exchange Fee Schedule To Modify Certain Connectivity and Port Fees 2023-12-15T00:00:00-08:00 2023-12-15T00:00:00-08:00 2023-27531 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27531.pdf https://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27530.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees 2023-12-15T00:00:00-08:00 2023-12-15T00:00:00-08:00 2023-27530 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27530.pdf https://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27529.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees 2023-12-15T00:00:00-08:00 2023-12-15T00:00:00-08:00 2023-27529 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27529.pdf https://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27528.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2023-12-15T00:00:00-08:00 2023-12-15T00:00:00-08:00 2023-27528 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27528.pdf https://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27527.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 1 2023-12-15T00:00:00-08:00 2023-12-15T00:00:00-08:00 2023-27527 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27527.pdf https://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27526.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 1 2023-12-15T00:00:00-08:00 2023-12-15T00:00:00-08:00 2023-27526 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27526.pdf https://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27525.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 1 2023-12-15T00:00:00-08:00 2023-12-15T00:00:00-08:00 2023-27525 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27525.pdf https://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27571.html Notice - Submission for OMB Review; Comment Request; Extension: Form N-17f-1 2023-12-15T00:00:00-08:00 2023-12-15T00:00:00-08:00 2023-27571 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27571.pdf https://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27570.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 0-1 2023-12-15T00:00:00-08:00 2023-12-15T00:00:00-08:00 2023-27570 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27570.pdf https://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27569.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 6e-2 and Form N-6EI-1 2023-12-15T00:00:00-08:00 2023-12-15T00:00:00-08:00 2023-27569 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27569.pdf https://regulations.justia.com/regulations/fedreg/2023/12/14/2023-27404.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 10.9261 and 10.9830 2023-12-14T00:00:00-08:00 2023-12-14T00:00:00-08:00 2023-27404 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-14/pdf/2023-27404.pdf https://regulations.justia.com/regulations/fedreg/2023/12/14/2023-27403.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 1 2023-12-14T00:00:00-08:00 2023-12-14T00:00:00-08:00 2023-27403 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-14/pdf/2023-27403.pdf https://regulations.justia.com/regulations/fedreg/2023/12/14/2023-27402.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 2023-12-14T00:00:00-08:00 2023-12-14T00:00:00-08:00 2023-27402 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-14/pdf/2023-27402.pdf https://regulations.justia.com/regulations/fedreg/2023/12/14/2023-27401.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 1 2023-12-14T00:00:00-08:00 2023-12-14T00:00:00-08:00 2023-27401 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-14/pdf/2023-27401.pdf https://regulations.justia.com/regulations/fedreg/2023/12/14/2023-27400.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 10.9261 and 10.9830 2023-12-14T00:00:00-08:00 2023-12-14T00:00:00-08:00 2023-27400 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-14/pdf/2023-27400.pdf https://regulations.justia.com/regulations/fedreg/2023/12/14/2023-27399.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Harmonize Rules 9261 and 9830 2023-12-14T00:00:00-08:00 2023-12-14T00:00:00-08:00 2023-27399 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-14/pdf/2023-27399.pdf https://regulations.justia.com/regulations/fedreg/2023/12/14/2023-27398.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 9261 and 9830 2023-12-14T00:00:00-08:00 2023-12-14T00:00:00-08:00 2023-27398 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-14/pdf/2023-27398.pdf https://regulations.justia.com/regulations/fedreg/2023/12/14/2023-27397.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Its Rules Relating to Position and Exercise Limits 2023-12-14T00:00:00-08:00 2023-12-14T00:00:00-08:00 2023-27397 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-14/pdf/2023-27397.pdf https://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27275.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts 2023-12-13T00:00:00-08:00 2023-12-13T00:00:00-08:00 2023-27275 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27275.pdf https://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27325.html Notice - Proposed Collection; Comment Request; Extension: Rule 8b-1 to 8b-5; 8b-10 to 8b-22; and 8b-25 to 8b-31 2023-12-13T00:00:00-08:00 2023-12-13T00:00:00-08:00 2023-27325 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27325.pdf https://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27274.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Monthly Options Series and the Nonstandard Expirations Program 2023-12-13T00:00:00-08:00 2023-12-13T00:00:00-08:00 2023-27274 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27274.pdf https://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27273.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for the Cboe Silexx Platform 2023-12-13T00:00:00-08:00 2023-12-13T00:00:00-08:00 2023-27273 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27273.pdf https://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27272.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to Recovery and Resolution 2023-12-13T00:00:00-08:00 2023-12-13T00:00:00-08:00 2023-27272 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27272.pdf https://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27271.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Low Priced Stock Strike Price Interval Program 2023-12-13T00:00:00-08:00 2023-12-13T00:00:00-08:00 2023-27271 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27271.pdf https://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27270.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Monthly Options Series and Amend the Nonstandard Expirations Program 2023-12-13T00:00:00-08:00 2023-12-13T00:00:00-08:00 2023-27270 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27270.pdf https://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27268.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule 2023-12-13T00:00:00-08:00 2023-12-13T00:00:00-08:00 2023-27268 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27268.pdf https://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27267.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework 2023-12-13T00:00:00-08:00 2023-12-13T00:00:00-08:00 2023-27267 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27267.pdf https://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27262.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Low Priced Stock Strike Price Interval Program 2023-12-13T00:00:00-08:00 2023-12-13T00:00:00-08:00 2023-27262 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27262.pdf https://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27261.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt a Temporary Options Regulatory Fee 2023-12-13T00:00:00-08:00 2023-12-13T00:00:00-08:00 2023-27261 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27261.pdf https://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27260.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Monthly Options Series 2023-12-13T00:00:00-08:00 2023-12-13T00:00:00-08:00 2023-27260 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27260.pdf https://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27259.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 4A To Adopt Monthly Options Series 2023-12-13T00:00:00-08:00 2023-12-13T00:00:00-08:00 2023-27259 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27259.pdf https://regulations.justia.com/regulations/fedreg/2023/12/12/2023-27164.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Legging Orders 2023-12-12T00:00:00-08:00 2023-12-12T00:00:00-08:00 2023-27164 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-12/pdf/2023-27164.pdf https://regulations.justia.com/regulations/fedreg/2023/12/12/2023-27163.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Legging Orders 2023-12-12T00:00:00-08:00 2023-12-12T00:00:00-08:00 2023-27163 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-12/pdf/2023-27163.pdf https://regulations.justia.com/regulations/fedreg/2023/12/12/2023-27162.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework 2023-12-12T00:00:00-08:00 2023-12-12T00:00:00-08:00 2023-27162 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-12/pdf/2023-27162.pdf https://regulations.justia.com/regulations/fedreg/2023/12/12/2023-27161.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule for Purge Ports 2023-12-12T00:00:00-08:00 2023-12-12T00:00:00-08:00 2023-27161 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-12/pdf/2023-27161.pdf https://regulations.justia.com/regulations/fedreg/2023/12/12/2023-27160.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework 2023-12-12T00:00:00-08:00 2023-12-12T00:00:00-08:00 2023-27160 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-12/pdf/2023-27160.pdf https://regulations.justia.com/regulations/fedreg/2023/12/12/2023-27159.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13 2023-12-12T00:00:00-08:00 2023-12-12T00:00:00-08:00 2023-27159 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-12/pdf/2023-27159.pdf https://regulations.justia.com/regulations/fedreg/2023/12/12/2023-27158.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule 2023-12-12T00:00:00-08:00 2023-12-12T00:00:00-08:00 2023-27158 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-12/pdf/2023-27158.pdf https://regulations.justia.com/regulations/fedreg/2023/12/12/2023-27157.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Sections 902.02 and 902.03 of the NYSE Listed Company Manual To Amend Its Initial Listing Fee and Certain of Its Annual Fees 2023-12-12T00:00:00-08:00 2023-12-12T00:00:00-08:00 2023-27157 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-12/pdf/2023-27157.pdf https://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27149.html Notice - Submission for OMB Review; Comment Request; Extension: Tender Offer-Regulation 14D and Regulation 14E, Schedule 14D-9 2023-12-11T00:00:00-08:00 2023-12-11T00:00:00-08:00 2023-27149 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27149.pdf https://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27148.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 425 2023-12-11T00:00:00-08:00 2023-12-11T00:00:00-08:00 2023-27148 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27148.pdf https://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27147.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 163 2023-12-11T00:00:00-08:00 2023-12-11T00:00:00-08:00 2023-27147 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27147.pdf https://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27146.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 173 2023-12-11T00:00:00-08:00 2023-12-11T00:00:00-08:00 2023-27146 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27146.pdf https://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27145.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 433 2023-12-11T00:00:00-08:00 2023-12-11T00:00:00-08:00 2023-27145 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27145.pdf https://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27144.html Notice - Submission for OMB Review; Comment Request; Extension: Form CB, Tender Offer/Rights Offering Notification Form 2023-12-11T00:00:00-08:00 2023-12-11T00:00:00-08:00 2023-27144 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27144.pdf https://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27174.html Notice - Sunshine Act Meetings 2023-12-11T00:00:00-08:00 2023-12-11T00:00:00-08:00 2023-27174 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27174.pdf https://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27165.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Establish an Options Regulatory Fee 2023-12-11T00:00:00-08:00 2023-12-11T00:00:00-08:00 2023-27165 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27165.pdf https://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27067.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Purge Ports 2023-12-11T00:00:00-08:00 2023-12-11T00:00:00-08:00 2023-27067 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27067.pdf https://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27066.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Purge Ports 2023-12-11T00:00:00-08:00 2023-12-11T00:00:00-08:00 2023-27066 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27066.pdf https://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27065.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule 2023-12-11T00:00:00-08:00 2023-12-11T00:00:00-08:00 2023-27065 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27065.pdf https://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27064.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend Equity 4, Rules 3301A and 3301B To Establish New “Contra Midpoint Only” and “Contra Midpoint Only With Post-Only” Order Types and To Make Other Corresponding Changes to the Rulebook 2023-12-11T00:00:00-08:00 2023-12-11T00:00:00-08:00 2023-27064 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27064.pdf https://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27063.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) 2023-12-11T00:00:00-08:00 2023-12-11T00:00:00-08:00 2023-27063 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27063.pdf https://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27062.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Shares of the iShares Ethereum Trust Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares) 2023-12-11T00:00:00-08:00 2023-12-11T00:00:00-08:00 2023-27062 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27062.pdf https://regulations.justia.com/regulations/fedreg/2023/12/08/2023-26990.html Notice - Proposed Collection; Comment Request; Extension: Rule 0-5 2023-12-08T00:00:00-08:00 2023-12-08T00:00:00-08:00 2023-26990 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-08/pdf/2023-26990.pdf https://regulations.justia.com/regulations/fedreg/2023/12/08/2023-26928.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rules To Conform to Exchange Act Rules 15c6-1 and 15c6-2 To Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions From Two Business Days After the Trade Date to One Business Day After the Trade Date 2023-12-08T00:00:00-08:00 2023-12-08T00:00:00-08:00 2023-26928 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-08/pdf/2023-26928.pdf https://regulations.justia.com/regulations/fedreg/2023/12/07/2023-26430.html Rule - Prohibition Against Conflicts of Interest in Certain Securitizations 2023-12-07T00:00:00-08:00 2023-12-07T00:00:00-08:00 2023-26430 Rule https://www.govinfo.gov/content/pkg/FR-2023-12-07/pdf/2023-26430.pdf https://regulations.justia.com/regulations/fedreg/2023/12/07/2023-26800.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Nasdaq PHLX LLC 2023-12-07T00:00:00-08:00 2023-12-07T00:00:00-08:00 2023-26800 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-07/pdf/2023-26800.pdf https://regulations.justia.com/regulations/fedreg/2023/12/07/2023-26799.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Citations to Rule 600(b) of Regulation National Market System 2023-12-07T00:00:00-08:00 2023-12-07T00:00:00-08:00 2023-26799 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-07/pdf/2023-26799.pdf https://regulations.justia.com/regulations/fedreg/2023/12/06/2023-26731.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Fidelity Ethereum Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2023-12-06T00:00:00-08:00 2023-12-06T00:00:00-08:00 2023-26731 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-06/pdf/2023-26731.pdf https://regulations.justia.com/regulations/fedreg/2023/12/06/2023-26730.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Citations to Rule 600(b) of Regulation National Market System 2023-12-06T00:00:00-08:00 2023-12-06T00:00:00-08:00 2023-26730 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-06/pdf/2023-26730.pdf https://regulations.justia.com/regulations/fedreg/2023/12/06/2023-26729.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Citations to Rule 600(b) of Regulation National Market System 2023-12-06T00:00:00-08:00 2023-12-06T00:00:00-08:00 2023-26729 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-06/pdf/2023-26729.pdf https://regulations.justia.com/regulations/fedreg/2023/12/06/2023-26728.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Citations to Rule 600(b) of Regulation National Market System 2023-12-06T00:00:00-08:00 2023-12-06T00:00:00-08:00 2023-26728 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-06/pdf/2023-26728.pdf https://regulations.justia.com/regulations/fedreg/2023/12/06/2023-26727.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2023-12-06T00:00:00-08:00 2023-12-06T00:00:00-08:00 2023-26727 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-06/pdf/2023-26727.pdf https://regulations.justia.com/regulations/fedreg/2023/12/06/2023-26726.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Citations to Rule 600(b) of Regulation National Market System 2023-12-06T00:00:00-08:00 2023-12-06T00:00:00-08:00 2023-26726 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-06/pdf/2023-26726.pdf https://regulations.justia.com/regulations/fedreg/2023/12/06/2023-26725.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New LSTY Routing Option Under Rule 4758 2023-12-06T00:00:00-08:00 2023-12-06T00:00:00-08:00 2023-26725 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-06/pdf/2023-26725.pdf https://regulations.justia.com/regulations/fedreg/2023/12/06/2023-26724.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Entry and All-Inclusive Annual Fees for Certain Companies 2023-12-06T00:00:00-08:00 2023-12-06T00:00:00-08:00 2023-26724 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-06/pdf/2023-26724.pdf https://regulations.justia.com/regulations/fedreg/2023/12/06/2023-26773.html Notice - Public Company Accounting Oversight Board; Order Granting Approval of Auditing Standard Governing the Auditor's Use of Confirmation 2023-12-06T00:00:00-08:00 2023-12-06T00:00:00-08:00 2023-26773 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-06/pdf/2023-26773.pdf https://regulations.justia.com/regulations/fedreg/2023/12/05/2023-26595.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2023-12-05T00:00:00-08:00 2023-12-05T00:00:00-08:00 2023-26595 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-05/pdf/2023-26595.pdf https://regulations.justia.com/regulations/fedreg/2023/12/05/2023-26594.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Option Series Program 2023-12-05T00:00:00-08:00 2023-12-05T00:00:00-08:00 2023-26594 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-05/pdf/2023-26594.pdf https://regulations.justia.com/regulations/fedreg/2023/12/05/2023-26593.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Option Series Program 2023-12-05T00:00:00-08:00 2023-12-05T00:00:00-08:00 2023-26593 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-05/pdf/2023-26593.pdf https://regulations.justia.com/regulations/fedreg/2023/12/05/2023-26592.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Option Series Program 2023-12-05T00:00:00-08:00 2023-12-05T00:00:00-08:00 2023-26592 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-05/pdf/2023-26592.pdf https://regulations.justia.com/regulations/fedreg/2023/12/05/2023-26591.html Notice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading To Adopt New Interpretations and Policies .12 2023-12-05T00:00:00-08:00 2023-12-05T00:00:00-08:00 2023-26591 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-05/pdf/2023-26591.pdf https://regulations.justia.com/regulations/fedreg/2023/12/05/2023-25807.html Rule - Clearing Agency Governance and Conflicts of Interest 2023-12-05T00:00:00-08:00 2023-12-05T00:00:00-08:00 2023-25807 Rule https://www.govinfo.gov/content/pkg/FR-2023-12-05/pdf/2023-25807.pdf https://regulations.justia.com/regulations/fedreg/2023/12/05/2023-26596.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 517, Quote Types Defined 2023-12-05T00:00:00-08:00 2023-12-05T00:00:00-08:00 2023-26596 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-05/pdf/2023-26596.pdf https://regulations.justia.com/regulations/fedreg/2023/12/04/2023-26671.html Notice - Sunshine Act Meetings 2023-12-04T00:00:00-08:00 2023-12-04T00:00:00-08:00 2023-26671 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-04/pdf/2023-26671.pdf https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26499.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 2023-12-01T00:00:00-08:00 2023-12-01T00:00:00-08:00 2023-26499 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26499.pdf https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26495.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule 2023-12-01T00:00:00-08:00 2023-12-01T00:00:00-08:00 2023-26495 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26495.pdf https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26494.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2023-12-01T00:00:00-08:00 2023-12-01T00:00:00-08:00 2023-26494 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26494.pdf https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26492.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2023-12-01T00:00:00-08:00 2023-12-01T00:00:00-08:00 2023-26492 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26492.pdf https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26491.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2023-12-01T00:00:00-08:00 2023-12-01T00:00:00-08:00 2023-26491 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26491.pdf https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26488.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Franklin Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2023-12-01T00:00:00-08:00 2023-12-01T00:00:00-08:00 2023-26488 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26488.pdf https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26547.html Notice - Sunshine Act Meetings 2023-12-01T00:00:00-08:00 2023-12-01T00:00:00-08:00 2023-26547 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26547.pdf https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26500.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Hashdex Bitcoin Futures ETF Under NYSE Arca Rule 8.500-E (Trust Units) 2023-12-01T00:00:00-08:00 2023-12-01T00:00:00-08:00 2023-26500 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26500.pdf https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26486.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 4, Section 5 Related to a Low Priced Stock Strike Price Interval Program 2023-12-01T00:00:00-08:00 2023-12-01T00:00:00-08:00 2023-26486 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26486.pdf https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26390.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Refine the Margin Liquidity Adjustment (“MLA”) Charge Calculation and the Description of the MLA Charge 2023-12-01T00:00:00-08:00 2023-12-01T00:00:00-08:00 2023-26390 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26390.pdf https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26389.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E 2023-12-01T00:00:00-08:00 2023-12-01T00:00:00-08:00 2023-26389 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26389.pdf https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26384.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule 2023-12-01T00:00:00-08:00 2023-12-01T00:00:00-08:00 2023-26384 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26384.pdf https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26407.html Notice - Order Granting an Exemption Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to the Recordkeeping Requirements for Industry Test Data, as Required by Rule 17a-1 Under the Exchange Act and Certain Provisions of the National Market System Plan Governing the Consolidated Audit Trail 2023-12-01T00:00:00-08:00 2023-12-01T00:00:00-08:00 2023-26407 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26407.pdf https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26406.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 30b1-10, Form N-RN 2023-12-01T00:00:00-08:00 2023-12-01T00:00:00-08:00 2023-26406 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26406.pdf https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26405.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 498A 2023-12-01T00:00:00-08:00 2023-12-01T00:00:00-08:00 2023-26405 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26405.pdf https://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26403.html Notice - Proposed Collection; Comment Request; Extension: Rule 30b2-1 2023-12-01T00:00:00-08:00 2023-12-01T00:00:00-08:00 2023-26403 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26403.pdf https://regulations.justia.com/regulations/fedreg/2023/11/30/2023-26263.html Notice - Self-Regulatory Organizations; MEMX LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Its Fee Schedule To Establish an Options Regulatory Fee 2023-11-30T00:00:00-08:00 2023-11-30T00:00:00-08:00 2023-26263 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-30/pdf/2023-26263.pdf https://regulations.justia.com/regulations/fedreg/2023/11/29/2023-26236.html Notice - Deregistration Under Section 8(f) of the Investment Company Act of 1940 2023-11-29T00:00:00-08:00 2023-11-29T00:00:00-08:00 2023-26236 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-29/pdf/2023-26236.pdf https://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26115.html Notice - Oxford Park Income Fund, Inc. and Oxford Park Management, LLC 2023-11-28T00:00:00-08:00 2023-11-28T00:00:00-08:00 2023-26115 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-28/pdf/2023-26115.pdf https://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26113.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rule 5050 (Series of Options Contracts Open for Trading) 2023-11-28T00:00:00-08:00 2023-11-28T00:00:00-08:00 2023-26113 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-28/pdf/2023-26113.pdf https://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26112.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 2 Regarding Fees and Rebates 2023-11-28T00:00:00-08:00 2023-11-28T00:00:00-08:00 2023-26112 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-28/pdf/2023-26112.pdf https://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26111.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish IM-7600-8 2023-11-28T00:00:00-08:00 2023-11-28T00:00:00-08:00 2023-26111 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-28/pdf/2023-26111.pdf https://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26125.html Notice - Joint Industry Plan; Notice of Withdrawal of Amendment to the National Market System Plan Governing the Consolidated Audit Trail 2023-11-28T00:00:00-08:00 2023-11-28T00:00:00-08:00 2023-26125 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-28/pdf/2023-26125.pdf https://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26118.html Notice - IndexIQ Active ETF Trust and IndexIQ Advisors LLC 2023-11-28T00:00:00-08:00 2023-11-28T00:00:00-08:00 2023-26118 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-28/pdf/2023-26118.pdf https://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26117.html Notice - Meketa Infrastructure Fund and Meketa Capital, LLC 2023-11-28T00:00:00-08:00 2023-11-28T00:00:00-08:00 2023-26117 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-28/pdf/2023-26117.pdf https://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26116.html Notice - CAZ Strategic Opportunities Fund and CAZ Investments Registered Adviser LLC 2023-11-28T00:00:00-08:00 2023-11-28T00:00:00-08:00 2023-26116 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-28/pdf/2023-26116.pdf https://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26189.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2023-11-28T00:00:00-08:00 2023-11-28T00:00:00-08:00 2023-26189 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-28/pdf/2023-26189.pdf https://regulations.justia.com/regulations/fedreg/2023/11/27/2023-26007.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delineate the Application Fee From the Entry Fee, To Increase the Application Fee for Tier I and Tier II Securities Listed on the Exchange in Certain Circumstances, To Change the Assessment Date of the Entry Fee, and To Clarify That Both the Entry Fee and Application Fee Are Non-Refundable as Provided in Exchange Rule 14.13 2023-11-27T00:00:00-08:00 2023-11-27T00:00:00-08:00 2023-26007 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-27/pdf/2023-26007.pdf https://regulations.justia.com/regulations/fedreg/2023/11/27/2023-26006.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce a New Post Only Order Parameter Instruction 2023-11-27T00:00:00-08:00 2023-11-27T00:00:00-08:00 2023-26006 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-27/pdf/2023-26006.pdf https://regulations.justia.com/regulations/fedreg/2023/11/27/2023-26005.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Adopt Monthly Options Series 2023-11-27T00:00:00-08:00 2023-11-27T00:00:00-08:00 2023-26005 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-27/pdf/2023-26005.pdf https://regulations.justia.com/regulations/fedreg/2023/11/27/2023-26004.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 To Amend IEX's Fee Schedule 2023-11-27T00:00:00-08:00 2023-11-27T00:00:00-08:00 2023-26004 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-27/pdf/2023-26004.pdf https://regulations.justia.com/regulations/fedreg/2023/11/27/2023-26092.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Short Term Option Series Program in IM-5050-6 2023-11-27T00:00:00-08:00 2023-11-27T00:00:00-08:00 2023-26092 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-27/pdf/2023-26092.pdf https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25886.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision) 2023-11-24T00:00:00-08:00 2023-11-24T00:00:00-08:00 2023-25886 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25886.pdf https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25883.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Clearing Member Cybersecurity Obligations 2023-11-24T00:00:00-08:00 2023-11-24T00:00:00-08:00 2023-25883 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25883.pdf https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25882.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2023-11-24T00:00:00-08:00 2023-11-24T00:00:00-08:00 2023-25882 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25882.pdf https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25881.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 2210 (Communications With the Public) To Permit Projections of Performance of Investment Strategies or Single Securities in Institutional Communications 2023-11-24T00:00:00-08:00 2023-11-24T00:00:00-08:00 2023-25881 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25881.pdf https://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25880.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Adopt Supplementary Material .19 (Residential Supervisory Location) Under FINRA Rule 3110 (Supervision) 2023-11-24T00:00:00-08:00 2023-11-24T00:00:00-08:00 2023-25880 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25880.pdf https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25549.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Transaction Fees 2023-11-20T00:00:00-08:00 2023-11-20T00:00:00-08:00 2023-25549 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25549.pdf https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25548.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSEArca, Inc.; NYSE Chicago, Inc.; NYSE National, Inc.; Order Approving Proposed Rule Changes To Establish Certain Alternative Procedures for the Allocation of Power in Co-Location 2023-11-20T00:00:00-08:00 2023-11-20T00:00:00-08:00 2023-25548 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25548.pdf https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25547.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Approving a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdasq-100 Index® Options With a Third-Friday-of-the-Month Expiration 2023-11-20T00:00:00-08:00 2023-11-20T00:00:00-08:00 2023-25547 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25547.pdf https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25546.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, as Provided in Exchange Rule 14.11(l) 2023-11-20T00:00:00-08:00 2023-11-20T00:00:00-08:00 2023-25546 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25546.pdf https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25545.html Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation 2023-11-20T00:00:00-08:00 2023-11-20T00:00:00-08:00 2023-25545 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25545.pdf https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25544.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation 2023-11-20T00:00:00-08:00 2023-11-20T00:00:00-08:00 2023-25544 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25544.pdf https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25542.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend MRX Options 7, Section 5 To Amend Route-Out Fees 2023-11-20T00:00:00-08:00 2023-11-20T00:00:00-08:00 2023-25542 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25542.pdf https://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25541.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX Options 7, Section 4 To Amend Route-Out Fees 2023-11-20T00:00:00-08:00 2023-11-20T00:00:00-08:00 2023-25541 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25541.pdf https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25498.html Notice - Saratoga Investment Advisors, LLC, et al. 2023-11-17T00:00:00-08:00 2023-11-17T00:00:00-08:00 2023-25498 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25498.pdf https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25606.html Notice - Sunshine Act Meetings 2023-11-17T00:00:00-08:00 2023-11-17T00:00:00-08:00 2023-25606 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25606.pdf https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25479.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 15g-2 2023-11-17T00:00:00-08:00 2023-11-17T00:00:00-08:00 2023-25479 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25479.pdf