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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/12/28?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/12/28?registers=between
Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Modify the DTC Settlement Service Guide
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28706.html
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28706.htmlThu, 28 Dec 2023 00:00:00 -08002023-28706Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28706.pdfNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 517, Quote Types Defined
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28705.html
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28705.htmlThu, 28 Dec 2023 00:00:00 -08002023-28705Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28705.pdfNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 900.3NYP
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28704.html
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28704.htmlThu, 28 Dec 2023 00:00:00 -08002023-28704Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28704.pdfNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28613.html
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28613.htmlThu, 28 Dec 2023 00:00:00 -08002023-28613Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28613.pdfNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-12 To Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28612.html
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28612.htmlThu, 28 Dec 2023 00:00:00 -08002023-28612Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28612.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the NYSE Listed Company Manual To Adopt Listing Standards for Natural Asset Companies
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28611.html
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28611.htmlThu, 28 Dec 2023 00:00:00 -08002023-28611Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28611.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Introduce a New Data Product To Be Known as the Short Interest Report
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28610.html
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28610.htmlThu, 28 Dec 2023 00:00:00 -08002023-28610Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28610.pdfNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28609.html
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28609.htmlThu, 28 Dec 2023 00:00:00 -08002023-28609Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28609.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28608.html
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28608.htmlThu, 28 Dec 2023 00:00:00 -08002023-28608Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28608.pdfNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28607.html
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28607.htmlThu, 28 Dec 2023 00:00:00 -08002023-28607Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28607.pdfNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28606.html
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28606.htmlThu, 28 Dec 2023 00:00:00 -08002023-28606Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28606.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28605.html
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28605.htmlThu, 28 Dec 2023 00:00:00 -08002023-28605Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28605.pdfNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28604.html
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28604.htmlThu, 28 Dec 2023 00:00:00 -08002023-28604Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28604.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28603.html
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28603.htmlThu, 28 Dec 2023 00:00:00 -08002023-28603Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28603.pdfNotice - Nuveen Enhanced Floating Rate Income Fund, et al.
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28672.html
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28672.htmlThu, 28 Dec 2023 00:00:00 -08002023-28672Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28672.pdfNotice - MainStay MacKay Municipal Income Opportunities Fund and New York Life Investment Management LLC
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28671.html
https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28671.htmlThu, 28 Dec 2023 00:00:00 -08002023-28671Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28671.pdf